Most Recent DM Stone JobsInBrokerage.com Job Listings

Established and successful bank in New York is looking for an experienced Information Security/Crisis Management Manager SUMMARY: The Information Security Incident & Crisis Management Manager (Incident Manager) is responsible for achieving the goals of the Information Security Incident Management Program through the implementation of processes, procedures, and performance indicators related t...

One of the top regional brokerage firms on the West Coast is seeking brokers with $250-500K in annual gross production to come join their team in San Francisco (commission only, good payouts). More info available. Resumes to dave@dmstone.com

Our client, a prestigious investment management firm, is looking for the following person: Intermediary Operations Relationship Manager The Mutual Fund Department is responsible for all transfer agent operations for the Funds. The primary role of the Mutual Fund Department is to perform oversight of the outsourced transfer agent. The Intermediary Operations Relationship Manager will act as a...

Successful and established Financial Institution is looking for an experienced Manager for their Relationship Advisors. Client is looking for someone from the Commercial Banking side w/some Cash Management experience. You will lead and manage a team of managers/supervisors supporting in-market relationship advisors to deliver client support, service and consultative sales expertise. Develop ...

Premier brokerage firm in SF is looking for an experienced business analyst with investment industry experience to be responsible for their process improvement, procedures redesign/documentation, flow charting (prefer Visio knowledge), performance metrics, and project/process management. Must have strong references and be able to pass background check. Base salary $65-70K range. Resumes to ...

Major bank is seeking successful private bankers with well rounded backgrounds in credit, deposit gathering and investments. Openings in SF, San Jose, Palo Alto, Walnut Creek. Must have strong experience as a private banker with one of the major private banking groups, ideally a national institution. Looking for a go getter, clean background, Series 7 a plus. Base $100-160K, unlimited bonus pot...

LEAD AUDIT SPECIALIST This job requires the individual to review, evaluate and report on complex operational, financial, compliance and business related risks and controls in accordance with professional standards and established methodologies. The individual must be fully proficient in communicating their work in mitigating risk and developing or improving internal controls. This job primarily...

RELATIONSHIP MANAGER - Major investment management firm in SF REPORTING RELATIONSHIPS: This position will report to our Vice President of U.S. Client Services and Sales. ROLE AND RESPONSIBILITIES: With increased recognition of the importance of Asia's role in globally diversified investment portfolios and a growing client base, we are seeking an individual to join the U.S. Client Services & Sa...

1) Temps needed for long-term assignment handling conversion of accounts to a prestigious broker-dealer. Must have brokerage operations experience, preferably with new account forms and processing. Could go through year end. Must have strong references and be able to pass background check. Pays around $20-25 per hour DOE. Assignments will be located in Portola Valley, CA (must have car to commu...

JOB DUTIES: The Client Billing Assistant is responsible for working with clients, billing partners and secretaries in handling all aspects of the client billing process, including preparation, audit and remittance of invoices. Other duties include maintaining and updating billing files. Special projects as assigned. JOB DESCRIPTION: ? Prepare, review, and distribute monthly prebills to ap...

Established and successful Hedge Fund Administrator is looking for an experienced Account Manager who will be responsible for the accounting of a dedicated number of Hedge Funds. This includes preparing financial statements and preparing independent pricing and reconiliation with 3rd parties. Your role will encompass all facets of the calculation of net asset values on a variety of complex hed...

Manage a complex senior executive calendar that includes scheduling meetings and travel, video conferences, trainings (off-site and / or internal), group events and booking conference rooms. Perform administrative support duties, including but not limited to drafting and typing correspondence, making copies, preparing binders, answering and screening managers? phone calls and directing inquir...

You will be responsible for essential tax accounting duties, including but not limited to, the timely creation of fund tax returns, estimated tax calculations and investor tax documents and reports. You must have strong accounting and math skills, be adept at problem solving, as well as have demonstrated career stability and work excellence. Responsibilities The Tax Accountant will be res...

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...

CHIEF COMPLIANCE OFFICER Our client, a small office subsidiary of a European entity, is seeking a CCO (combined with COO role). They are in the institutional brokerage space. Products include European fixed income derivatives, asset swaps, etc. The role is a hands-on individual contributor (or light supervision) working closely with the Director/Branch Manager. This is a new position. They are...