Jobs at FINRA

89 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 1 - 15 of 89

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004261) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Deputy Director, Office of Fraud Detection & Market Intelligence - Rockville, MD

FINRA - Rockville, MD

Deputy Director, Office of Fraud Detection Market Intelligence - Rockville, MD( Job Number:  004409) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Director, Office of Fraud Detection and Market Intelligence opening in Rockville, M...

Application Deadline: None

Regulatory Analyst - OFDMI-Fraud - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI-Fraud - Rockville, MD( Job Number:  004405) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary...

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection & Market Intelligence - Insider Trading, Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst, Office of Fraud Detection Market Intelligence - Insider Trading, Chicago, IL( Job Number:  004410) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Chicago, IL. To be considered for this position, please sub...

Application Deadline: None

Paralegal, Enforcement - Chicago, IL

FINRA - Chicago, IL

Paralegal, Enforcement - Chicago, IL( Job Number:  004406) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Chicago, IL. To be considered for this position, please submit your resume through our career site a...

Application Deadline: None

Paralegal, Enforcement - Kansas City, MO

FINRA - Kansas City, MO

Paralegal, Enforcement - Kansas City, MO( Job Number:  004407) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Kansas City, MO. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Continuing Education Analyst - New York, NY

FINRA - New York, NY

Continuing Education Analyst - New York, NY( Job Number:  004403) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Continuing Education Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/car...

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading - Rockville, MD( Job Number:  004404) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Office of Fraud Detect...

Application Deadline: None

Senior Business Analyst -SRMG, Rockville, MD

FINRA - Rockville, MD

Senior Business Analyst -SRMG, Rockville, MD( Job Number:  004402) Description   We Work to ProtectInvestors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) isseeking a well-qualified individual for our Senior Business Analyst opening in Rockville, MD. To be considered for this position, please submityour resume through our career...

Application Deadline: None

Audiovisual Engineer, Desktop Services - New York, NY

FINRA - New York, NY

Audiovisual Engineer, Desktop Services - New York, NY( Job Number:  004391) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Audiovisual Engineer opening in New York, NY. To be considered for this position, please submit your res...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004385) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004384) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...

Application Deadline: None

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004383) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None

Examination Manager - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Financial Operations - New York, NY

FINRA - New York, NY

Examination Manager - Market Regulation, Trading Financial Compliance Examinations (TFCE) Financial Operations - New York, NY( Job Number:  004387) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in New York, NY. To be considered for th...

Application Deadline: None

Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - New York, NY

FINRA - New York, NY

Financial Operations Examiner – Market Regulation, Trading Financial Compliance Examinations - New York, NY( Job Number:  004388) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position...

Application Deadline: None