Jobs at DM Stone JobsInBrokerage.com

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Project Manager - Wealth Management

DM Stone JobsInBrokerage.com - San Francisco, CA

This is a contract to possible perm assignment (est 3 months as contractor). Under the general direction of the Private Wealth Management Program Director, the Project Manager Level II role manages small-to-medium Department Projects. The individual specializes in multiple areas, is extremely adaptable and has the ability to manage multiple highly complex projects. The role requires a high lev...

Application Deadline: None

PREFERRED BANKING MANAGER

DM Stone JobsInBrokerage.com - Boston, MA

The PBO Manager position is responsible for ensuring the success of the branch through excellent Sales, Business Development, Customer Service, Branch Operations and Management of staff. This position provides a superior level of customer relations and promotes the sales and service culture through coaching, guidance and staff motivation; achieves individual and branch sales goals through new...

Application Deadline: None

AML POLICY AND PROGRAM DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for executing the BSA/AML risk assessment process, including gathering metrics, assessing control points, and drafting the narrative. Responsible for maintaining the transaction monitoring strategy and various risk assessment methodologies; including, but not limited to negative news screening, client risk ratings, country risk ratings, product/service ratings, and oth...

Application Deadline: None

HR GENERALIST - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - San Francisco, CA

Investment Management firm downtown San Francisco is looking for an HR GENERALIST for a 4 mos contract assignment. Key Responsibilities Responsible for benefit administration, including: Resolving employee benefit issues on medical, dental and vision plans, as well as Section 125 and HSA plans. Reconciling carrier invoices. Manage enrollments and changes through HRIS system. Assistance ...

Application Deadline: None

BSA/AML INVESTIGATOR - DUE DILIGENCE OPS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for assessing customer risk and producing financial intelligence through research and analysis. Conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. You will also work full scope reviews through the case investigation process and develop work products documenting risk analy...

Application Deadline: None

AML ENTERPRISE RISK SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will assist the BSA/AML Program and Policy office with Risk Assessments, new product and service reviews, overall strategy for key aspects of the BSA/AML program and policy, and assist business unit directors on an as-needed basis. DUTIES: Conduct and/or assist the BSA/AML Program and Policy Office with performing an in-depth analysis on various products, services, or third party relatio...

Application Deadline: None

Fund Controller

DM Stone JobsInBrokerage.com - South San Francisco, CA

Fund Controller Our client is looking to hire a Fund Controller to support the accounting/finance team. The firm is an absolute return investment firm based in South San Francisco that focuses on monetizing relative value across multiple asset classes. Key Responsibilities Fund Accounting: ? Assist in daily pricing of the investment portfolio including equity, bonds, futures, options, CDS,...

Application Deadline: None

Payroll and Benefits Accountant

DM Stone JobsInBrokerage.com - Menlo Park, CA

The Payroll & Benefits Accountant reports to the Assistant Director Financial Services. The Accountant manages and processes payroll for all College employees, including benefit processing, insuring compliance with all payroll and benefit rules and regulations, time and attendance data, accrual, processing monthly benefit dues, payroll tax report review, distributing pay, and maintaining report...

Application Deadline: None

BUSINESS AND DATA ANALYST - WEALTH MGMT

DM Stone JobsInBrokerage.com - San Francisco, CA

BUSINESS ANALYST - INVESTMENT SERVICES EXPERIENCE You will support the development and implementation of Wealth Management??s technology roadmap. This role has a key responsibility to ensure that client's experience within Wealth Management maintains the highest standards You will work with Subject Matter Experts from the user community to determine data requirements for Portfolio Manageme...

Application Deadline: None

SR. FINANCIAL ANALYST - MARKETING

DM Stone JobsInBrokerage.com - Redwood City, CA

This role reports into the Manager of FP&A and will provide an excellent opportunity to be a collaborative business partner and trusted advisor for the senior management team of Chief Marketing Officer (CMO) Organization which includes both the GLOBAL MARKETING ORGANIZATION. This group is responsible for planning and execution of long term strategic marketing initiatives for all franchises acr...

Application Deadline: None

Licensed Operations Manager - Brokerage

DM Stone JobsInBrokerage.com - New York, NY

Prestigious financial institution is seeking an experience brokerage operations specialist with supervisory experience and securities licenses - must have Series 7 and either Series 24 or Series 9/10. Start time is around 7:30 or 8:00 am. Will need to approve new accounts, disbursements, and account maintenance items. Pays in the $70-80K range plus bonus. Must pass background check, including c...

Application Deadline: None

Director of Operations - Hedge Fund

DM Stone JobsInBrokerage.com - South San Francisco, CA

Newly formed hedge fund firm is looking for a bright, experienced hedge fund ops manager. Main skills will include: Ability to run Ops department Some treasury/cash management experience Ability to work with various systems/technology Must have car to commute. Must have excellent references, stable career history, college degree, and pass a background check. Also must be comfortable in a sm...

Application Deadline: None

BANKING POSITION

DM Stone JobsInBrokerage.com - Livermore, CA

The Preferred Banker position is responsible for demonstrating the bank?s core values in all actions to provide an excellent customer experience. This position is expected to provide quality customer service across bank products as well as maintain branch operations. DUTIES AND RESPONSIBILITIES: You will demonstrate thorough knowledge of all branch ops and banking policies and procedures. ...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT - MARKET HOURS

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial Services firm is looking for an assistant with exceptional Excel skills to support 2 teams. RESPONSIBILITIES: Maintain busy calendars, scheduling frequent meetings and conference calls Organize registration for conferences Assist with updates and formatting of investment spreadsheet models and various complex Excel spreadsheets (including macro-driven files) Update calendar for ...

Application Deadline: None

REVENUE ACCOUNTANT

DM Stone JobsInBrokerage.com - Brisbane, CA

Responsibilities: All aspects of software revenue recognition, recording, tracking and reporting of revenues as follows: Maintain and enforce revenue recognition policy; review and advise on individual deals to ensure company revenue objectives are met in accordance with revenue recognition rules and principles; ensure proper recording, tracking, reporting, and reconciling of bookings and re...

Application Deadline: None