Jobs at FINRA

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Displaying results 1 - 15 of 87

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004057) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through ...

Application Deadline: None

Analyst, Advertising Regulation - Rockville, MD

FINRA - Rockville, MD

Analyst, Advertising Regulation - Rockville, MD( Job Number:  004276) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004273) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Examination Manager - Membership Application Program, Member Regulation - New York, NY

FINRA - New York, NY

Examination Manager - Membership Application Program, Member Regulation - New York, NY( Job Number:  004274) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager, Membership Application Program opening in New York, NY. To be considered for this positio...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004271) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004272) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Paralegal, Office of Liaison & Counsel - Washington, DC

FINRA - Washington, DC

Paralegal, Office of Liaison Counsel - Washington, DC( Job Number:  004187) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Washington, DC. To be considered for this position, p...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004269) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004268) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004267) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004270) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD

FINRA - Rockville, MD

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD( Job Number:  004266) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Analyst/Manager, Office of Ombudsman opening in Rockville, MD. To be considered for this position, please sub...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004265) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Technology Delivery Lead - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Technology Delivery Lead - Rockville, MD - Contractor Conversion( Job Number:  004262) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Technology Delivery Lead opening in Rockville, MD. To be considered for this position, please submit your resume through our careers...

Application Deadline: None

Staff Developer - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Staff Developer - Rockville, MD - Contractor Conversion( Job Number:  004263) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Staff Developer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Developer...

Application Deadline: None