Jobs at FINRA

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Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004277) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone call...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004057) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through ...

Application Deadline: None

Analyst, Advertising Regulation - Rockville, MD

FINRA - Rockville, MD

Analyst, Advertising Regulation - Rockville, MD( Job Number:  004276) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004273) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Examination Manager - Membership Application Program, Member Regulation - New York, NY

FINRA - New York, NY

Examination Manager - Membership Application Program, Member Regulation - New York, NY( Job Number:  004274) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager, Membership Application Program opening in New York, NY. To be considered for this positio...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004272) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004271) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Paralegal, Office of Liaison & Counsel - Washington, DC

FINRA - Washington, DC

Paralegal, Office of Liaison Counsel - Washington, DC( Job Number:  004187) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Washington, DC. To be considered for this position, p...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004270) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004268) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004267) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD

FINRA - Rockville, MD

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD( Job Number:  004266) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Analyst/Manager, Office of Ombudsman opening in Rockville, MD. To be considered for this position, please sub...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004265) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Technology Delivery Lead - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Technology Delivery Lead - Rockville, MD - Contractor Conversion( Job Number:  004262) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Technology Delivery Lead opening in Rockville, MD. To be considered for this position, please submit your resume through our careers...

Application Deadline: None

Staff Developer - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Staff Developer - Rockville, MD - Contractor Conversion( Job Number:  004263) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Staff Developer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Developer...

Application Deadline: None