33 Business/Mgmt. Job Openings at FINRA Within 50 mi. of New York, NY

Displaying results 1 - 15 of 33
FINRA
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Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: 
Application Deadline: None
FINRA
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FINRA Extern - Member Regulation, Sales Practice (UNPAID) - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is dedicated to providing you an externship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high - we are looking for externs that are strong academically, can bring results, and are committed to exc...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...
Application Deadline: None
FINRA
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Senior Analyst, User Testing, Transparency Services, New York, NY (Contracter Conversion)

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Works wi...
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
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Regulatory Analyst, On Floor Surveillance, Member Trading New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
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IT Risk and Controls Examiner - Chicago, IL or New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our IT Risk and Controls Examiner opening in Chicago or New York. To be considered for this position, please submit your resume through our careers site. No phone calls, please.   Job Summary: Plans and conducts o...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, New York and New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegation...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing ...
Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
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Regulatory Analyst, Options Regulation- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: 
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
Displaying results 1 - 15 of 33
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