Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 2)

Displaying results 16 - 30 of 70
DM Stone JobsInBrokerage.com

Managing Director, Private Banking Operations/Risk Mgmt

DM Stone JobsInBrokerage.com - San Francisco, CA
Job Summary: Has responsibility for the management of operations risk for Private/Private Wealth, in support of the Bankers and line management. Create and reinforce a culture that adheres to sound operational risk management and regulatory compliance. Manage various assigned priorities and general projects to ensure the attainment of specific objectives, and in support of the Private/Private ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Equity Research Analyst

DM Stone JobsInBrokerage.com - San Francisco, CA
The Senior Equity Research Analyst participates in the process of providing performance to clients. The candidate will belong to the Core Equity team which manages over 1.8 billion in domestic large and small cap equities for institutional and wealth management clients. The team uses primarily quantitative investment techniques in alpha generation, risk management and portfolio implementation. ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Trade Operations Specialist

DM Stone JobsInBrokerage.com - San Francisco, CA
Position pays $50-55K. SUMMARY: In this position incumbents will be expected to perform the general duties of the middle and back office operation functions. This will include supporting portfolio management, trade settlement, account reconciliation and reporting. ESSENTIAL DUTIES AND RESPONSIBILITIES: The following duties are generally representative of the nature and level of work assigned...
Application Deadline: None
DM Stone JobsInBrokerage.com

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Menlo Park, CA
Highly successful and prominent Venture Capital firm is looking for an Executive Assistant to support 2 Partners. Role & Responsibilities Full admin responsibilities - with an emphasis on schedule management, travel arrangements, meeting preparation, and prioritization of high volume tasks Hours: 8:30am - 5:30pm, with ability to be on-call for ad hoc team requests via text / email / phone W...
Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Investment Consultants - No Book Required

DM Stone JobsInBrokerage.com - Honolulu, HI
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for the full range of administrative and operational support functions integral to the efficient functioning of the HR Leadership team including but not limited to: maintaining schedules; travel arrangements; processing expense reimbursements; drafting correspondence; meeting preparation including materials creation; coordinating team meetings; answering questions in sup...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML COMPLIANCE DIRECTOR FOR DEPOSITS

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for overseeing the BSA, AML and Economic Sanctions compliance requirements of Bank?s Deposit functions. You will also assist the Corporate BSA/AML Department with risk assessments, the development of policies and procedures, and the testing of internal controls as needed. You will manage BSA/AML-related projects, internal audits and regulatory examination processes r...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QC/TESTING DIRECTOR - SF, LA, NY, BOSTON OR SAN DIEGO

DM Stone JobsInBrokerage.com - San Francisco, CA
Reporting to the Head of QC & Testing within BSA/AML, the QC & Testing Director will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accuratel...
Application Deadline: None
DM Stone JobsInBrokerage.com

ENHANCED DUE DILIGENCE (EDD) MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
In this role, you will develop EDD policies and procedures and implement and manage the Customer Risk Ranking (CRR). Ensure compliance with applicable federal/state laws and regulations as well as Bank policies related to Customer Due Diligence (CDD) and related components of the Bank Secrecy Act/Anti-Money Laundering compliance. Implement a robust and scalable CRR that adequately assesses c...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QC/TESTING SPECIALIST - SF, LA, SAN DIEGO NY OR BOSTON

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for conducting testing of BSA/AML, Sanctions, FCPA compliance and fraud related controls throughout the Bank. The QCT specialist will execute the review coverage based on review objectives, regulatory requirements, and risks. DUTIES: Perform BSA/AML, sanctions, FCPA, and fraud related testing at the Enterprise level, business or support units, and bank subsidiaries. ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Executive Compensation Consultant

DM Stone JobsInBrokerage.com - San Carlos, CA
Under minimal supervision, the Senior Executive Compensation Consultant provides knowledge and will play a predominant and active role in executive compensation, corporate governance, risk management and M&A work in which the Global Total Rewards group is involved. They will collaborate closely with global partners, including the Human Resources Division and business unit leaders, to ensure com...
Application Deadline: None
DM Stone JobsInBrokerage.com

Associate Analyst, Analytical Solutions Group

DM Stone JobsInBrokerage.com - San Francisco, CA
Associate Analyst, Analytical Solutions Group Job Description Description Established San Francisco Asset Management firm seeks a Junior Analyst to join its Analytical Solutions Group (ASG) to help measure and monitor investment risk of its multi asset class portfolios. Essential Job Functions ? Assist ASG Analyst in daily/monthly monitoring of portfolio exposures and risk-metrics. An und...
Application Deadline: None
DM Stone JobsInBrokerage.com

RECEPTIONIST - ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA
RECEPTIONIST Job Description: The first of two primary job functions is to answer phones, direct calls and to greet and direct visitors. The second function is to provide administrative support a group (10) of junior level professionals with various tasks such as travel and expenses. Qualifications: Computer skills in Microsoft Word, Excel and Outlook Bachelors degree a plus; but not re...
Application Deadline: None
DM Stone JobsInBrokerage.com

Assistant to Financial Planner

DM Stone JobsInBrokerage.com - Burlington, MA
National Financial Planning firm is seeking a registered Series 7/66 Sales Assistant at a premier financial planning firm. Salary $60K or so(no bonus). More info available. Please send Word resumes and your salary info to dave@dmstone.com
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML ANALYTICS ASSOCIATE

DM Stone JobsInBrokerage.com - San Francisco, CA
The role is responsible for supporting the bank's Bank Secrecy Act/Anti-money Laundering (BSA/AML) Department by calibrating, tuning, testing, and implementing enterprise wide systems that risk rank clients; screen for OFAC and negative news; and monitor and detect suspicious activity for BSA/ AML compliance. This role is also responsible for evaluating the effectiveness of these systems and ...
Application Deadline: None
Displaying results 16 - 30 of 70