Jobs at DM Stone JobsInBrokerage.com - Page 2

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Project Manager - Wealth Management

DM Stone JobsInBrokerage.com - San Francisco, CA

This is a contract to possible perm assignment (est 3 months as contractor). Under the general direction of the Private Wealth Management Program Director, the Project Manager Level II role manages small-to-medium Department Projects. The individual specializes in multiple areas, is extremely adaptable and has the ability to manage multiple highly complex projects. The role requires a high lev...

Application Deadline: None

AML POLICY AND PROGRAM DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for executing the BSA/AML risk assessment process, including gathering metrics, assessing control points, and drafting the narrative. Responsible for maintaining the transaction monitoring strategy and various risk assessment methodologies; including, but not limited to negative news screening, client risk ratings, country risk ratings, product/service ratings, and oth...

Application Deadline: None

HR GENERALIST - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - San Francisco, CA

Investment Management firm downtown San Francisco is looking for an HR GENERALIST for a 4 mos contract assignment. Key Responsibilities Responsible for benefit administration, including: Resolving employee benefit issues on medical, dental and vision plans, as well as Section 125 and HSA plans. Reconciling carrier invoices. Manage enrollments and changes through HRIS system. Assistance ...

Application Deadline: None

BSA/AML INVESTIGATOR - DUE DILIGENCE OPS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for assessing customer risk and producing financial intelligence through research and analysis. Conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. You will also work full scope reviews through the case investigation process and develop work products documenting risk analy...

Application Deadline: None

AML ENTERPRISE RISK SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will assist the BSA/AML Program and Policy office with Risk Assessments, new product and service reviews, overall strategy for key aspects of the BSA/AML program and policy, and assist business unit directors on an as-needed basis. DUTIES: Conduct and/or assist the BSA/AML Program and Policy Office with performing an in-depth analysis on various products, services, or third party relatio...

Application Deadline: None

Fund Controller

DM Stone JobsInBrokerage.com - South San Francisco, CA

Fund Controller Our client is looking to hire a Fund Controller to support the accounting/finance team. The firm is an absolute return investment firm based in South San Francisco that focuses on monetizing relative value across multiple asset classes. Key Responsibilities Fund Accounting: ? Assist in daily pricing of the investment portfolio including equity, bonds, futures, options, CDS,...

Application Deadline: None

SR. FINANCIAL ANALYST - MARKETING

DM Stone JobsInBrokerage.com - Redwood City, CA

This role reports into the Manager of FP&A and will provide an excellent opportunity to be a collaborative business partner and trusted advisor for the senior management team of Chief Marketing Officer (CMO) Organization which includes both the GLOBAL MARKETING ORGANIZATION. This group is responsible for planning and execution of long term strategic marketing initiatives for all franchises acr...

Application Deadline: None

BUSINESS AND DATA ANALYST - WEALTH MGMT

DM Stone JobsInBrokerage.com - San Francisco, CA

BUSINESS ANALYST - INVESTMENT SERVICES EXPERIENCE You will support the development and implementation of Wealth Management??s technology roadmap. This role has a key responsibility to ensure that client's experience within Wealth Management maintains the highest standards You will work with Subject Matter Experts from the user community to determine data requirements for Portfolio Manageme...

Application Deadline: None

Licensed Operations Manager - Brokerage

DM Stone JobsInBrokerage.com - New York, NY

Prestigious financial institution is seeking an experience brokerage operations specialist with supervisory experience and securities licenses - must have Series 7 and either Series 24 or Series 9/10. Start time is around 7:30 or 8:00 am. Will need to approve new accounts, disbursements, and account maintenance items. Must pass background check, including credit. More info available. Pays aroun...

Application Deadline: None

BANKING POSITION

DM Stone JobsInBrokerage.com - Livermore, CA

The Preferred Banker position is responsible for demonstrating the banks core values in all actions to provide an excellent customer experience. This position is expected to provide quality customer service across bank products as well as maintain branch operations. DUTIES AND RESPONSIBILITIES: You will demonstrate thorough knowledge of all branch ops and banking policies and procedures. ...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT - MARKET HOURS

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial Services firm is looking for an assistant with exceptional Excel skills to support 2 teams. RESPONSIBILITIES: Maintain busy calendars, scheduling frequent meetings and conference calls Organize registration for conferences Assist with updates and formatting of investment spreadsheet models and various complex Excel spreadsheets (including macro-driven files) Update calendar for ...

Application Deadline: None

REVENUE ACCOUNTANT

DM Stone JobsInBrokerage.com - Brisbane, CA

Responsibilities: All aspects of software revenue recognition, recording, tracking and reporting of revenues as follows: Maintain and enforce revenue recognition policy; review and advise on individual deals to ensure company revenue objectives are met in accordance with revenue recognition rules and principles; ensure proper recording, tracking, reporting, and reconciling of bookings and re...

Application Deadline: None

DEPOSIT ACCOUNT OPERATIONS AND REPORTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for analyzing daily processing and oversight of key compliance and regulatory functions within the assigned area of Deposit Service. You must have a strong sense of urgency and will be sensitive in meeting strict deadlines applicable to federal and state laws and regulations. You will ensure sound processes are in place in order to improve efficiency, reduce risk, and...

Application Deadline: None

MARKETING AND BIZ DEV MANAGER - LEGAL

DM Stone JobsInBrokerage.com - Palo Alto, CA

Global Law firm is looking for an experienced Marketing and Biz Development Manager. Looking for someone with Silicon Valley connections and breadth of experience who will be a huge asset to an entrepreneurial team of Silicon Valley Attorneys. This is a unique, newly created position - this office primarily works with emerging growth companies. You will interface with Practice Group Manage...

Application Deadline: None

Product Manager - Algorithmic Trading

DM Stone JobsInBrokerage.com - San Francisco, CA

The Product Manager will perform leadership and coordination activities for the development, design, implementation, operation of projects in the trading product programme from definition though to implementation and operation, ensuring that projects in the trading product programme are executed using agile methodologies and according to the organization's policies and procedures. The Product ...

Application Deadline: None