Vice President/Executive Director Job Listing at J.P. Morgan Chase in Hong Kong

Finance

JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Business Description JPMorgan Chase Bank is a leading global financial services firm, offering our clients solutions across comprehensive and cutting edge global product platforms. At JPMorgan, you will find yourself surrounded by like-minded individuals - smart, driven people working at the highest standards of integrity, combining innovation and analysis to achieve industry-leading results, and gain recognition in accordance with the business principals fundamental to our success. In Asia Pacific, JPMorgan comprises Corporate Investment Bank (CIB), Private Banking, Asset Management and Commercial Banking. CIB services the world's most important corporations, governments and institutions through banking, markets and investor services. Globally, with US$18 trillion of assets under custody and US$393 billion in deposits, CIB provides strategic advice, raises capital, manages risk and extends liquidity in global markets. JPMorgan Private Bank is a global wealth management leader that delivers advice, services, capabilities and products at the highest standards of quality to high net worth individuals and families. The Private Bank addresses every facet of wealth management from investment management and brokerage to tax and estate planning, credit, capital raising and specialty wealth advisory services. JPMorgan Asset Management is a global leader in asset management services with over US$1.3 trillion assets under management, making it one of the largest asset and wealth managers in the world. Our Commercial Bank groups in Asia work closely with subsidiaries of our US Commercial Bank clients in delivering traditional corporate finance, risk management, operating and investment management services. Job Description JPMorgan has a significant Equities presence across 12 countries in Asia requiring pro-active management of the compliance risk associated with highly dynamic regulatory and platform changes. The Compliance Department is seeking a highly motivated and experienced compliance leader to join the Asia Pacific Compliance team and drive this coverage activity. As the individual who takes on this critical role, you will assist the Head of Regional Equities Compliance in managing the compliance risk associated with operating the Equities businesses in Hong Kong, working closely with Compliance Officers across the region whilst coordinating globally, particularly with the US and London. The Hong Kong equities business coverage includes agency cash equities plus a broad footprint of derivatives businesses including equity warrants, options market-making, ETF, convertible bonds, equity financing, stock borrow loan, DMA, algo trading, exotics, delta one. In conjunction with compliance officers across the region and other functional partners (including Legal, Internal Audit, Risk, Controllers, Treasury), you will be responsible for driving the management of compliance and regulatory risks, as well as ensuring the maintenance of relationships with senior business management. Simultaneously, you will ensure consistent adherence with all elements of our global compliance program, including transaction and program advice relating to new and existing products, key policies, marketing methods, booking structures, and the impact of regulatory change. In addition you will work with business management to build and maintain control mechanisms in compliance with local laws and regulations. Other aspects of the role include leading regulatory risk assessments, determining regulatory communication strategies and content, updating and establishing policies, and driving an appropriate training program in Hong Kong.