Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 4)

Displaying results 31 - 45 of 70
DM Stone JobsInBrokerage.com

FHA Program and Product Servicing Manager

DM Stone JobsInBrokerage.com - San Diego, CA
Position can be based in San Diego, CA or Tempe, AZ (may pay relo) Job Summary: Reports to CL Default Manager, SVP, Consumer Lending. Responsible for ongoing support of product, program and policy functions within the Consumer Lending Servicing and Default Division. Actively collaborates with key business partners in analyzing, developing and/or recommending products, programs and policies, or...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Compliance Professional - Investment Mgmt

DM Stone JobsInBrokerage.com - San Francisco, CA
A prestigious business strategy and regulatory consulting firm, with offices nation-wide, is seeking a senior compliance professional for its San Francisco office. The Firm's clients are primarily registered investment advisers including, but not limited to, private equity firms, hedge funds, and venture capital firms. The successful candidate will have approximately three to five years of rele...
Application Deadline: None
DM Stone JobsInBrokerage.com

Licensed Branch Operations Manager

DM Stone JobsInBrokerage.com - Walnut Creek, CA
National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff (around 30), running staff meetings, working with financial advisors to resolve issues (total around 90), principaling trades, working with systems (should be te...
Application Deadline: None
DM Stone JobsInBrokerage.com

Operational Risk/Compliance - Major Bank - LA/SD/Orange County

DM Stone JobsInBrokerage.com - Los Angeles, CA
This is a temp-to-hire role, paying $40/hour or so. If it goes perm it would pay around $75-90K. It is currently not scheduled to start until mid-2014, however. SR OPERATIONS RISK ANALYST FOR GLOBAL TREASURY MANAGEMENT OUR CLIENT IS FLEXIBLE W/WORKING LOCATION: OPTIONS ARE SAN DIEGO, BREA, IRVINE AND LA You will support the Business Unit Risk Manger in the identification, assessment and moni...
Application Deadline: None
DM Stone JobsInBrokerage.com

Regional Financial Advisor

DM Stone JobsInBrokerage.com - San Diego, CA
Position Summary The Regional Financial Advisor (RFA) is dedicated to increasing the number of clients and assets under management. The candidate will initially work under the mentoring of experienced Advisors to hone effective presentation skills, master our offerings spanning tax, estate planning and asset management, sharpen consultative selling techniques, and develop best-in-class client s...
Application Deadline: None
DM Stone JobsInBrokerage.com

Investment Data Analyst

DM Stone JobsInBrokerage.com - San Francisco, CA
Our client is a prestigious hedge fund in SF. Their proprietary investment technology models the capital structures of thousands of firms globally. They are seeking an individual with strong analytic skills and financial acumen to ensure that capital structure data is correctly represented in their models. This role includes oversight of automated financial statement processing routines, cross-...
Application Deadline: None
DM Stone JobsInBrokerage.com

DUE DILIGENCE MANAGER - ALTERNATIVE AND EQUITY INVESTMENTS

DM Stone JobsInBrokerage.com - San Francisco, CA
The role is responsible for the development and management of the this bank's Secrecy Act/Anti-Money Laundering (BSA/AML) Special Client Due Diligence program. You will be responsible for building a team which will perform appropriate due diligence on special clients with a particular focus on private equity, venture capital, and hedge funds. This will include risk ranking prospects and ass...
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - Foster City, CA
The main function of an administrative assistantis to provide administrative support by conducting research, handling information requests and performing clerical functions. EXPERIENCE: 2 years of college 2 years administrative/customer service related experience required Previous experience or ability to handle client/partner contract details Proficiency with MS Word, Excel and Power...
Application Deadline: None
DM Stone JobsInBrokerage.com

MIDDLE OFFICE ASSOCIATE

DM Stone JobsInBrokerage.com - San Francisco, CA
This roll plays an important role with the Middle Office team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. You should have an attention to detail, an in depth ...
Application Deadline: None
DM Stone JobsInBrokerage.com

FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...
Application Deadline: None
DM Stone JobsInBrokerage.com

RELATIONSHIP MANAGER WHO SPEAKS AND WRITES CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA
A well-established Chinese commercial bank located who specializes in trade finance, remittance, consumer and commercial lending is looking for a Relationship Manager who writes and speaks Chinese. DUTIES: Develop and manage a portfolio of commercial real estate loans and other commercial loans by analyzing corporate financial status. You will assess credit proposals, perform in-depth due d...
Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE DIRECTOR

DM Stone JobsInBrokerage.com - Orinda, CA
You will be responsible for administering the Compliance testing program across the firm globally. Support the Global CCO in maintaining the firm?s US and global compliance programs Participate in transversal global initiatives and projects, particularly regarding regulatory change Advise senior management on critical compliance issues; proactive participation on all compliance, risk and ot...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML INVESTIGATOR - Enhanced Due Dilligence

DM Stone JobsInBrokerage.com - San Francisco, CA
A BSA/AML Investigator is needed to conduct Enhanced Due Diligence reviews on customers and prospective customers, and to conduct CIP verification as required by the USA PATRIOT Act. DUTIES: Research and analysis of individuals, entities or events through public records, media or other research tools. Conduct investigations for high risk customers and prospective customers within a stated ti...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS SUPERVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Global financial firm is looking for an experienced IR Supervisor. RESPONSIBILITES INCLUDE: Reviewing and approving capital transactions whilst ensuring the terms and representations of the fund are adhered to; Proactively managing the team workflow and ensuring Service Level Agreements are adhered to; Performing review of month-end NAV packs and investor statements; Treasury duties includ...
Application Deadline: None
Displaying results 31 - 45 of 70