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Licensed Branch Operations Manager - Brokerage

DM Stone JobsInBrokerage.com - Pleasanton, CA

National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch in Pleasanton, CA (requires car). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff, running staff meetings, working with financial advisors to resolve issues, principaling trades, working with systems (should be tech savvy), doing performa...

Application Deadline: None

DATA ANALYST - GAMING INDUSTRY

DM Stone JobsInBrokerage.com - San Francisco, CA

As a data analyst, you will combine your strategic and analytical skill sets to develop, test, and analyze hypotheses that will have a far-reaching impact on the success of the company. You'll communicate these insights to key executive stakeholders and play an influential part in establishing this core analytics competency. Responsibilities: Work closely with studio heads to identify key q...

Application Deadline: None

DIRECTOR - GLOBAL ASSISTANCE SERVICES

DM Stone JobsInBrokerage.com - Austin, TX

This is an operational Senior Manager role responsible for a dedicated unit for High Net Worth customer service. The candidate will help design and implement the servicing model for affluent consumers. This role provides leadership to managers, and/or professional staff and is responsible for developing departmental plans, including business, production and/or organizational priorities, sta...

Application Deadline: None

BSA/AML DUE DILIGENCE INVESTIGATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible with assessing customer risk and producing financial intelligence through research and analysis. The DDO Investigator will conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. The DDO Investigator will also work full scope reviews through the case investigation process and de...

Application Deadline: None

INDEX SALES SUPPORT ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This Index Sales Analyst will be a member of the Index Client Coverage team that focuses on Asset Manager clients. You will be responsible for facilitating and providing support of the sales process, work closely with Relationships Managers to maintain existing client relationships and drive new business development. Also work directly with clients and prospective clients to promote new pro...

Application Deadline: None

PERFORMANCE MARKETING LEAD-MOBILE GAMING

DM Stone JobsInBrokerage.com - San Francisco, CA

In this role, you?ll own the business side of the portfolio of games, setting their distribution strategy and executing against it. You will lead a marketing team, manage channel partnerships, and work across the business to build one of the largest, most passionate user bases in the mobile gaming industry. This position represents an ideal role for post-MBA candidates or those with 5 or mor...

Application Deadline: None

FIRST YEAR ASSOCIATE - THIRD PARTY ATTESTATION SERVICES

DM Stone JobsInBrokerage.com - San Francisco, CA

Global Accounting firm in SF is looking for an a first year associate to join their Third Party Attestation Services team. You will be responsible for coordinating the day-to-day "in-charge" duties of planning, fieldwork and "wrap-up" to include the preparation of third party attestation reports, applying most areas of the governing standard as necessary and documenting, validating, testing an...

Application Deadline: None

HR/ADMIN GENERALIST WITH ADP WORKFORCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client who is in the financial services industry is looking for a candidate for a long term contract. The main qualification for this role is ADP WORKFORCE. You will be assisting the HR Manager and performing Administrative duties. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

SR. TRADE FINANCE MANAGER - BANKING

DM Stone JobsInBrokerage.com - Newport Beach, CA

Position Summary Develop and maintain trade finance business to promote the profitability of Bank's Global Trade Services (GTS). Identify markets within the Bank's customer base or outside it. Responsible for the development of new international trade finance service relationships, primarily through proactive involvement with line relationship managers to generate significant trade finance f...

Application Deadline: None

SR BSA/AML INVESTIGATOR DUE DILIGENCE OPERATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be tasked with assessing customer risk and producing financial intelligence through research and analysis. The Senior DDO Investigator will conduct analyses of current and prospective customers through full scope reviews following the case investigation process and develop work products documenting risk analysis. The Senior DDO Investigator will also serve as a team lead and address ...

Application Deadline: None

ADMINISTRATIVE DATA ENTRY ASSOCIATE - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - Foster City, CA

This client has a need for an Admin/Data Entry Associate. HOURS ARE: 10:00 AM - 7:00 PM DUTIES: ADMIN: First point of contact to handle inquiries (including system troubleshooting) from employees, managers and HR professionals. Appropriately escalate issues to Payroll, IT and other areas of HR. Accurately maintain employee records including on-boarding, off-boarding, employee personal a...

Application Deadline: None

COMPLIANCE OFFICER - SAN FRANCISCO AND SAN RAMON

DM Stone JobsInBrokerage.com - San Francisco, CA

***THERE ARE 2 POSITIONS: 1 IN SF AND 1 IN SAN RAMON" This position is within the Administrative Services Group Compliance Function at this established and successful financial institution and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance. You will lead the execution and coordination of the complianc...

Application Deadline: None

TAX SERVICES SR. ASSOCIATE

DM Stone JobsInBrokerage.com - Century City, CA

Global Accounting/Professional Services firm is looking for a Core Tax Services Sr. Associate. You will be responsible for utilizing research skills, applying tax foundational knowledge to understand potential tax issues, gathering client information necessary for filing, participating in tax planning, recognizing and communicating potential risks, preparing tax accrual workpapers and working ...

Application Deadline: None

ASSOCIATE PRODUCT MANAGER - GAMING CO

DM Stone JobsInBrokerage.com - San Francisco, CA

A Mobile Entertainment Company started by two engineers, is looking for an Associate Product Marketing Manger. You will advise the company and each of the product teams on what gamers like and how to build the best games for them. You will be analyzing market data, performing customer surveys and research, and acting as the liaison between the marketing team and our product teams. Additionally...

Application Deadline: None

COMMERCIAL INSURANCE OPERATIONS ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

The role requires insurance or risk management experience, this could include experience at an insurance brokerage or insurance company. Experience in commercial insurance is the most important (not personal lines or auto insurance). Someone with experience using Stars (Risk Management Insurance System (RMIS)). The candidate will also be responsible for admin duties such as managing weekl...

Application Deadline: None