30 Business/Mgmt. Job Openings at FINRA Within 50 mi. of New York, NY

Displaying results 1 - 15 of 30
FINRA
Veteran-icon_2

Senior Analyst, User Testing, Transparency Services, New York, NY (Contracter Conversion)

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Works wi...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Analyst, On Floor Surveillance, Member Trading New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
Veteran-icon_2

IT Risk and Controls Examiner - Chicago, IL or New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our IT Risk and Controls Examiner opening in Chicago or New York. To be considered for this position, please submit your resume through our careers site. No phone calls, please.   Job Summary: Plans and conducts o...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, New York and New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegation...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing ...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Analyst, Options Regulation- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: 
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
Veteran-icon_2

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary:  
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
Veteran-icon_2

Examiner – IT Financial Operations, Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our IT Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary
Application Deadline: None
Displaying results 1 - 15 of 30
- Veteran committed job