Most Recent DM Stone JobsInBrokerage.com Job Listings

Displaying results 1 - 15 of 70
DM Stone JobsInBrokerage.com

Salaried Financial Consultant - No Book Required

DM Stone JobsInBrokerage.com - Santa Barbara, CA
Our client, a prominent national brokerage firm, is currently seeking a Series 7 and 63 licensed Investment Consultant. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and prospect...
Application Deadline: None
DM Stone JobsInBrokerage.com

RECEPTIONIST/ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Real Estate Investment Banking Firm located downtown SF is looking for a Receptionist DUTIES: Answer phones and greet visitors Assistant to 9 Analysts and 1 Vice President (preparing and tracking expense reports and travel arrangements as required) Make coffee, stock kitchen and loading and emptying dishwasher each day Check and clean up kitchen throughout the day Pick-up and distribute ...
Application Deadline: None
DM Stone JobsInBrokerage.com

FIRST YEAR ASSOCIATE - THIRD PARTY ATTESTATION SERVICES

DM Stone JobsInBrokerage.com - San Francisco, CA
Global Accounting firm in SF is looking for an a first year associate to join their Third Party Attestation Services team. You will be responsible for coordinating the day-to-day "in-charge" duties of planning, fieldwork and "wrap-up" to include the preparation of third party attestation reports, applying most areas of the governing standard as necessary and documenting, validating, testing an...
Application Deadline: None
DM Stone JobsInBrokerage.com

Attorney - Contract Review (Technology)

DM Stone JobsInBrokerage.com - San Mateo, CA
This position can be structured as perm or long-term contract. The successful candidate will be part of the Contract Review Team responsible for negotiating, drafting and advising on technology agreements for use by our family of companies around the world, and all U.S. buy-side agreements (including marketing, real estate, HR, aircraft, facilities, events, etc. agreements). In this position t...
Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE OFFICER

DM Stone JobsInBrokerage.com - San Francisco, CA
This position is within the Administrative Services Group Compliance Function at this established and successful financial institution and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance. You will lead the execution and coordination of the compliance function at the Business Line level. Reviews and inte...
Application Deadline: None
DM Stone JobsInBrokerage.com

ASSISTANT CONTROLLER FOR FAMILY OFFICE

DM Stone JobsInBrokerage.com - San Francisco, CA
The Assistant Controller is responsible for assisting the Controller with managing the day-to-day accounting, cash management, and financial reporting activities. Accounting activities include the recording of cash receipts and disbursements related to Family personal income and expenses; business expenses and reimbursements; foundation, personal and charitable contributions; trust income and ...
Application Deadline: None
DM Stone JobsInBrokerage.com

PROJECT COORDINATOR AND ADMINISTRATOR - INVEST BKG AND MARKETS

DM Stone JobsInBrokerage.com - Los Angeles, CA
PROJECT COORDINATOR AND ADMINISTRATOR FOR INVESTMENT BANKING & MARKETS GROUP Job Summary: Responsible for coordination and management of assigned projects for the business under the direction of division head or chief operating officer. Scope of projects may include simplifying processes, providing general administrative and human resources support, administrative reporting, project track...
Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultant - No Book Required

DM Stone JobsInBrokerage.com - Cupertino, CA
Job Description: Our client, a prominent national brokerage firm, is currently seeking a Series 7 and 63 licensed Financial Consultant with 2-3 years successful track record. As a Financial Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clien...
Application Deadline: None
DM Stone JobsInBrokerage.com

VP Compliance - Investment Management

DM Stone JobsInBrokerage.com - San Mateo, CA
Prestigious asset mgmt. firm is seeking a VP Compliance. A minimum of 7 to 10 years of experience of retail compliance, separate managed account compliance, or investment management compliance is required. Must have a familiarity and working knowledge of the following: updating compliance policies and procedures, working with marketing on direct mail campaigns and advertising, strong interperso...
Application Deadline: None
DM Stone JobsInBrokerage.com

CLIENT OPERATIONS MANAGER

DM Stone JobsInBrokerage.com - Greenbrae, CA
Boutique investment management firm with over $5 billion in assets under management is looking for a professional, polished, highly detail oriented, team player who can wear ?many hats? in a fast-paced and growing environment. Responsibilities Oversee the day to day activities of the Client Operations group (currently 5 team members) including but not limited to: Account Activity Processing ...
Application Deadline: None
DM Stone JobsInBrokerage.com

CLIENT SERVICE ASSOCIATE - SERIES 7 REQUIRED

DM Stone JobsInBrokerage.com - Santa Barbara, CA
The primary function of the CSA is to provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects. Acting as the liaison between the investment professional/client and th...
Application Deadline: None
DM Stone JobsInBrokerage.com

Licensed Financial Planning Analyst

DM Stone JobsInBrokerage.com - Garden City, NY
One of the nation's largest and most well-known financial planning firms is seeking a skilled Financial Planning Analyst. This position serves to assist Financial Planners ensuring client satisfaction while complying with all regulatory issues. Duties include assisting with financial plan development and implementation, analyzing and creating client presentation materials, ensuring client sati...
Application Deadline: None
DM Stone JobsInBrokerage.com

Registered Client Service Associate

DM Stone JobsInBrokerage.com - Mansfield, MA
One of the nation's largest and most well-known financial planning firms is seeking a Registered Client Service Associate. The Client Service Associate provides full support to one or more Financial Planners, ensuring client satisfaction through direct contact with clients, vendors, and other operational employees, while adhering to regulatory standards. Duties include: executing investment b...
Application Deadline: None
DM Stone JobsInBrokerage.com

Financial Consultant - Corporate Services

DM Stone JobsInBrokerage.com - San Francisco, CA
The Corporate Services Financial Consultant is responsible for cultivating relationships within the Section 16/Officer/Director Corporate client base in an attempt to drive increased asset aggregation, proceeds retention, and client satisfaction through relationship building activities and the sale of appropriate financial products and services. Successful candidates will possess a comprehensiv...
Application Deadline: None
DM Stone JobsInBrokerage.com

VP - INDEX SALES SPECIALIST - ASSET MANAGEMENT

DM Stone JobsInBrokerage.com - San Francisco, CA
POSITION OVERVIEW: You will use your knowledge of the investment management process, modern portfolio theory, and data distribution platforms (Bloomberg, Factset, Thompson, etc.) to identify solutions using company's tools. This role is a highly visible one, with involvement in all aspects of account management, including senior level relationship management, in-depth discussions regarding c...
Application Deadline: None
Displaying results 1 - 15 of 70