Most Recent DM Stone JobsInBrokerage.com Job Listings

Displaying results 1 - 15 of 70
DM Stone JobsInBrokerage.com

INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investigative Operations element within Anti-Money Laundering Operations is tasked with a variety of customer due diligence, enhanced due diligence and know your customer activities in order to assess both inherent and residual risks related to the Bank's customer set. The Investigative Operations Director will lead a growing team of Investigative Operations and Special Investigation Mana...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML OPERATIONS ADMINISTRATION MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
The AML Operations Administration element within Anti-Money Laundering Operations is tasked with a variety of event and subject deconfliction activities in order to manage due diligence, investigative/intelligence and regulatory filing activities. In addition, the AOA manages special activities and projects initiated within AML Operations. The AML Operations Administration Manager will work i...
Application Deadline: None
DM Stone JobsInBrokerage.com

ACCOUNTING POLICY MANAGER - BANKING

DM Stone JobsInBrokerage.com - San Ramon, CA
Responsible for managing a group of accounting positions that will provide accounting expertise to the various business line groups throughout this bank. Responsible for establishing relationships and a high-profile leadership role by providing accounting policy expertise to senior management and business group managers. Requires high-level expertise due to impact of decisions to the Bank. A...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QUANTITATIVE ANALYTICS MGR

DM Stone JobsInBrokerage.com - San Francisco, CA
The role is responsible for managing the bank's Bank Secrecy Act/Anti-money Laundering (BSA/AML) quantitative analytics group which is responsible for calibrating, tuning, and testing enterprise wide systems that risk rank clients, screen for OFAC and negative news, and monitor and detect suspicious activity for BSA/ AML compliance. This role is also responsible for managing, mentoring, and p...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Accountant - Investment Industry Services Firm

DM Stone JobsInBrokerage.com - San Francisco, CA
EXPERIENCED ACCOUNTANT needed to join our dynamic team of corporate accounting professionals. Our firm provides high touch, cloud-based accounting and business consulting services to a variety of entrepreneurial, professional service firms. We are looking for a dynamic, personable and detail oriented accountant to join our team of seasoned professionals providing top level financial services an...
Application Deadline: None
DM Stone JobsInBrokerage.com

Investment Advisory Compliance Manager

DM Stone JobsInBrokerage.com - Los Angeles, CA
Job Summary: Reporting to the Chief Compliance Officer, the Investment Advisory Compliance Manager oversees all aspects of the compliance program for the bank's investment advisory business. Major Responsibilities: 90% Oversee the investment advisory compliance program of the bank. Develop and test all aspects of the compliance program on an on-going basis to meet legal and regulatory req...
Application Deadline: None
DM Stone JobsInBrokerage.com

QA ENGINEER

DM Stone JobsInBrokerage.com - Foster City, CA
This company provides developers and content producers of online games, content, cloud applications and social networks a trusted monetization platform for safe, convenient and user-friendly in-app, in-browser purchases accepting over 100 payment methods in 180 countries. Their platform enables publishers and developers to rapidly integrate a complete, in-game or in-app immersive experience fo...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML/BSA Bank Contractors - BA and MIS

DM Stone JobsInBrokerage.com - San Francisco, CA
Open contract positions, est duration 6-8 months: 1. BSA Contractor - Develop workflows, policies, procedures, needs strong overall knowledge of BSA related to all elements in FFIEC Exam manual. Visio required, SharePoint a plus. 2. CDD Business Analyst Contractor (Technology) - Technology person who will focus on implementing the CBG's Customer Due Diligence collection/onboarding system. 3....
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE ASSISTANT - BANKING

DM Stone JobsInBrokerage.com - San Francisco, CA
Prominent San Francisco based Bank is looking for an Administrative Assistant to support a team of 5. SKILLS: MS Office Outlook - for calendaring SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com
Application Deadline: None
DM Stone JobsInBrokerage.com

PRIVATE BANKING DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Established and successful California Bank is looking for an experienced PB Director for their SF Office. This position reports to the EVP Private Banking National Sales Manager. You will be responsible for driving revenue and profitable growth from Private Banking segment within a major geographic area. The PB Director directly manages all Private Bankers for the market, controls P&L and is ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Admin/client service to brokers - temp for 6-7 weeks

DM Stone JobsInBrokerage.com - Indian Wells, CA
Premier national brokerage firm is seeking an assistant, as follow: Role: You will be responsible for providing excellent client service to clients by researching and resolving basic account questions. Responsibilities: ? Responsible for the day-to-day operations and administrative functions of the branch ? Greet, direct, and assist walk-in or call-in clients with any service related iss...
Application Deadline: None
DM Stone JobsInBrokerage.com

Control/Audit Risk Manager

DM Stone JobsInBrokerage.com - San Francisco, CA
The Control & Audit Risk Manager is part of the first line of defense, reporting to the Global Trust Services Trust Operations Risk Manager. You will be responsible for performing internal control reviews and testing of all aspects of the Global Trust Services comprehensive operational risk control testing program, including, but not limited to, the following: Compliance with applicable laws, r...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML BUSINESS ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA
The BSA/AML (Bank Secrecy Act/Anti-Money Laundering) business analyst is responsible for leading business requirements definition to successful completion, including the discovery, analysis and documentation of business requirements, process flows, use cases, test and training plans within the bank's BSA/AML department. The analyst will also be responsible for investigating data quality related...
Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE OFFICER W/BROKERAGE LICENSES

DM Stone JobsInBrokerage.com - Napa, CA
COMPLIANCE OFFICER - great firm Perform general broker dealer and investment advisor compliance functions. PRINCIPLE RESPONSIBLITIES: Assist in the review of program trades, email and customer complaints Conduct and document annual audit of home office procedures and adherence to firm supervisory procedures. Conduct and document annual audits of OSJs. Assist in the development and updat...
Application Deadline: None
DM Stone JobsInBrokerage.com

Accounting Manager - Real Estate Background

DM Stone JobsInBrokerage.com - San Francisco, CA
This position may be perm ($115-125K plus 15% target bonus plus future stock oppty) or contract to perm. Must have consolidations experience. Chance to build your own dept. Title: Accounting Manager (Solar Finance Industry) Department: Finance/Accounting Reports to: Vice President, Controller Responsibilities: Responsible for day-to-day accounting activities, including monthly close for a mu...
Application Deadline: None
Displaying results 1 - 15 of 70