Jobs at DM Stone JobsInBrokerage.com - Page 3

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CLIENT OPERATIONS MANAGER

DM Stone JobsInBrokerage.com - Greenbrae, CA

Boutique investment management firm with over $5 billion in assets under management is looking for a professional, polished, highly detail oriented, team player who can wear ?many hats? in a fast-paced and growing environment. Responsibilities Oversee the day to day activities of the Client Operations group (currently 5 team members) including but not limited to: Account Activity Processing ...

Application Deadline: None

CLIENT SERVICE ASSOCIATE - SERIES 7 REQUIRED

DM Stone JobsInBrokerage.com - Santa Barbara, CA

The primary function of the CSA is to provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects. Acting as the liaison between the investment professional/client and th...

Application Deadline: None

Registered Client Service Associate

DM Stone JobsInBrokerage.com - Mansfield, MA

One of the nation's largest and most well-known financial planning firms is seeking a Registered Client Service Associate. The Client Service Associate provides full support to one or more Financial Planners, ensuring client satisfaction through direct contact with clients, vendors, and other operational employees, while adhering to regulatory standards. Duties include: executing investment b...

Application Deadline: None

Financial Consultant - Corporate Services

DM Stone JobsInBrokerage.com - San Francisco, CA

The Corporate Services Financial Consultant is responsible for cultivating relationships within the Section 16/Officer/Director Corporate client base in an attempt to drive increased asset aggregation, proceeds retention, and client satisfaction through relationship building activities and the sale of appropriate financial products and services. Successful candidates will possess a comprehensiv...

Application Deadline: None

INDEX SALES SPECIALIST VICE PRESIDENT

DM Stone JobsInBrokerage.com - San Francisco, CA

POSITION OVERVIEW: In this role you will be responsible for maintaining existing client relationships as well as new business development for all products. Each person travels within their respective sales territory to meet with Asset Owners, which include state and corporate pension plans, endowments and foundations, regarding new products as well as enhancements to existing products. The...

Application Deadline: None

RELATIONSHIP MANAGER VICE PRESIDENT

DM Stone JobsInBrokerage.com - San Francisco, CA

POSITION OVERVIEW: The Relationship Manager, Vice President, is a member of the Americas Client Coverage team who is responsible for senior client relationship management. This individual will be directly responsible for working with a key Asset Manager client within a larger relationship team. This role is a highly visible one, with involvement in all aspects of client management, including...

Application Deadline: None

VP - INDEX SALES SPECIALIST - ASSET MANAGEMENT

DM Stone JobsInBrokerage.com - San Francisco, CA

POSITION OVERVIEW: You will use your knowledge of the investment management process, modern portfolio theory, and data distribution platforms (Bloomberg, Factset, Thompson, etc.) to identify solutions using company's tools. This role is a highly visible one, with involvement in all aspects of account management, including senior level relationship management, in-depth discussions regarding c...

Application Deadline: None

Licensed Branch Operations Manager - Brokerage

DM Stone JobsInBrokerage.com - Pleasanton, CA

National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch in Pleasanton, CA (requires car). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff, running staff meetings, working with financial advisors to resolve issues, principaling trades, working with systems (should be tech savvy), doing performa...

Application Deadline: None

CCAR REPORTING MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA

The CCAR Reporting Manager is responsible for the timely production of the Company?s annual capital plan for submission to external regulators. You will interface with senior leaders, business lines, risk and capital management, and other support area managers on content, structure and presentation. You will be a key reviewer in ensuring the submission professionally and accurately reflects...

Application Deadline: None

VP/Portfolio Operations/Accounting Manager

DM Stone JobsInBrokerage.com - San Francisco, CA

The Vice President is responsible for helping manage the Private Wealth Mgmt group's middle-office, including but not limited to supporting new client onboarding, managing the entire reconciliation process for the firm including positions, pricing, cost basis accounting, corporate actions and proxy voting. The Vice President will also be responsible for maintaining the availability and accuracy...

Application Deadline: None

MIDDLE OFFICE ASSOCIATE - P AND L ACCOUNTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This roll plays an important role with the Middle Office team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. You should have an attention to detail, an in depth ...

Application Deadline: None

FINANCE AND OPERATIONS DIRECTOR - NON PROFIT

DM Stone JobsInBrokerage.com - Oakland, CA

Established non-profit focused on fundraising and information dissemination related to environmental and sustainability issues, with an annual budget of $55 million and a current membership of 50,000, is seeking a Finance and Operations Director on a part-time basis (approximately 4 days a week) for an interim period of approximately 6 months. Position reports to the Chief Executive Officer. D...

Application Deadline: None

Bank Compliance Officer

DM Stone JobsInBrokerage.com - San Francisco, CA

Candidate will take a lead role in ensuring that the assigned Commercial Banking Group's policies and procedures align with corporate compliance. Leads the execution and coordination of the compliance function at the Commercial Banking Group level. Reviews and interprets new and pending laws and regulations, which potentially affect the business practices for the assigned group. This role: ?E...

Application Deadline: None

ACCOUNT MANAGER - HEDGE FUND ACCOUNTING EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial firm working in the Hedge Fund Admin space is looking for an Account Manager to join their team. Summary: Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Supervising the senior fund and fund accountants, your responsibilities will include; Performing the administration of and any services pursuant to administration agr...

Application Deadline: None

STRATEGIC PROJECT COORDINATOR - WEALTH MGMT FIRM

DM Stone JobsInBrokerage.com - San Mateo, CA

Wealth Management firm in San Mateo is looking for a Strategic Project Coordinator. Looking for someone who has enterprise-level experience (vs. focus on one large project/program at a time). Also important is the ability to interact with Sr. Mgmt., having some exposure to executive leadership would be a plus. It would be beneficial if candidate has held a couple of differently-focused roles...

Application Deadline: None