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AML POLICY AND PROGRAM DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for executing the BSA/AML risk assessment process, including gathering metrics, assessing control points, and drafting the narrative. Responsible for maintaining the transaction monitoring strategy and various risk assessment methodologies; including, but not limited to negative news screening, client risk ratings, country risk ratings, product/service ratings, and oth...

Application Deadline: None

AML ENTERPRISE RISK SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will assist the BSA/AML Program and Policy office with Risk Assessments, new product and service reviews, overall strategy for key aspects of the BSA/AML program and policy, and assist business unit directors on an as-needed basis. DUTIES: Conduct and/or assist the BSA/AML Program and Policy Office with performing an in-depth analysis on various products, services, or third party relatio...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - San Francisco, CA

BILINGUAL JAPANESE SPEAKING EA FOR SF FINANCIAL INSTITUTION DUTIES: Support Executive (e.g. writing up a thank you letter in Japanese in Tokyo, etc.) Support any executive-level visitors who require additional local support Answer complex inquiries which require thorough knowledge of the division's or group's policies and procedures. Type an review documents and drafts and review for co...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT - MARKET HOURS

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial Services firm is looking for an assistant with exceptional Excel skills to support 2 teams. RESPONSIBILITIES: Maintain busy calendars, scheduling frequent meetings and conference calls Organize registration for conferences Assist with updates and formatting of investment spreadsheet models and various complex Excel spreadsheets (including macro-driven files) Update calendar for ...

Application Deadline: None

REVENUE ACCOUNTANT

DM Stone JobsInBrokerage.com - Brisbane, CA

Responsibilities: All aspects of software revenue recognition, recording, tracking and reporting of revenues as follows: Maintain and enforce revenue recognition policy; review and advise on individual deals to ensure company revenue objectives are met in accordance with revenue recognition rules and principles; ensure proper recording, tracking, reporting, and reconciling of bookings and re...

Application Deadline: None

SR. FINANCIAL ANALYST - MARKETING

DM Stone JobsInBrokerage.com - Redwood City, CA

This role reports into the Manager of FP&A and will provide an excellent opportunity to be a collaborative business partner and trusted advisor for the senior management team of Chief Marketing Officer (CMO) Organization which includes both the GLOBAL MARKETING ORGANIZATION. This group is responsible for planning and execution of long term strategic marketing initiatives for all franchises acr...

Application Deadline: None

MARKETING AND BIZ DEV MANAGER - LEGAL

DM Stone JobsInBrokerage.com - Palo Alto, CA

Global Law firm is looking for an experienced Marketing and Biz Development Manager. Looking for someone with Silicon Valley connections and breadth of experience who will be a huge asset to an entrepreneurial team of Silicon Valley Attorneys. This is a unique, newly created position - this office primarily works with emerging growth companies. You will interface with Practice Group Manage...

Application Deadline: None

BSA/AML INVESTIGATOR - DUE DILIGENCE OPS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for assessing customer risk and producing financial intelligence through research and analysis. Conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. You will also work full scope reviews through the case investigation process and develop work products documenting risk analy...

Application Deadline: None

DEPOSIT ACCOUNT OPERATIONS AND REPORTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for analyzing daily processing and oversight of key compliance and regulatory functions within the assigned area of Deposit Service. You must have a strong sense of urgency and will be sensitive in meeting strict deadlines applicable to federal and state laws and regulations. You will ensure sound processes are in place in order to improve efficiency, reduce risk, and...

Application Deadline: None

SR BSA/AML INVESTIGATOR DUE DILIGENCE OPERATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be tasked with assessing customer risk and producing financial intelligence through research and analysis. The Senior DDO Investigator will conduct analyses of current and prospective customers through full scope reviews following the case investigation process and develop work products documenting risk analysis. The Senior DDO Investigator will also serve as a team lead and address ...

Application Deadline: None

BANKING POSITION

DM Stone JobsInBrokerage.com - Livermore, CA

The Preferred Banker position is responsible for demonstrating the bank?s core values in all actions to provide an excellent customer experience. This position is expected to provide quality customer service across bank products as well as maintain branch operations. DUTIES AND RESPONSIBILITIES: You will demonstrate thorough knowledge of all branch ops and banking policies and procedures. ...

Application Deadline: None

AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

The Investigative Operations role within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers and report directly to the Vice President and Head of AML Oper...

Application Deadline: None

BSA/AML DUE DILIGENCE INVESTIGATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible with assessing customer risk and producing financial intelligence through research and analysis. The DDO Investigator will conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. The DDO Investigator will also work full scope reviews through the case investigation process and de...

Application Deadline: None

LEGAL ADMINISTRATIVE ASSISTANT WITH FINANCE INDUSTRY EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Prestigious Investment Management firm located downtown San Francisco is looking for an experienced Legal Admin Assistant. The Administrative Assistant supports the Legal Department, which includes 5 Attorneys and 3 Paralegals. DUTIES: Edit and proofread legal documents, including contracts, SEC filings, corporate charters, minutes, compliance policies and procedures, compliance certificatio...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - Monterey Park, CA

Provide the most complex executive support and administrative duties involving frequent exercise of independent judgment, initiative, and diplomacy in support of a Senior Executive Vice President. DUTIES: Answer complex inquiries which require thorough knowledge of the business unit?s policies and procedures Produce highly confidential materials in the form of memos, correspondence, and let...

Application Deadline: None