Jobs at FINRA

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Audiovisual Engineer, Desktop Services - New York, NY

FINRA - New York, NY

Audiovisual Engineer, Desktop Services - New York, NY( Job Number:  004391) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Audiovisual Engineer opening in New York, NY. To be considered for this position, please submit your res...

Application Deadline: None

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004383) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004385) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004384) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...

Application Deadline: None

Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - New York, NY

FINRA - New York, NY

Financial Operations Examiner – Market Regulation, Trading Financial Compliance Examinations - New York, NY( Job Number:  004388) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position...

Application Deadline: None

Examination Manager - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Financial Operations - New York, NY

FINRA - New York, NY

Examination Manager - Market Regulation, Trading Financial Compliance Examinations (TFCE) Financial Operations - New York, NY( Job Number:  004387) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in New York, NY. To be considered for th...

Application Deadline: None

Accounting Associate III - Accounts Payable -Rockville, MD

FINRA - Rockville, MD

Accounting Associate III - Accounts Payable -Rockville, MD( Job Number:  004386) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Accounting Associate III, Accounts Payable opening in Rockville, MD. To be considered for this position, please submit your resume through our ca...

Application Deadline: None

Regulatory Analyst - Market Regulation, Short Interest - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Short Interest - Rockville, MD( Job Number:  004392) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone c...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004389) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Examination Manager - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Examination Manager - Member Regulation, ROOR- New York, NY( Job Number:  004377) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:  

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection & Market Intelligence - Insider Trading, Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst, Office of Fraud Detection Market Intelligence - Insider Trading, Chicago, IL( Job Number:  004376) Description   WeWork to Protect Investors. Join our Team.   TheFinancial Industry Regulatory Authority (FINRA) is seeking a well-qualifiedindividual for our Regulatory Analyst opening in Chicago, IL. To be consideredfor this position, please submit ...

Application Deadline: None

Manager, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Manager, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004380) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Manager, Securities Helpline opening in Boca Raton, FL. To be considered for this position, please submi...

Application Deadline: None

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004378) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Application Deadline: None

Neutral Management Recruiter/Trainer - Dispute Resolution, Neutral Management - New York, NY

FINRA - New York, NY

Neutral Management Recruiter/Trainer - Dispute Resolution, Neutral Management - New York, NY( Job Number:  004381) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Neutral Management Recruiter/Trainer opening in New York, N...

Application Deadline: None

Paralegal, Office of Liaison & Counsel - Washington, DC

FINRA - Washington, DC

Paralegal, Office of Liaison Counsel - Washington, DC( Job Number:  004187) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Washington, DC. To be considered for this position, p...

Application Deadline: None