Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 2)

Displaying results 1 - 15 of 70
DM Stone JobsInBrokerage.com

INTL MARKETING MANAGER - (bilingual - Mandarin/English)

DM Stone JobsInBrokerage.com - Cerritos, CA
INT'L MARKETING MANAGER BANKING - BILINGUAL SUMMARY: Responsible for contributing to Pacific Rim Division's growth and profitability. Acquires, expands and retains commercial, small business and retail relationships by meeting the financial needs of companies and professionals in local markets as well as Pacific Rim countries. Develops loans, depository accounts and other fee generating s...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QUALITY ASSURANCE SPECIALIST - SME

DM Stone JobsInBrokerage.com - San Francisco, CA
The Quality Assurance Operations ("QA") element within Anti-Money Laundering ("AML") Operations is tasked with conducting supervisory reviews of financial intelligence ("FININT") work products such as Suspicious Activity Reports ("SARs"), Investigative Summaries and Assessment Summaries. The Quality Assurance Specialist/SME ("QA Specialist") will conduct meticulous supervisory reviews ensuring...
Application Deadline: None
DM Stone JobsInBrokerage.com

ACCOUNTS PAYABLE CONTRACTOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Accounts Payable Responsible for processing vendor payments and T&E reimbursements Prepare expense analysis to ensure that vendors are paid on a timely basis Assist with work overflow in the accounting group, including GL. DUTIES: Set up vendors in accounting system and ensure that proper documentation, including payment instructions and W-9, is received prior to payment. Receive and v...
Application Deadline: None
DM Stone JobsInBrokerage.com

Sr. Director Compliance Monitoring Mgr

DM Stone JobsInBrokerage.com - San Jose, CA
Sr. Director Compliance Monitoring Mgr Under the direction and supervision of the Chief Compliance Officer, the Compliance Manager will primarily be responsible for managing the Compliance Monitoring Program to determine the risk profile of regulations and regulatory requirements as they apply to the bank, and to evaluate the design and operating effectiveness of processes and controls. Key re...
Application Deadline: None
DM Stone JobsInBrokerage.com

MANAGER OF PORTFOLIO PERFORMANCE AND RISK ANALYTICS

DM Stone JobsInBrokerage.com - San Francisco, CA
Summary The Manager of Portfolio Performance and Risk Analytics is responsible for performance reporting and risk analytics for a top tier private investment company with a large and diverse global portfolio. You will ensure the validity of all information in the performance reporting systems and be a key interface with Accounting Operations and the Investment Management teams, as well as ex...
Application Deadline: None
DM Stone JobsInBrokerage.com

ASSOCIATE PRODUCT MANAGER - GAMING CO

DM Stone JobsInBrokerage.com - San Francisco, CA
A Mobile Entertainment Company started by two engineers, is looking for an Associate Product Marketing Manger. You will advise the company and each of the product teams on what gamers like and how to build the best games for them. You will be analyzing market data, performing customer surveys and research, and acting as the liaison between the marketing team and our product teams. Additionally...
Application Deadline: None
DM Stone JobsInBrokerage.com

Registered Client Service Associate

DM Stone JobsInBrokerage.com - Glenview, IL
The Client Service Associate provides full support to one or more Financial Planners, ensuring client satisfaction through direct contact with clients, vendors, and other operational employees, while adhering to regulatory standards. Duties include: executing investment buy and/or sell orders, analyzing reports to determine appropriate action to be taken on behalf of client accounts, opening an...
Application Deadline: None
DM Stone JobsInBrokerage.com

Regulatory Reporting Lead Analyst

DM Stone JobsInBrokerage.com - San Francisco, CA
The Regulatory Reporting Lead Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports in compliance with all legal and regulatory requirements, Company policies and procedures, and generally accepted accounting principles. The Analyst will participate in developing and interpreting financia...
Application Deadline: None
DM Stone JobsInBrokerage.com

Managing Director, Private Banking Operations/Risk Mgmt

DM Stone JobsInBrokerage.com - San Francisco, CA
Job Summary: Has responsibility for the management of operations risk for Private/Private Wealth, in support of the Bankers and line management. Create and reinforce a culture that adheres to sound operational risk management and regulatory compliance. Manage various assigned priorities and general projects to ensure the attainment of specific objectives, and in support of the Private/Private ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Equity Research Analyst

DM Stone JobsInBrokerage.com - San Francisco, CA
The Senior Equity Research Analyst participates in the process of providing performance to clients. The candidate will belong to the Core Equity team which manages over 1.8 billion in domestic large and small cap equities for institutional and wealth management clients. The team uses primarily quantitative investment techniques in alpha generation, risk management and portfolio implementation. ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Trade Operations Specialist

DM Stone JobsInBrokerage.com - San Francisco, CA
Position pays $50-55K. SUMMARY: In this position incumbents will be expected to perform the general duties of the middle and back office operation functions. This will include supporting portfolio management, trade settlement, account reconciliation and reporting. ESSENTIAL DUTIES AND RESPONSIBILITIES: The following duties are generally representative of the nature and level of work assigned...
Application Deadline: None
DM Stone JobsInBrokerage.com

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Menlo Park, CA
Highly successful and prominent Venture Capital firm is looking for an Executive Assistant to support 2 Partners. Role & Responsibilities Full admin responsibilities - with an emphasis on schedule management, travel arrangements, meeting preparation, and prioritization of high volume tasks Hours: 8:30am - 5:30pm, with ability to be on-call for ad hoc team requests via text / email / phone W...
Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Investment Consultants - No Book Required

DM Stone JobsInBrokerage.com - Honolulu, HI
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...
Application Deadline: None
DM Stone JobsInBrokerage.com

CLIENT SERVICE SPECIALIST - CONTRACT

DM Stone JobsInBrokerage.com - Palm Desert, CA
Registered Investment/Broker Dealer is looking for a Client Service Specialist for their Palm Desert location. This contract is for min 30 days - could be longer and even turn into a temp to hire. You will be responsible for providing excellent client service to clients by researching and resolving basic account questions. Responsibilities: Responsible for the day-to-day operations and adm...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for the full range of administrative and operational support functions integral to the efficient functioning of the HR Leadership team including but not limited to: maintaining schedules; travel arrangements; processing expense reimbursements; drafting correspondence; meeting preparation including materials creation; coordinating team meetings; answering questions in sup...
Application Deadline: None
Displaying results 1 - 15 of 70