Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 2)

Displaying results 16 - 30 of 70
DM Stone JobsInBrokerage.com

MIDDLE OFFICE ASSOCIATE

DM Stone JobsInBrokerage.com - San Francisco, CA
This roll plays an important role with the Middle Office team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. You should have an attention to detail, an in depth ...
Posted Mar 07, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Investment Consultant - No Book Required

DM Stone JobsInBrokerage.com - Beverly Hills, CA
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 66 licensed Investment Consultants for their Beverly Hills, CA office. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goa...
Posted Mar 07, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

CUSTOMER SERVICE SUPERVISOR - FOOD INDUSTRY

DM Stone JobsInBrokerage.com - Vacaville, CA
The primary function of the Customer Service Supervisor is to assist the Customer Service Manager in delivery of superior customer service by ensuring calls and customer questions are answered effectively and efficiently throughout the day. Supervising overall call traffic, processing of incoming customer orders, resolving escalated issues, assisting Account Coordinators with any customer rel...
Posted Mar 06, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

PERSONAL ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Duties will be 50% professional and 50% personal; seeking someone who wants to stay in the position for a minimum of three years; position has growth opportunities with expanding responsibilities within a family office; will be based in San Francisco and will require some travel to New York; position allows candidate for some flexibility on schedule and hours worked each week; will require time...
Posted Feb 26, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

JR. EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
VC firm in SF is looking for a Jr. Executive Assistant to support 1 or 2 partners. You would assist with phones and kitchen and conference room set up. Must have experience making travel arrangements. Great attitude. Hours are 9-6 SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com
Posted Feb 26, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

VP/Division Risk Manager - Community Banking

DM Stone JobsInBrokerage.com - Santa Ana, CA
Division Risk Managers are the first line of defense responsible for supporting and coordinating all disciplines to include modules of operational risk and controls within their divisions. The division is retail and all the modules include but are not limited to: information security, human resources, BSA/OFAC, fraud, vendor management, business continuity, regulatory compliance, product risk, ...
Posted Feb 25, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

CLIENT OPERATIONS

DM Stone JobsInBrokerage.com - Greenbrae, CA
Investment Management firm is looking for an Operations individual who can "wear many hats? in a fast-paced and growing firm. Duties and Responsibilities Account activity processing (cash flows, cash reserves, trading restrictions New account setup and ongoing maintenance Daily trade reconciliation & affirmation Monthly account reconciliation Ongoing daily, monthly and quarterly deliverab...
Posted Feb 20, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Internal Wholesaler Positions - Investment Mgmt

DM Stone JobsInBrokerage.com - San Francisco, CA
Two positions - different firms (the first is more junior): 1) Internal Wholesaler - Major Responsibilities ?Work with Managing Regional Director and Regional Director to formulate and execute territory business plan. ?Cultivate relationships with financial representatives via phone contact. ?Initiate outbound marketing phone calls to broker dealer community to market and sell firm products...
Posted Feb 19, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

DIVISION RISK MANAGER

DM Stone JobsInBrokerage.com - Orange, CA
Division Risk Managers are the first line of defense responsible for supporting and coordinating all disciplines to include modules of operational risk and controls within their divisions. The division is retail and all the modules include but are not limited to: information security, human resources, BAS/OFAC, fraud, vendor management, business continuity, regulatory compliance, product risk...
Posted Feb 19, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Trust/Estates Compliance Manager - Banking (SF, LA or SD)

DM Stone JobsInBrokerage.com - San Francisco, CA
This position is responsible for reviewing and monitoring fiduciary risk focus area matters and communicating this information to Trust/Estates Services management and the Wealth Markets Business Unit Risk Manager. Significant effect at division or group level, and has a moderate effect on the Bank's overall operations, public image, regulatory evaluation, etc. Assists line management in unders...
Posted Feb 11, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Sr. Director - BSA/AML

DM Stone JobsInBrokerage.com - San Jose, CA
The Sr Director BSA/AML is responsible for developing, implementing and overseeing all aspects of the Bank Secrecy Act Compliance Program. A deep knowledge of BSA and Sanctions laws and regulations, including strong expertise in leading industry practices in BSA programs. The successful candidate will have particular applied expertise in BSA/AML compliance for internationally focused activities...
Posted Feb 06, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...
Posted Feb 06, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Chief Compliance Officer - Broker-Dealer

DM Stone JobsInBrokerage.com - Palo Alto, CA
Our client, a successful full service, fully-disclosed broker-dealer on the SF Peninsula, is looking for a licensed CCO (Series 7/66/24) to manage an experienced team of compliance analysts. Pays a base of $125K plus bonus. Prefer local candidates, will not pay relo. Must have strong references from solid BD firms, and good contacts with FINRA. Resumes to dave@dmstone.com
Posted Feb 06, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

IT MANAGER WHO WRITES AND SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA
A well-established Chinese commercial bank that specializes in trade finance, remittance, consumer and commercial lending is looking for an IT Manager who writes and speaks Chinese. THE OPPORTUNITY: You will plan, control and upgrade the branch?s IT systems and network as a whole to ensure the operation of the computer systems and network safe and sound. You will offer professional advice ...
Posted Jan 31, 2014   —   Application Deadline: None
DM Stone JobsInBrokerage.com

RISK MANAGER WHO WRITES AND SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA
A well-established Chinese commercial bank who works in trade finance, remittance, consumer and commercial lending is looking for a Risk Mgr who writes and speaks Chinese. DUTIES: Assist in the assessment of risk and management of the Bank??s loan portfolio by reviewing and monitoring the credit proposals of the loan officers, and to conduct policy adjustment where appropriate. You will be...
Posted Jan 31, 2014   —   Application Deadline: None
Displaying results 16 - 30 of 70