Jobs at FINRA

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Regulatory Policy Specialist, Office of General Counsel - Washington, DC

FINRA - Washington, DC

Regulatory Policy Specialist, Office of General Counsel - Washington, DC( Job Number:  004283) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Policy Specialist opening in Washington, DC. To be considered for this pos...

Application Deadline: None

Director - Member Regulation, Office of Sales Practice - New York, NY

FINRA - New York, NY

Director - Member Regulation, Office of Sales Practice - New York, NY( Job Number:  004282) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director opening in New York, NY. To be considered for this position, please submit your ...

Application Deadline: None

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD

Enforcement Counsel - Rockville, MD( Job Number:  004281) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/...

Application Deadline: None

Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group - New York, NY

FINRA - New York, NY

Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group - New York, NY( Job Number:  004279) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Investigator, OFDMI opening in New York, ...

Application Deadline: None

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD

FINRA - Rockville, MD

Senior Analyst/Manager, Office of Ombudsman, Rockvlle,MD( Job Number:  004278) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Analyst/Manager, Office of Ombudsman opening in Rockville, MD. To be considered for this position, please sub...

Application Deadline: None

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD

Enforcement Counsel - Rockville, MD( Job Number:  004141) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004259) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004277) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone call...

Application Deadline: None

Analyst, Advertising Regulation - Rockville, MD

FINRA - Rockville, MD

Analyst, Advertising Regulation - Rockville, MD( Job Number:  004276) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004273) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Examination Manager - Membership Application Program, Member Regulation - New York, NY

FINRA - New York, NY

Examination Manager - Membership Application Program, Member Regulation - New York, NY( Job Number:  004274) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager, Membership Application Program opening in New York, NY. To be considered for this positio...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004272) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004271) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Paralegal, Office of Liaison & Counsel - Washington, DC

FINRA - Washington, DC

Paralegal, Office of Liaison Counsel - Washington, DC( Job Number:  004187) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Washington, DC. To be considered for this position, p...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004270) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None