Audit Manager Job Listing at Fidelity Investments in Merrimack, NH (Job ID 1300470)

Finance, Other

Description About Corporate Audit Fidelity Corporate Audit provides independent and objective audit and advisory services that help Fidelity manage risk, improve customer service, and enhance business performance. This mission is accomplished through:

• Assessing the adequacy and effectiveness of controls, risk management, compliance and governance processes
• Reporting on issues and solutions that improve Fidelitys control environment
• Responding to change with a sense of urgency through continuous risk assessment and resource allocation
• Providing audit advisory services on new and changing products and systems
• Developing talented professionals for audit and leadership positions

Job Description and Responsibilities: The Personal and Workplace Investing audit group operates as a cross-functional team within Corporate Audit and provides audit coverage of the retail brokerage and workplace investing businesses, including defined contribution, defined benefit, health and welfare administration, and stock plan services. Key areas of focus include recordkeeping administration, transfer agent, and broker-dealer services for Fidelitys primary distribution channels. The team also performs audits of Fidelity Management Trust Company and Fidelity Personal Trust Company, and performs required regulatory examinations of Fidelity investor centers and other Offices of Supervisory Jurisdiction. Projects focus on individual entities, as well as cross-complex audits relating to operational and regulatory risk. Responsibilities include:

• Work with middle to senior management within a business or function to facilitate the identification and resolution of risk issues;
• Develops hypotheses around risks and controls, and provides input to the development of the integrated audit plan in conjunction with our external auditors in assigned areas;
• Escalates significant audit issues identified and proposes viable solutions and alternatives;
• Coordinates Audit activities to ensure identified risks are properly addressed;
• Manages the work of project-specific teams and provides supervision and direction.
• Drafts audit reports and provides recommendations to resolve issues.
• Presents findings to business leaders and senior management;
• Builds deep working relationships with appropriate contacts in client organizations.
• Infrequent travel may be required (<25%)

Qualifications Qualifications and Attributes:

• BA/BS in Accounting, Finance, or related field of study
• Professional audit certifications (e.g., CPA, CIA, CISA) and registration/licensing preferred
• 5+ years of external and internal audit or audit-related experience, preferably financial services with specialized expertise in retail brokerage
• Strong presentation, written, and interpersonal communication skills
• Ability to work simultaneously on multiple tasks and manage team priorities and workload
• In-depth knowledge of audit practices, tools, techniques, concepts, and trends
• Team player and leader who works constructively with others to achieve team goals and provide departmental thought leadership