Audit - Corporate & Investment Bank Compliance/Legal Audit Manager — Vice President — London Job Listing at J.P. Morgan Chase in United Kingdom

Finance

Department Description: The JPMorgan Chase Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 500 auditors. The Corporate Investment Banking (CIB) audit team is responsible for assessing the adequacy of the control environments across the CIB Banking, Markets and Investor Services businesses. This is achieved through a program of audit coverage that is performed and managed by a global team of integrated technology and financial business specialists. Position Description: The CIB Compliance Audit Manager position is based in London. This individual will be responsible for managing a team of professionals responsible for assessing the adequacy and effectiveness of controls designed to ensure the CIB businesses comply with relevant key regulatory requirements. This will involve monitoring adherence to regulatory change, helping ensure appropriate audit coverage of regulatory compliance within CIB business audits, leading the planning and execution of CIB Compliance related audits, and maintaining relationships with and providing control related advice to business stakeholders. The applicant must be an experienced professional who possesses strong auditing skills, a good knowledge of the key regulations and current regulatory developments relevant to CIB in EMEA, and a strong understanding of internal control systems within a financial institution. This includes a working knowledge of CIB business activities, and practical experience dealing with risk management principles and controls. This individual should be a strong team player, able to multi-task and work under pressure in a dynamic business environment. Responsibilities: As a member of CIB Compliance Audit Team you will be responsible to:

• Lead audit engagements as outlined above covering the CIB businesses including risk assessment, audit planning, audit testing, control evaluations, report drafting and follow up and verification of issue closure. Ensure audits are completed timely and within budget.
• Establish strong working relationships with CIB Compliance management
• Work closely with regional/global CIB auditcolleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
• Coach and develop team members.
• Develop recommendations to strengthen internal controls and improve operational efficiency.
• Finalize audit findings and using judgment opine on the control environment.
• Drive plan creation, execution and changes based on changing business risk profile.
• Performongoing analysis of risk trends through the development and implementation of audit coverage.

Stay up-to-date with evolving regulatory changes and market events impacting the business.