dm stone jobsinbrokeragecom Jobs

70 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 1 - 15 of 70

HR GENERALIST - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - San Francisco, CA

Investment Management firm downtown San Francisco is looking for an HR GENERALIST for a 4 mos contract assignment. Key Responsibilities Responsible for benefit administration, including: Resolving employee benefit issues on medical, dental and vision plans, as well as Section 125 and HSA plans. Reconciling carrier invoices. Manage enrollments and changes through HRIS system. Assistance ...

Application Deadline: None

Project Manager - Wealth Management

DM Stone JobsInBrokerage.com - San Francisco, CA

This is a contract to possible perm assignment (est 3 months as contractor). Under the general direction of the Private Wealth Management Program Director, the Project Manager Level II role manages small-to-medium Department Projects. The individual specializes in multiple areas, is extremely adaptable and has the ability to manage multiple highly complex projects. The role requires a high lev...

Application Deadline: None

BSA/AML INVESTIGATOR - DUE DILIGENCE OPS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for assessing customer risk and producing financial intelligence through research and analysis. Conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. You will also work full scope reviews through the case investigation process and develop work products documenting risk analy...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT - MARKET HOURS

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial Services firm is looking for an assistant with exceptional Excel skills to support 2 teams. RESPONSIBILITIES: Maintain busy calendars, scheduling frequent meetings and conference calls Organize registration for conferences Assist with updates and formatting of investment spreadsheet models and various complex Excel spreadsheets (including macro-driven files) Update calendar for ...

Application Deadline: None

PREFERRED BANKING MANAGER

DM Stone JobsInBrokerage.com - Boston, MA

The PBO Manager position is responsible for ensuring the success of the branch through excellent Sales, Business Development, Customer Service, Branch Operations and Management of staff. This position provides a superior level of customer relations and promotes the sales and service culture through coaching, guidance and staff motivation; achieves individual and branch sales goals through new...

Application Deadline: None

AML ENTERPRISE RISK SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will assist the BSA/AML Program and Policy office with Risk Assessments, new product and service reviews, overall strategy for key aspects of the BSA/AML program and policy, and assist business unit directors on an as-needed basis. DUTIES: Conduct and/or assist the BSA/AML Program and Policy Office with performing an in-depth analysis on various products, services, or third party relatio...

Application Deadline: None

DEPOSIT ACCOUNT OPERATIONS AND REPORTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for analyzing daily processing and oversight of key compliance and regulatory functions within the assigned area of Deposit Service. You must have a strong sense of urgency and will be sensitive in meeting strict deadlines applicable to federal and state laws and regulations. You will ensure sound processes are in place in order to improve efficiency, reduce risk, and...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - Monterey Park, CA

Provide the most complex executive support and administrative duties involving frequent exercise of independent judgment, initiative, and diplomacy in support of a Senior Executive Vice President. DUTIES: Answer complex inquiries which require thorough knowledge of the business unit?s policies and procedures Produce highly confidential materials in the form of memos, correspondence, and let...

Application Deadline: None

BANKING POSITION

DM Stone JobsInBrokerage.com - Livermore, CA

The Preferred Banker position is responsible for demonstrating the bank?s core values in all actions to provide an excellent customer experience. This position is expected to provide quality customer service across bank products as well as maintain branch operations. DUTIES AND RESPONSIBILITIES: You will demonstrate thorough knowledge of all branch ops and banking policies and procedures. ...

Application Deadline: None

LEGAL ADMINISTRATIVE ASSISTANT WITH FINANCE INDUSTRY EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Prestigious Investment Management firm located downtown San Francisco is looking for an experienced Legal Admin Assistant. The Administrative Assistant supports the Legal Department, which includes 5 Attorneys and 3 Paralegals. DUTIES: Edit and proofread legal documents, including contracts, SEC filings, corporate charters, minutes, compliance policies and procedures, compliance certificatio...

Application Deadline: None

MARKETING AND BIZ DEV MANAGER - LEGAL

DM Stone JobsInBrokerage.com - Palo Alto, CA

Global Law firm is looking for an experienced Marketing and Biz Development Manager. Looking for someone with Silicon Valley connections and breadth of experience who will be a huge asset to an entrepreneurial team of Silicon Valley Attorneys. This is a unique, newly created position - this office primarily works with emerging growth companies. You will interface with Practice Group Manage...

Application Deadline: None

COMPLIANCE OFFICER-BANKING EITHER SF, LA OR SAN RAMON

DM Stone JobsInBrokerage.com - San Francisco, CA

THIS POSITION CAN RESIDE IN EITHER SF, LA OR SAN RAMON You will be responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance. Lead the execution and coordination of the compliance function at the Business Line level. Review and interpret new and pending laws and regulations, which potentially affects the business p...

Application Deadline: None

CLIENT SERVICE ASSOCIATE WITH SERIES 7 AND 63

DM Stone JobsInBrokerage.com - Century City, CA

You will provide a wide range of sales, service, administrative and relationship management support to assigned Wealth Advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects. Acting as the liaison between the investment professional/client and the PWM middle office functions...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT- CONTRACT

DM Stone JobsInBrokerage.com - Foster City, CA

You will be responsible for supporting Technology Business Management activities, and more specifically team administration, scheduling and general project coordination for key initiatives. Provide administrative support to the management team within the Technology Business Management organization as well as general assistance to team members. Coordinating and maintaining calendars including...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - San Francisco, CA

BILINGUAL JAPANESE SPEAKING EA FOR SF FINANCIAL INSTITUTION DUTIES: Support Executive (e.g. writing up a thank you letter in Japanese in Tokyo, etc.) Support any executive-level visitors who require additional local support Answer complex inquiries which require thorough knowledge of the division's or group's policies and procedures. Type an review documents and drafts and review for co...

Application Deadline: None