Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 2)

Displaying results 16 - 30 of 70
DM Stone JobsInBrokerage.com

QC AND TESTING SPECIALIST - SF AND NEWPORT BEACH

DM Stone JobsInBrokerage.com - San Francisco, CA
Reporting to the Director of QC & Testing within BSA/AML, the QC & Testing Specialist will be responsible for conducting testing of BSA/AML, Sanctions, FCPA compliance and fraud related controls throughout the Bank. The QCT specialist will execute the review coverage based on review objectives, regulatory requirements, and risks. Perform BSA/AML, sanctions, FCPA, and fraud related testing at ...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTIGATIVE OPERATIONS MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investigative Operations element within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers. The IO Director will report directly to the Vice President ...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML BUSINESS SUPPORT SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA
The BSA/AML (Bank Secrecy Act/Anti-Money Laundering) business support specialist is responsible for partnering with various business units and assist with identifying root cause of issues related to BSA/AML compliance, and assist with resolving them. Understand BSA/AML and line of business (LOB) operations to identify issues that hinder BSA/AML compliance and increase risk Partner with LOB s...
Application Deadline: None
DM Stone JobsInBrokerage.com

VP, AUDIT RELATIONSHIP MANAGER

DM Stone JobsInBrokerage.com - Los Angeles, CA
As VP audit relationship manager, your responsibility will be to understand and assess asset liability management practices relating to liquidity management and market risk / interest rate risk exposure, as a third line of defense in ensuring that internal controls are operating effectively. Corporate treasury experience is preferred but not required. Success in this position requires the abi...
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - Palo Alto, CA
Investment Management (RIA) firm is looking for an Administrative Assistant who will play a mission-critical role in helping to organize and facilitate the operations of the Funds Investment Department. You will support a team of 6-8 individuals led by two Managing Directors and comprised of additional investment professionals and potentially 1-2 interns. In addition to calendaring, meeting...
Application Deadline: None
DM Stone JobsInBrokerage.com

HR GENERALIST - LONG TERM CONTRACT

DM Stone JobsInBrokerage.com - San Francisco, CA
Investment Management firm located downtown San Francisco is looking for an HR Administrator for an open-ended contract (maybe converted) Key Responsibilities Evaluate procedures and technology solutions to improve HR data management and processes, specifically on-boarding process and new employee experience. Coordinate the pre-employment screening and selection process. Assist with federal...
Application Deadline: None
DM Stone JobsInBrokerage.com

CLIENT SERVICE ASSOCIATE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
San Francisco based Investment Management firm is looking for a CSA Assistant for their Private Client Group. Summary of Role: You will support the Client Service Associates (CSAs) and secondarily supports the Portfolio Managers (PMs) in the Private Client Group (PCG) by assisting in the following areas: Administrative ?X New Account Documentation ?X Presentation Materials for Client Meeting...
Application Deadline: None
DM Stone JobsInBrokerage.com

Head of Tax - Financial Services

DM Stone JobsInBrokerage.com - San Jose, CA
The Head of Tax should have global tax knowledge, superior financial acumen, leadership, collaboration and exceptional communication skills. He/she will be instrumental in planning, implementing, managing and controlling tax-related activities of the global bank, as well as ensuring the timeliness, accuracy and integrity of all tax data and make certain that adequate controls are in place. Th...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Accountant for Law Firm

DM Stone JobsInBrokerage.com - San Francisco, CA
This is a newly created position in a well-established and respected SF law firm. Key responsibilities include managing and overseeing accounting functions for the firm domestically and internationally; preparing monthly and year-end financial statements; serving as point of contact for outside CPA and tax firms; preparing sales and use tax returns; managing auditing process; providing support ...
Application Deadline: None
DM Stone JobsInBrokerage.com

ACCOUNTING POLICY MANAGER - BANKING

DM Stone JobsInBrokerage.com - San Ramon, CA
Responsible for managing a group of accounting positions that will provide accounting expertise to the various business line groups throughout this bank. Responsible for establishing relationships and a high-profile leadership role by providing accounting policy expertise to senior management and business group managers. Requires high-level expertise due to impact of decisions to the Bank. A...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investigative Operations element within Anti-Money Laundering Operations is tasked with a variety of customer due diligence, enhanced due diligence and know your customer activities in order to assess both inherent and residual risks related to the Bank's customer set. The Investigative Operations Director will lead a growing team of Investigative Operations and Special Investigation Mana...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QUANTITATIVE ANALYTICS MGR

DM Stone JobsInBrokerage.com - San Francisco, CA
The role is responsible for managing the bank's Bank Secrecy Act/Anti-money Laundering (BSA/AML) quantitative analytics group which is responsible for calibrating, tuning, and testing enterprise wide systems that risk rank clients, screen for OFAC and negative news, and monitor and detect suspicious activity for BSA/ AML compliance. This role is also responsible for managing, mentoring, and p...
Application Deadline: None
DM Stone JobsInBrokerage.com

Investment Advisory Compliance Manager

DM Stone JobsInBrokerage.com - Los Angeles, CA
Job Summary: Reporting to the Chief Compliance Officer, the Investment Advisory Compliance Manager oversees all aspects of the compliance program for the bank's investment advisory business. Major Responsibilities: 90% Oversee the investment advisory compliance program of the bank. Develop and test all aspects of the compliance program on an on-going basis to meet legal and regulatory req...
Application Deadline: None
DM Stone JobsInBrokerage.com

QA ENGINEER

DM Stone JobsInBrokerage.com - Foster City, CA
This company provides developers and content producers of online games, content, cloud applications and social networks a trusted monetization platform for safe, convenient and user-friendly in-app, in-browser purchases accepting over 100 payment methods in 180 countries. Their platform enables publishers and developers to rapidly integrate a complete, in-game or in-app immersive experience fo...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML/BSA Bank Contractors - BA and MIS

DM Stone JobsInBrokerage.com - San Francisco, CA
Open contract positions, est duration 6-8 months: 1. BSA Contractor - Develop workflows, policies, procedures, needs strong overall knowledge of BSA related to all elements in FFIEC Exam manual. Visio required, SharePoint a plus. 2. CDD Business Analyst Contractor (Technology) - Technology person who will focus on implementing the CBG's Customer Due Diligence collection/onboarding system. 3....
Application Deadline: None
Displaying results 16 - 30 of 70