Jobs at FINRA

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Team Leader IV/ Assistant Director, Office of Fraud Detection & Market Intelligence - Insider Trading - Rockville, MD

FINRA - Rockville, MD

Team Leader IV/ Assistant Director, Office of Fraud Detection Market Intelligence - Insider Trading - Rockville, MD( Job Number:  004133) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Team Lead/Assistant Director, Insider Trading

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004134) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ( Job Number:  004131) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our car...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004132) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Examination Manager - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Examination Manager - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004130) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in our San Francisco, CA location. To be considered for this position, please submit your resume through our careers site. No phone cal...

Application Deadline: None

Deputy Regional Chief Counsel, Enforcement -San Francisco, CA

FINRA - San Francisco, CA

Deputy Regional Chief Counsel, Enforcement -San Francisco, CA( Job Number:  004128) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in San Francisco, CA. To be considered for this ...

Application Deadline: None

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO

FINRA - San Francisco, CA

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO( Job Number:  004129) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regional Counsel opening in San Francisco, CA or Denver, CO. To be considered for this position, please submi...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004127) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Hearing Officer, Office of the Hearing Officer - Washington, DC

FINRA - Washington, DC

Hearing Officer, Office of the Hearing Officer - Washington, DC( Job Number:  004126) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC. To be considered for this position, please submit your resume thr...

Application Deadline: None

Senior UX Designer - Rockville, MD

FINRA - Rockville, MD

Senior UX Designer - Rockville, MD( Job Number:  004124) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior UX Designer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone ca...

Application Deadline: None

Lead Systems Analyst - Technology, Rockville, MD

FINRA - Rockville, MD

Lead Systems Analyst - Technology, Rockville, MD( Job Number:  004123) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The L...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004121) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Principal - Technology - Rockville, MD

FINRA - Rockville, MD

Principal - Technology - Rockville, MD( Job Number:  004118) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Principal opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Principal is generally...

Application Deadline: None

Lead Security Engineer - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Lead Security Engineer - Rockville, MD - Contractor Conversion( Job Number:  004115) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:  ...

Application Deadline: None

Logistical Assistant I - II - Dispute Resolution - Chicago, IL

FINRA - Chicago, IL

Logistical Assistant I - II - Dispute Resolution - Chicago, IL( Job Number:  004114) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Logistical Assistant opening in Chicago, IL. To be considered for this position, please submit your resume through our c...

Application Deadline: None