Jobs at FINRA

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Displaying results 1 - 15 of 97

Regulatory Analyst, OFDMI - Insider Trading - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst, OFDMI - Insider Trading - Rockville, MD( Job Number:  004068) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Office of Fraud Detection Market Intelligence – Insider Trading gr...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004065) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Analyst, Options Regulation - Chicago, IL

FINRA - Chicago, IL

Analyst, Options Regulation - Chicago, IL( Job Number:  004064) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Options Regulation opening in Chicago, IL. To be considered for this position, please submit your resume th...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  003464) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None

Case Assistant I - Dispute Resolution - Chicago, IL

FINRA - Chicago, IL

Case Assistant I - Dispute Resolution - Chicago, IL( Job Number:  004063) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Case Assistant I, Dispute Resolution opening in Chicago, IL. To be considered for this position, please ...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

Compliance Examiner, Member Regulation - Boca Raton, FL( Job Number:  004062) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please sub...

Application Deadline: None

Administrative Assistant I, Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Administrative Assistant I, Member Regulation, ROOR- New York, NY( Job Number:  004055) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Administrative Assistant I opening in New York, NY. To be considered, please submit your resume through our career site at www.finra.org/careers...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Options- New York, NY( Job Number:  004060) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, plea...

Application Deadline: None

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD( Job Number:  004056) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone cal...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004057) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through ...

Application Deadline: None

Associate Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Associate Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004054) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Associate Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:...

Application Deadline: None

Senior Surveillance Developer - Technology - New York, NY

FINRA - New York, NY

Senior Surveillance Developer - Technology - New York, NY( Job Number:  004019) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Surveillance Developer opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, ple...

Application Deadline: None

Systems Analyst - Technology - Rockville, MD

FINRA - Rockville, MD

Systems Analyst - Technology - Rockville, MD( Job Number:  004050) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through o...

Application Deadline: None

Deputy Director, Office of Fraud Detection, and Market Intelligence - Rockville, Md

FINRA - Rockville, MD

Deputy Director, Office of Fraud Detection, and Market Intelligence - Rockville, Md( Job Number:  004029) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Director, Office of Fraud Detection Market Integrity opening in Rockville, MD. To ...

Application Deadline: None

Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD( Job Number:  003716) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considere...

Application Deadline: None