Jobs at DM Stone JobsInBrokerage.com - Page 3

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BSA/AML DUE DILIGENCE INVESTIGATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible with assessing customer risk and producing financial intelligence through research and analysis. The DDO Investigator will conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. The DDO Investigator will also work full scope reviews through the case investigation process and de...

Application Deadline: None

AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

The Investigative Operations role within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers and report directly to the Vice President and Head of AML Oper...

Application Deadline: None

RELATIONSHIP MANAGER - BANKING -WHO SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA

Relationship Manager is needed to develop and manage a portfolio of commercial real estate loans; international business and other commercial loans. You will assess credit proposals, perform in-depth due diligence and compliance analysis in order to write up credit recommendation reports You will also assist the section head in supervising junior officers of the team. REQUIREMENTS: Master ...

Application Deadline: None

DATA ANALYST - GAMING INDUSTRY

DM Stone JobsInBrokerage.com - San Francisco, CA

As a data analyst, you will combine your strategic and analytical skill sets to develop, test, and analyze hypotheses that will have a far-reaching impact on the success of the company. You'll communicate these insights to key executive stakeholders and play an influential part in establishing this core analytics competency. Responsibilities: Work closely with studio heads to identify key q...

Application Deadline: None

GOVERNANCE AND RISK ANALYST

DM Stone JobsInBrokerage.com - San Jose, CA

Moderate amount of previous AML/BSA in Banking experience with some previous experience in a similar position working in a company focused on innovation and growth is required for this role. DUTIES: Responsible for identifying and evaluating risks and controls, assisting with regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiv...

Application Deadline: None

Corporate Paralegal - Financial Services

DM Stone JobsInBrokerage.com - San Mateo, CA

The Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both inside and outside legal counsel, and other fund service providers. The Paralegal regularly resolves, or recommends resolutions to, compliance and policy issues rel...

Application Deadline: None

European Fixed Income Trader - 11pm to 8am shift

DM Stone JobsInBrokerage.com - San Francisco, CA

The European Fixed Income Trader will be a critical member of the global bond team, focusing on the European fixed income trading effort for credit, rates, and asset-backed markets. Trading will occur out of San Francisco during European market hours, approximately 11pm-8am PST. Prestigious asset mgmt. firm in SF. Primary responsibilities include: ?X Executing investment decisions and investin...

Application Deadline: None

Mutual Fund Accounting and Reporting Manager

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client, a prestigious asset mgmt firm, is seeking a seasoned Mutual Fund Accounting and Financial Reporting Manager. Will report to the Mutual Funds Treasurer and work with individuals and teams throughout the firm, including senior management,portfolio managers, legal and compliance, and operations professionals. This individual will work on a variety of accounting, tax, and financial repo...

Application Deadline: None

Corporate Actions Specialist - Investment Management Firm

DM Stone JobsInBrokerage.com - San Francisco, CA

Prestigious asset mgmt firm is seeking an experienced Corporate Action Specialist to oversee the corporate action lifecycle for all events impacting the firm. This includes capturing events, communicating with internal and external parties, coordinating decision making, and processing events to accounting systems. The Corporate Actions specialist will:. ?h Monitor incoming notifications from cu...

Application Deadline: None

Senior Compliance Manager - Investment Management

DM Stone JobsInBrokerage.com - Denver, CO

The Compliance group supports the firm's institutional investment advisory business. This position is a Senior Manager. The Senior Manager will be focused on supporting portfolio guidelines testing and reporting requirements. This is an individual contributor role. Brief Description of Role: ? Perform various daily, weekly and monthly functions related to daily surveillance surrounding invest...

Application Deadline: None

TAX SERVICES SR. ASSOCIATE

DM Stone JobsInBrokerage.com - Century City, CA

Global Accounting/Professional Services firm is looking for a Core Tax Services Sr. Associate. You will be responsible for utilizing research skills, applying tax foundational knowledge to understand potential tax issues, gathering client information necessary for filing, participating in tax planning, recognizing and communicating potential risks, preparing tax accrual workpapers and working ...

Application Deadline: None

HR/ADMIN GENERALIST WITH ADP WORKFORCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client who is in the financial services industry is looking for a candidate for a long term contract. The main qualification for this role is ADP WORKFORCE. You will be assisting the HR Manager and performing Administrative duties. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

CORPORATE ACCOUNTANT AND REVENUE ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This position will report to the Treasurer and you will work with a variety of individuals inside and outside the firm, including department leaders, portfolio managers, clients, and client service professionals. DUTIES: Manage and troubleshoot automated systems which calculate investment management fees Coordinate business processes related to new fee arrangements; analyze various fee scena...

Application Deadline: None

CLIENT RELATIONS ASSOCIATE FOR FAMILY OFFICE

DM Stone JobsInBrokerage.com - San Francisco, CA

SF Investment Management firm is looking for an experienced Client Relations Associate to be responsible for providing and assisting with the provision of services related to banking, financial analysis and planning, insurance and other client relations activities that serve the Clients. Daily, often high-volume, Client interaction requiring exceptional responsiveness, diplomacy and tact. Res...

Application Deadline: None

COMPLIANCE ANALYST - CONTRACT

DM Stone JobsInBrokerage.com - Orinda, CA

3 Month Contract for a Compliance Professional who has experience in Asset Management. You will assist with monitoring and testing programs as well as certain compliance administration processes. Assist with forensic testing, monitoring, annual assessment and ongoing regulatory requirements. Liaise with investment teams, research, models, risk management, trading and operations. Assist with...

Application Deadline: None