Most Recent DM Stone JobsInBrokerage.com Job Listings

Displaying results 1 - 15 of 70
DM Stone JobsInBrokerage.com

PRIVATE BANKER - MAJOR BANK

DM Stone JobsInBrokerage.com - Bellevue, WA
Major bank is seeking an experienced private banker for its Bellevue, WA office. Position consists of: Business Development and Marketing (50%) Includes new client acquisition (60%) and existing relationship expansion (40%). Relationship and Portfolio Management (30%) Risk Management (20%) Minimum job Requirements: Certified Financial Planner accreditation or Series 7, 66 and Insurance Lic...
Posted Apr 19, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Operational Risk/Compliance - Major Bank - LA/SD/Orange County

DM Stone JobsInBrokerage.com - Los Angeles, CA
This is a temp-to-hire role, paying $40/hour or so. If it goes perm it would pay around $75-90K. It is currently not scheduled to start until mid-2014, however. SR OPERATIONS RISK ANALYST FOR GLOBAL TREASURY MANAGEMENT OUR CLIENT IS FLEXIBLE W/WORKING LOCATION: OPTIONS ARE SAN DIEGO, BREA, IRVINE AND LA You will support the Business Unit Risk Manger in the identification, assessment and moni...
Posted Apr 19, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Investment Consultants - No Book Required

DM Stone JobsInBrokerage.com - Draper, UT
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...
Posted Apr 19, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

ACCOUNTING MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
A private investment firm with a growing portfolio is seeking a strong accounting professional to enhance its investment accounting team. . RESPONSIBILITIES: Responsible for coordinating the preparation of investment, cash, valuation and other related journal entries for two main investment funds and other firm's entities. Responsible for cash, loan, investment and financial derivatives re...
Posted Apr 16, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Legal Analyst - Litigation - Investment Mgmt Firm

DM Stone JobsInBrokerage.com - San Mateo, CA
Legal Disclosure Analyst - Litigation and Regulatory The Legal Disclosure Analyst will be responsible for analyzing litigation and certain regulatory investigative and disciplinary events against the Company's and its mutual funds' disclosure obligations, drafting appropriate disclosure to meet those obligations, and implementing a process to work effectively with various business units around ...
Posted Apr 16, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

OPERATIONS ASSOCIATE

DM Stone JobsInBrokerage.com - Orinda, CA
JOB DESCRIPTION Responsible for assisting the Director of Operations/CCO and Controller with all functions for investment funds and managed accounts, including but not limited to: - Assisting with review of daily reporting including reconciliations from administrator and prime brokers, performance reports and compliance reports - Assisting with operational due diligence questionnaires - Ass...
Posted Apr 15, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

ENVIRONMENT, SOCIAL AND GOVERNANCE ACCOUNT MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
Our client is looking for a suitable candidate to join the San Francisco office in their ESG space. They are a leading provider of Environmental, Social and Governance (ESG) research to institutional investors globally. Successful candidates will have a Responsible Investing (RI) or financial background and exhibit a passion for ESG issues. You should have proven abilities to develop stro...
Posted Apr 04, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE DIRECTOR

DM Stone JobsInBrokerage.com - Orinda, CA
You will be responsible for administering the Compliance testing program across the firm globally. Support the Global CCO in maintaining the firm?s US and global compliance programs Participate in transversal global initiatives and projects, particularly regarding regulatory change Advise senior management on critical compliance issues; proactive participation on all compliance, risk and ot...
Posted Mar 26, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - Foster City, CA
The main function of an administrative assistantis to provide administrative support by conducting research, handling information requests and performing clerical functions. EXPERIENCE: 2 years of college 2 years administrative/customer service related experience required Previous experience or ability to handle client/partner contract details Proficiency with MS Word, Excel and Power...
Posted Mar 26, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

SALES EXECUTIVE - MID LEVEL

DM Stone JobsInBrokerage.com - San Francisco, CA
Our client is seeking a Sales Executive to represent a suite of market leading corporate governance and financial research tools. Sales Executives are expected to communicate with various contacts within the buy side, including; Head of Corporate Governance and Director of Research. This is a "team-based" approach and the sales individuals would coordinate. Performance is based on achievem...
Posted Mar 25, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

VP/Distribution Consultant - RIA Channel

DM Stone JobsInBrokerage.com - San Francisco, CA
This role will be responsible for working with our top tier clients as a relationship manager focused on partnering to grow their businesses. Partnership will include, but not be limited to, driving full strategic consulting engagements as well as ad hoc distribution consultations. This role will be responsible for engaging directly with clients to consult and coach through business development...
Posted Mar 18, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Licensed Branch Manager - Brokerage (Non-Producing)

DM Stone JobsInBrokerage.com - Beverly Hills, CA
National brokerage firm is seeking an experienced Branch Manager with FINRA licenses 7, 66 and 24 to manage a successful branch. Main responsibilities will be coaching/mentoring/managing sales reps (8 or so) and recruiting. Affluent client space. Pays a base of $85-100K plus bonus (total comp around $185-200K). Will pay relo. Resumes to dave@dmstone.com
Posted Mar 18, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

PORTFOLIO ANALYTICS SALES SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA
Our client specializes in investment support tools and they are looking for an experienced sales professional to join their organization as a Portfolio Management Analytics Sales Specialist You will be responsible for maintaining existing client relationships as well as new business development for all Portfolio Management Analytics products. You will have the responsibility to travel within...
Posted Mar 15, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultants - No Book Required

DM Stone JobsInBrokerage.com - Portland, OR
Job Description: Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants with 2-3 years successful track record. Downtown Portland, OR location. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing cli...
Posted Mar 13, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Compensation Analyst

DM Stone JobsInBrokerage.com - San Mateo, CA
Great company and oppty! The Senior Compensation Analyst will provide analytical, consultative, and project management services in delivering, implementing, and administrating global corporate compensation programs for the Company?s sales and investment management businesses. As a member of the Compensation Analytics team, this individual will also be responsible for conducting ad-hoc compensa...
Posted Mar 12, 2014   —   Application Deadline: None
Displaying results 1 - 15 of 70