50 Business/Mgmt. Job Openings at FINRA Within 50 mi. of New York, NY

Displaying results 1 - 15 of 50
FINRA
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Regulatory Coordinator - Member Regulation, TFCE Financial Operations - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   Regulatory Coordinators monitor a...
Posted Apr 17, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Posted Apr 15, 2014   —   Application Deadline: None
FINRA
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Associate Principal Specialist, CreditRegultion, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Principal Specialist opening in New York, NY. To be considered for this position, please submit your resume and writing sample through our careers site-no phone calls, please. Job Summary:   Research and provide technical guidance and education ...
Posted Apr 12, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Apr 09, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Apr 03, 2014   —   Application Deadline: None
FINRA
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Deputy Unit Leader, Member Regulation, ROOR, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy Unit Leader, Member Regulation, ROOR opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Posted Apr 01, 2014   —   Application Deadline: None
FINRA
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Facilities Administrator II - Corporate Real Estate - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Facilities Administrator II opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please   Major Purpose: Primary back-up to Prope...
Posted Apr 01, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Mar 29, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...
Posted Mar 26, 2014   —   Application Deadline: None
FINRA
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Case Assistant I - Dispute Resolution - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Case Assistant I opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: This position performs...
Posted Mar 19, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Posted Mar 18, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Posted Mar 18, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.  ...
Posted Mar 06, 2014   —   Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Options Regulation - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigati...
Posted Feb 21, 2014   —   Application Deadline: None
FINRA
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Associate Principal Examiner, Member Regulation, ROOR, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Principal Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.     The Associate...
Posted Feb 19, 2014   —   Application Deadline: None
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