Most Recent DM Stone JobsInBrokerage.com Job Listings

The Investor Relations Department is responsible for the maintenance of partnership registers for the funds we administer. You will encompass reviewing the investors? documentation for the department. Working closely with the supervisor and Investor Relations Manager, your responsibilities will include: Responsibilities: Review of subscription agreements; Follow-up with investors on missin...

CHIEF COMPLIANCE OFFICER Our client, a small office subsidiary of a European entity, is seeking a CCO (combined with COO role). They are in the institutional brokerage space. Products include European fixed income derivatives, asset swaps, etc. The role is a hands-on individual contributor (or light supervision) working closely with the Director/Branch Manager. This is a new position. They are...

Our client, a major corporation, is looking for and Internal Audit Manager Position Summary: Responsible for leading the planning, organization and execution of audit projects both internationally and domestically. Effectively lead and manage audit engagements with internal customers (will be in lead role on 90% - 95% of engagements) Manage multiple audit engagements simultaneously Lead mana...

Major corporation is looking for: Senior Internal Auditor Responsible for contributing to the assessment of operational/financial related control environments to evaluate their effectiveness. The individual will leverage their accounting knowledge and auditing skills to identify potential control gaps. The individual will be responsible for identifying the root cause of control gaps within the...

As a Staff Accountant II within North America Operations Accounting, you will be exposed to all aspects of our monthly and quarterly close processes as well as have the opportunity to shape and re-define these processes for the future. In this position you?ll become familiar with the North America businesses and will build a broad base of technical and business skills by working with business p...

VP of Business Strategy - Major Financial Services Firm in SF This is a generalist strategy role, reporting to the Head of Global Business Strategy. Areas of likely focus include: ? Development, articulation and execution of global, regional and functional strategies ? Assessment of global resource allocation and investment priorities ? Competitive analysis, including positioning, value proposi...

We are seeking a marketing or business professional to join the Measurement & Market Research team. This is a unique and exciting opportunity to join an evolving team that plays a significant role in the business strategy of the leading asset manager and an organization that values high quality and high impact customer insights. Your success will be measured by the impact on revenue through: 1...

The HR Finance Manager will provide strategic financial support to the HR Director and HR Senior Management team while maintaining responsibility for the production and planning activities of the HR Finance and Accounting team. Manage all aspects of the Business Unit Finance and Accounting department and staff. Responsible for acting as a financial resource for Business Unit projects which ...

This role will cover both Financial Advisory Services (valuations for financial reporting) and 409a valuation (in compliance with IRS section 409a). The FAS services focuses on the following: ? Business Combinations - Financial reporting valuation for business combinations (i.e., a client's allocation of purchase price to assets and liabilities acquired), inclusive of enterprise values and inta...

San Franciso based Investment Management firm is looking for a manager of operations, tax and accounting who can perform a broad duties for a variety of entities (including partnerships, LLCs, individuals, trusts and foundations). The holdings of the entities include various public and private investments, investment and management entities, real estate and interests in a large S Corporation ...

The accounting team provides accurate and timely delivery of company's consolidated financial statements, variance analyses, account reconciliations, and other analyses that support the filing of Forms 10Q and 10K. This high profile department is a great place for energized and talented employees to demonstrate their knowledge and analytical skills. The work of the department is key to the ...

Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...

***** OUR CLIENT IS FLEXIBLE W/WORKING LOCATION: OPTIONS ARE SAN DIEGO, BREA, IRVINE AND LA ***** You will support the Business Unit Risk Manger in the identification, assessment and monitoring of key business operational risks related to the Bank?s Operational Risk Management Framework. This job is all about commercial banking: the e-commerce side, involves back office knowledge, vendor kno...

The Senior Business Analyst gathers, defines and vets business requirements for both departmental and enterprise process improvement and/or system implementations. This individual must thoroughly understand the Bank?s Foreign Exchange business and processes as well as the issues and challenges facing the industry, enterprise, and specific department. Foreign Exchange expertise is highly preferr...

Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...