Jobs at FINRA

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Regional Counsel, Enforcement - Chicago, IL

FINRA - Chicago, IL

Regional Counsel, Enforcement - Chicago, IL( Job Number:  004216) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job S...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004212) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Senior Director, Strategy - Washington, DC

FINRA - Washington, DC

Senior Director, Strategy - Washington, DC( Job Number:  004213) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Director, Strategy opening in Washington, DC. To be considered for this position, please submit your resume ...

Application Deadline: None

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD

FINRA - Rockville, MD

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD( Job Number:  004214) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Regulatory Training Specialist opening in Rockville, MD. To be considered for...

Application Deadline: None

Lead Network Engineer - Rockville, MD or New York, NY

FINRA - New York, NY

Lead Network Engineer - Rockville, MD or New York, NY( Job Number:  004209) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Network Engineer opening in Rockville, MD or New York, NY. To be considered for this position, plea...

Application Deadline: None

Lead Network Engineer - Rockville, MD or New York, NY

FINRA - Rockville, MD

Lead Network Engineer - Rockville, MD or New York, NY( Job Number:  004209) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Network Engineer opening in Rockville, MD or New York, NY. To be considered for this position, plea...

Application Deadline: None

Regulatory Analyst (Contractor Conversion),Options Regulation- New York, NY

FINRA - New York, NY

Regulatory Analyst (Contractor Conversion),Options Regulation- New York, NY( Job Number:  004210) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our ...

Application Deadline: None

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD

Enforcement Counsel - Rockville, MD( Job Number:  004141) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/...

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst, Office of Fraud Detection and Market Intelligence - Insider Trading - Rockville, MD( Job Number:  004207) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Office of Fraud Detect...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004206) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004205) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Lead Regulatory Training Specialist, Business Solutions - Rockville, MD

FINRA - Rockville, MD

Lead Regulatory Training Specialist, Business Solutions - Rockville, MD( Job Number:  003853) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Regulatory Training Specialist opening in Rockville, MD. To be considered for thi...

Application Deadline: None

Examiner – Market Regulation, TFCE Options- Chicago, IL

FINRA - Chicago, IL

Examiner – Market Regulation, TFCE Options- Chicago, IL( Job Number:  004208) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our  Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/care...

Application Deadline: None

Gateway Agent, Registration and Disclosure - Rockville, MD

FINRA - Rockville, MD

Gateway Agent, Registration and Disclosure - Rockville, MD( Job Number:  004203) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking well qualified individuals for our Gateway Agent, Registration and Disclosure openings in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  ...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004202) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...

Application Deadline: None