BSA/AML INVESTIGATOR - TRUST Job Listing at DM Stone JobsInBrokerage.com in San Francisco, CA (Job ID dmstone5196)

Net-Temps

DM Stone JobsInBrokerage.com

Location: San Francisco, CA
Application deadline: None
Type: Not specified
Career Level: Entry Level
Salary Range: Not specified
Number of Jobs: 1
Relocation Available: No
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Industries
Staffing/Employment
Description
An Anti-Money Laundering Investigator is needed to conduct AML investigations on Trust customers and customers that are the subject of law enforcement inquires.

This candidate will be responsible for conducing enhanced due diligence in compliance with the Bank Secrecy Act, transaction monitoring, and preparing Suspicious Activity Reports

DUTIES:

Perform AML investigations on high risk customers.

Conduct research on individuals and entities through public records, media or other research tools.

Prepare Suspicious Activity Reports (SARs).

Risk rank customers, products, and services.

Respond to law enforcement inquires and requests.

Identify AML risks and assess risks

SKILLS REQUIRED:

Minimum 2 years of experience in conducting suspicious activity monitoring or customer due diligence investigations.

knowledge of the laws applicable to money laundering, to include the BSA, USA PATRIOT Act, and Office of Foreign Assets Control.

Strong writing, analytical and communication skills

Wealth management experience (i.e. broker dealer, trust, investment management services)

Knowledge of banking compliance requirements.

SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Apply on Company Website