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Corporate Counsel - Investment Mgmt Industry

DM Stone JobsInBrokerage.com - San Mateo, CA

Attorney, Investment Management Our client, a prestigious investment firm, has the following opening: Attorney with Investment Industry expertise. The successful candidate will be part of the legal team with primary focus on matters relating to our investment management business. Responsibilities: ??? Advise investment advisers and portfolio management teams with respect to compliance wi...

Application Deadline: None

Registered Sales Assistant - Large Producer

DM Stone JobsInBrokerage.com - Menlo Park, CA

National brokerage firm is seeking a licensed (Series 7/66) sales assistant with strong experience supporting a major producer and working with high net worth clientele. Traits needed include excellent communication skills (written and oral), polish, initiative, work ethic, great organization and follow-up skills, client service skills, assertiveness, presentation skills, and strong RSA experie...

Application Deadline: None

CLIENT SERVICE ASSOCIATE

DM Stone JobsInBrokerage.com - Newport Beach, CA

Provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects. Act as the liaison between the investment professional/client and the PWM middle office functions/operations ...

Application Deadline: None

Seniors and Managers (Audit and Tax) for Major CPA Firm

DM Stone JobsInBrokerage.com - Santa Rosa, CA

Major regional CPA firm with great reputation is seeking seniors and managers for their audit and tax divisions within branches in SF, North Bay (wine country) and South Bay (Silicon Valley). Will pay competitive salaries. Advantages include greater visibility, career growth/flexibility (partner track), entrepreneurial environment, etc. CPA a plus, or you have passed some parts.

Application Deadline: None

EXECUTIVE ASSISTANT - FINANCIAL ADVISORY

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client is an Financial Advisory Services firm who works with real estate owners. Their team is dedicated to the sale, financing and recapitalization of all major real estate product types including office, retail, hospitality, industrial and multifamily properties throughout North America. Widely recognized for their capital markets and real estate expertise, the team is also known for t...

Application Deadline: None

SR.RISK MANAGEMENT ANALYST - LA, BREA OR SAN DIEGO

DM Stone JobsInBrokerage.com - Los Angeles, CA

THE WORK LOCATION FOR THIS POSITION CAN BE IN EITHER LOS ANGELES, BREA OR SAN DIEGO... The position supports the Risk Management operational risk management team in identification, assessment and monitoring of key business operational risks. This includes both business-specific risks and enterprise-wide "module" risks. Module risks include, but are not limited to, product risk, vendor manage...

Application Deadline: None

DIRECTOR, TECHNICAL ACCOUNTING

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client is an independent, fully integrated energy company that develops, constructs, owns and operates renewable energy and transmission assets across North America and parts of Latin America. The primary focus is on wind and transmission, with limited investments in other generation technologies. The company has a history as one of the top North American renewable energy and transmissi...

Application Deadline: None

RECRUITING ASSOCIATE ANALYST

DM Stone JobsInBrokerage.com - Foster City, CA

Our client is looking for a University Recruiting Associate Analyst who will: Schedule events at target universities, including career fairs, info sessions, tech talks, meet and greet opportunities, contests and interviews. Manage event logistics at target universities including, conducting student outreach, securing event space, shipping materials prior to events, ordering catering, develop...

Application Deadline: None

Sr Associate - Investment Technology

DM Stone JobsInBrokerage.com - San Francisco, CA

The Senior Associate Investment Technology is responsible for the day-to-day support of the firm's core Trade Order Management System (Neovest and MOXY) which includes responding to unexpected system outages/urgent needs during trading hours, and serving as a liaison between the technology teams (internal and vendor) and the business. Other major duties include managing data reporting and analy...

Application Deadline: None

ASSOCIATE CLIENT SERVICE RELATIONSHIP MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA

Privately held Investment Management Firm in downtown San Francisco is looking for an Associate CRM to supports their Client Service team in responding to investor inquiries in a timely, thorough and accurate manner. The person in this role is expected to become an expert on each of the firm??s investment strategies and vehicles, as well as all of the firm??s external reporting and communicat...

Application Deadline: None

RECEPTIONIST / ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Great opportunity to join a great team of investment professionals in their SF Office. Your role will be to answer phones, direct calls and to greet and direct visitors and to provide administrative support a group (10) of junior level professionals with various tasks such as travel and expenses. Assistant to Analysts and Vice President (preparing and tracking expense reports and travel arra...

Application Deadline: None

MANAGER FINANCIAL SYSTEMS AND REPORTING W/CPA

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for utilizing and maintaining various financial reporting and analytical applications, and to be an enterprise-wide resource for expertise in these applications. This position will assist and advise in report design, data mapping, and utilization of various reporting tools included in the Epicor ERP system. You will also be responsible for producing and managing the ...

Application Deadline: None

OPERATIONS MANAGER

DM Stone JobsInBrokerage.com - San Rafael, CA

Successful and growing Asset Management firm is looking for a seasoned, experienced individual that brings knowledge of the advisory/RIA world. Ideal candidate is a take charge, professional, and energetic individual who excels in operations. The role of the Operations Manager is to ensure all client accounts are set up accurately and are properly maintained. This role will provide on-going...

Application Deadline: None

High Net Worth Financial Representative - Private Equity Sales

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client, a private equity firm, is seeking an experienced financial sales rep with a strong rolodex in the HNW space. Book not required. Will need to get licensed. This position will pay draw vs. commission and the candidate can work from home. Great oppty!

Application Deadline: None

REGULATORY REPORTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

The Regulatory Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including FFIEC 009, FFIEC 031, FRY9-C) in compliance with all regulatory requirements, Company policies and procedures, and generally accepted accounting principles. Preparation of regulatory reports - ens...

Application Deadline: None