Jobs at DM Stone JobsInBrokerage.com - Page 3

70 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 31 - 45 of 70

Compliance Contractor - Asset Management

DM Stone JobsInBrokerage.com - San Francisco, CA

Major financial services firm is seeking a long-term contractor in their asset management compliance group. Must be familiar with fund compliance rules (SEC) and have experience with day-to-day processing and compliance monitoring. More info available.

Application Deadline: None

SR COMPLIANCE OFFICER/VICE PRESIDENT - BANKING

DM Stone JobsInBrokerage.com - San Francisco, CA

PLEASE NOTE THAT THIS POSITION COULD RESIDE IN SF, LA OR NEW YORK CLIENT IS ALSO OFFERING RELOCATION The person assuming this position will be a member of the Capital Markets/Corporate Banking Compliance team within the centralized Compliance group. This group is responsible for the development, implementation, oversight and control of the central compliance function supporting Bank divisio...

Application Deadline: None

MIDDLE OFFICE ASSOC (P and L ACCTG ANALYST)

DM Stone JobsInBrokerage.com - San Francisco, CA

You will play an important role on this team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. Responsibilities: Database maintenance and troubleshooting Entering...

Application Deadline: None

ASSISTANT VP - GOVERNMENT UNDERWRITING

DM Stone JobsInBrokerage.com - San Diego, CA

Successful California Commercial Bank is looking for an Assist VP for Gvt Underwriting. You will directly supervise a team of 6-8 Underwriters in residential lending. Manage the work flow to ensure acceptable service levels and provides technical work guidance. Responsibilities: Responsible for directly supervising staff, including interviewing, hiring and the termination of staff; recomme...

Application Deadline: None

Banking/investment operations

DM Stone JobsInBrokerage.com - San Carlos, CA

Growing financial services firm is looking for operations personnel. Must have experience in banking or investments back office with great attention to detail, able to handle high volume transaction processing, and work at a fast pace. Pays $45K (might go as high as $50K for very strong candidate). Public transportation is somewhat accessible (CalTrain) but having a car is preferable. Hours are...

Application Deadline: None

ACCOUNTING CONTRACTOR- AP FOCUS

DM Stone JobsInBrokerage.com - San Francisco, CA

Investment Management firm located downtown San Francisco is looking for a long term contractor to work with their accounting group. Looking for someone with heavy Accounts Payable experience. You must be able to commit to the duration of the contract. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

Contract Review Attorney

DM Stone JobsInBrokerage.com - San Mateo, CA

Major firm is seeking a contract review attorney for an indefinite term assignment (should be at least a few months): The successful candidate will be part of the Contract Review Team responsible for negotiating, drafting and advising on technology agreements for use by our family of companies around the world, and all U.S. buy-side agreements (including marketing, real estate, HR, aircraft, f...

Application Deadline: None

OPERATIONS MANAGER - MORTGAGE SERVICE PLATFORM EXPERIENCE

DM Stone JobsInBrokerage.com - San Diego, CA

Operations Manager is responsible for leading a team of Business Systems and/or Operations Analysts supporting Servicing and Default technology and business processes. Responsible for working with the business to jointly ensure existing systems perform optimally to accomplish business and corporate goals and objectives. In addition will play a key role in the design and roll out of new systems/...

Application Deadline: None

REGISTERED SALES ASSISTANT(CSA) - CENTURY CITY AND NEWPORT BEACH

DM Stone JobsInBrokerage.com - Century City, CA

Our client has 2 positions available: One in Century City and one in NewPort Beach Must have S/7,63 Licenses SUMMARY The primary function of the CSA is to provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the ...

Application Deadline: None

Asst Chief Compliance Officer/Fund Admin Manager

DM Stone JobsInBrokerage.com - Greenbrae, CA

We are seeking an individual to contribute to two key business areas, compliance and fund administration, within a boutique investment adviser focused on emerging markets. Experience working in a compliance role for a SEC registered investment adviser that advises 1940 Act mutual fund(s) is highly preferred. The position is designed as a full-time role (exempt status). Domestic travel may be ne...

Application Deadline: None

Intermediate Trader - Fixed Income

DM Stone JobsInBrokerage.com - San Francisco, CA

Summary The Intermediate Trader will be responsible for trading fixed income strategies with securities dealers as well as maintaining separate account programs with sponsor trading desks. This person will execute fixed income security trades. In addition, this person will create, manage and execute portfolio manager-directed trades through the trading desks or sponsor programs. This person wo...

Application Deadline: None

Financial Analyst - Major Bank

DM Stone JobsInBrokerage.com - Walnut Creek, CA

Financial Analyst Consultant Group: Community Development Finance Job Summary: Reporting to the assigned manager, the Financial Analyst is responsible for providing comprehensive and complex financial analyses. Prepare complex analytical and financial reports. Assist to conduct specialized tax research and analysis projects. Major Responsibilities: ? Support the budget and forecast proces...

Application Deadline: None

Investment Operations Associate

DM Stone JobsInBrokerage.com - San Anselmo, CA

Our client, a prestigious investment mgmt. firm, is currently seeking a new member of the Client Operations Team. The ideal candidate would be an experienced and exceptional, detail-oriented team player who can wear many hats in a fast-paced and growing investment management firm. Duties and Responsibilities ? Account activity processing (cash flows, cash reserves, trading restrictions, tax ...

Application Deadline: None

SR. EQUITY AND EXECUTIVE COMPENSATION CONSULTANT

DM Stone JobsInBrokerage.com - San Mateo, CA

You will provide knowledge and play a predominant and active role in executive compensation, corporate governance, risk management and M&A work. You will collaborate closely with global partners, including the Human Resources Division and business unit leaders, to ensure compliance. This position requires a great deal of independent judgment and experience in applying compensation practices...

Application Deadline: None

FINANCIAL ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

As a member of the finance team, you will develop financial models, improve operational processes, and support the financial reporting process. The team performs analyses to support strategic decisions, lead monthly forecasting and long term planning, and drive operational improvements by tracking performance. This is a hybrid role that supports both the strategic finance and accounting funct...

Application Deadline: None