Compliance - Compliance Officer,Transfer Agency - AVP Job Listing at J.P. Morgan Chase in United Kingdom (Job ID 120037412)

Finance

Compliance Officer, Transfer Agency, AVP, London About J.P. Morgan Chase Co J.P. Morgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial transaction processing, asset management, private equity, commercial banking and financial services for consumers small businesses. A component of the Dow Jones Industrial Average, J.P. Morgan Chase Co. serves many of the world's most prominent corporate, institutional and government clients and millions of consumers in the United States and under its J.P. Morgan and Chase brands. Information about J.P. Morgan Chase Co. is available at http://www.jpmorganchase.com/ . About J.P. Morgan Corporate Investment Bank J.P.Morgan's Corporate Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the CIB provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Team Description The Investor Services Compliance team, which forms part of the EMEA Compliance Department and Global Investor Services Compliance, is responsible for providing Compliance support and advice to Fund Services, Custody and the Trading Services businesses, as well Futures and Options and Prime Brokerage. The Transfer Agency and Global Derivatives Services businesses are part of Fund Services. Job Description Reporting into the Compliance Director, covering the UK Transfer Agency and Global Derivatives Services businesses, the key - but not exclusive - responsibilities of the role include:

• Providing advice and interpretation on a wide range of regulatory and firm policy issues
• Keep abreast of regulatory and legislative changes and providing advice to enable the businesses to operate in a compliant and controlled manner
• Developing and implementing Compliance policies
• Conducting ongoing compliance risk assessments
• Reviewing new business initiatives and assessing their regulatory implications
• Developing/executing compliance education
• Co-coordinating/participating in regulatory and client due diligence visits

In addition, working in partnership with other members of the regional/global Compliance team supporting similar products in other locations, as well as participating in regional/global IS Compliance projects.