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Successful Private Wealth Advisor

DM Stone JobsInBrokerage.com - Palo Alto, CA

Major bank is seeking successful private wealth advisor. Openings in San Jose and Palo Alto. Must have strong experience as a private client advisor with one of the major private WM groups, ideally a national institution. Base salary plus substantial bonus potential. Must be domiciled and have their existing clients in the SF Bay Area, be strong in sales and have some of the analytical skills w...

Application Deadline: None

GOVERNANCE AND RISK ANALYST

DM Stone JobsInBrokerage.com - San Jose, CA

Moderate amount of previous AML/BSA in Banking experience with some previous experience in a similar position working in a company focused on innovation and growth is required for this role. DUTIES: Responsible for identifying and evaluating risks and controls, assisting with regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiv...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - San Francisco, CA

BILINGUAL JAPANESE SPEAKING EA FOR SF FINANCIAL INSTITUTION DUTIES: Support Executive (e.g. writing up a thank you letter in Japanese in Tokyo, etc.) Support any executive-level visitors who require additional local support Answer complex inquiries which require thorough knowledge of the division's or group's policies and procedures. Type an review documents and drafts and review for co...

Application Deadline: None

AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

The Investigative Operations role within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers and report directly to the Vice President and Head of AML Oper...

Application Deadline: None

ADMINISTRATIVE DATA ENTRY ASSOCIATE - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - Foster City, CA

This client has a need for an Admin/Data Entry Associate. HOURS ARE: 10:00 AM - 7:00 PM DUTIES: ADMIN: First point of contact to handle inquiries (including system troubleshooting) from employees, managers and HR professionals. Appropriately escalate issues to Payroll, IT and other areas of HR. Accurately maintain employee records including on-boarding, off-boarding, employee personal a...

Application Deadline: None

SR ASSOCIATE - VC FIRM

DM Stone JobsInBrokerage.com - San Mateo, CA

Exciting opportunity to come in on the ground floor of an innovative Venture Capital firm as a Senior Associate with a focus on sourcing and originating new deals. You will support underwriting and portfolio monitoring. Potential for significant growth and career advancement at the firm. DUTIES: Originate new deals by identifying industry themes, developing networks of contacts among lower ...

Application Deadline: None

SR BSA/AML INVESTIGATOR DUE DILIGENCE OPERATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be tasked with assessing customer risk and producing financial intelligence through research and analysis. The Senior DDO Investigator will conduct analyses of current and prospective customers through full scope reviews following the case investigation process and develop work products documenting risk analysis. The Senior DDO Investigator will also serve as a team lead and address ...

Application Deadline: None

BSA/AML DUE DILIGENCE INVESTIGATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible with assessing customer risk and producing financial intelligence through research and analysis. The DDO Investigator will conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. The DDO Investigator will also work full scope reviews through the case investigation process and de...

Application Deadline: None

DATA ANALYST - GAMING INDUSTRY

DM Stone JobsInBrokerage.com - San Francisco, CA

As a data analyst, you will combine your strategic and analytical skill sets to develop, test, and analyze hypotheses that will have a far-reaching impact on the success of the company. You'll communicate these insights to key executive stakeholders and play an influential part in establishing this core analytics competency. Responsibilities: Work closely with studio heads to identify key q...

Application Deadline: None

COMMERCIAL INSURANCE OPERATIONS ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

The role requires insurance or risk management experience, this could include experience at an insurance brokerage or insurance company. Experience in commercial insurance is the most important (not personal lines or auto insurance). Someone with experience using Stars (Risk Management Insurance System (RMIS)). The candidate will also be responsible for admin duties such as managing weekl...

Application Deadline: None

DIRECTOR - GLOBAL ASSISTANCE SERVICES

DM Stone JobsInBrokerage.com - Austin, TX

This is an operational Senior Manager role responsible for a dedicated unit for High Net Worth customer service. The candidate will help design and implement the servicing model for affluent consumers. This role provides leadership to managers, and/or professional staff and is responsible for developing departmental plans, including business, production and/or organizational priorities, sta...

Application Deadline: None

TAX SERVICES SR. ASSOCIATE

DM Stone JobsInBrokerage.com - Century City, CA

Global Accounting/Professional Services firm is looking for a Core Tax Services Sr. Associate. You will be responsible for utilizing research skills, applying tax foundational knowledge to understand potential tax issues, gathering client information necessary for filing, participating in tax planning, recognizing and communicating potential risks, preparing tax accrual workpapers and working ...

Application Deadline: None

HR/ADMIN GENERALIST WITH ADP WORKFORCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client who is in the financial services industry is looking for a candidate for a long term contract. The main qualification for this role is ADP WORKFORCE. You will be assisting the HR Manager and performing Administrative duties. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

INDEX SALES SUPPORT ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This Index Sales Analyst will be a member of the Index Client Coverage team that focuses on Asset Manager clients. You will be responsible for facilitating and providing support of the sales process, work closely with Relationships Managers to maintain existing client relationships and drive new business development. Also work directly with clients and prospective clients to promote new pro...

Application Deadline: None

FIRST YEAR ASSOCIATE - THIRD PARTY ATTESTATION SERVICES

DM Stone JobsInBrokerage.com - San Francisco, CA

Global Accounting firm in SF is looking for an a first year associate to join their Third Party Attestation Services team. You will be responsible for coordinating the day-to-day "in-charge" duties of planning, fieldwork and "wrap-up" to include the preparation of third party attestation reports, applying most areas of the governing standard as necessary and documenting, validating, testing an...

Application Deadline: None