Associate /L Compliance Job Listing at J.P. Morgan Chase in Hong Kong

Finance

JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Business Description JP Morgan Chase Asia regional Anti Money Laundering (AML) Compliance Team is responsible for implementation and oversight of AML policies and procedures for the firm's businesses in Asia. The successful candidate will principally be involved in performing compliance review and approval for KYC records in customer on boarding. He/She is also expected to help manage KYC renewals projects and coordination of Corporate AML initiatives including performing AML risk assessments. The candidate will also work closely with business persons and with operational teams. JobDescription

• Provide general guidance on AML policies and regulations and liaise with Business and Supporting Functions for day-to-day Compliance-related issues and questions.
• Follow-up market developments and new AML rules/regulations; work with Business and Control Functions to ensure new rules are appropriately implemented and monitored.
• Review and implement business-specific local KYC and AML procedures, to ensure accuracy and compliance with appropriate Global AML Policies and Standards.
• Execute daily routine of KYC approvals and tracking.
• Review of KYC records of financial service providers (including hedge funds, private equity firms, broker dealers, correspondent banks and money remitters) to ensure accuracy and compliance with appropriate standards.
• Conduct regular AML training on the Firm's policies and procedures to business staff in line with Regional and Global AML Programs.