Jobs at DM Stone JobsInBrokerage.com - Page 4

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AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

The Investigative Operations role within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers and report directly to the Vice President and Head of AML Oper...

Application Deadline: None

RELATIONSHIP MANAGER - BANKING -WHO SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA

Relationship Manager is needed to develop and manage a portfolio of commercial real estate loans; international business and other commercial loans. You will assess credit proposals, perform in-depth due diligence and compliance analysis in order to write up credit recommendation reports You will also assist the section head in supervising junior officers of the team. REQUIREMENTS: Master ...

Application Deadline: None

DATA ANALYST - GAMING INDUSTRY

DM Stone JobsInBrokerage.com - San Francisco, CA

As a data analyst, you will combine your strategic and analytical skill sets to develop, test, and analyze hypotheses that will have a far-reaching impact on the success of the company. You'll communicate these insights to key executive stakeholders and play an influential part in establishing this core analytics competency. Responsibilities: Work closely with studio heads to identify key q...

Application Deadline: None

Corporate Paralegal - Financial Services

DM Stone JobsInBrokerage.com - San Mateo, CA

The Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both inside and outside legal counsel, and other fund service providers. The Paralegal regularly resolves, or recommends resolutions to, compliance and policy issues rel...

Application Deadline: None

European Fixed Income Trader - 11pm to 8am shift

DM Stone JobsInBrokerage.com - San Francisco, CA

The European Fixed Income Trader will be a critical member of the global bond team, focusing on the European fixed income trading effort for credit, rates, and asset-backed markets. Trading will occur out of San Francisco during European market hours, approximately 11pm-8am PST. Prestigious asset mgmt. firm in SF. Primary responsibilities include: ?X Executing investment decisions and investin...

Application Deadline: None

HR/ADMIN GENERALIST WITH ADP WORKFORCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client who is in the financial services industry is looking for a candidate for a long term contract. The main qualification for this role is ADP WORKFORCE. You will be assisting the HR Manager and performing Administrative duties. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

CORPORATE ACCOUNTANT AND REVENUE ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This position will report to the Treasurer and you will work with a variety of individuals inside and outside the firm, including department leaders, portfolio managers, clients, and client service professionals. DUTIES: Manage and troubleshoot automated systems which calculate investment management fees Coordinate business processes related to new fee arrangements; analyze various fee scena...

Application Deadline: None

COMPLIANCE ANALYST - CONTRACT

DM Stone JobsInBrokerage.com - Orinda, CA

3 Month Contract for a Compliance Professional who has experience in Asset Management. You will assist with monitoring and testing programs as well as certain compliance administration processes. Assist with forensic testing, monitoring, annual assessment and ongoing regulatory requirements. Liaise with investment teams, research, models, risk management, trading and operations. Assist with...

Application Deadline: None

SR ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

In this role, you will be responsible for traditional calendaring, scheduling, expense reporting, heavy and constantly changing domestic and international travel arrangements. You will be responsible for email correspondence and the ability to respond to them accordingly. Candidates must be extremely organized and detailed - must have a solid work history. Must be comfortable working in a...

Application Deadline: None

JR. EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Palo Alto, CA

You will provide administrative support to a Managing Director and a Senior Principal. Must be able to handle multiple tasks, work independently, and have superb communication, prioritization and organizational skills. The position requires a ?jack-of-all-trades? individual who can roll-up their sleeves and assist with various components of business operations. KEY RESPONSIBILITIES Heavy ca...

Application Deadline: None

RECEPTIONIST/ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Real Estate Investment Banking Firm located downtown SF is looking for a Receptionist DUTIES: Answer phones and greet visitors Assistant to 9 Analysts and 1 Vice President (preparing and tracking expense reports and travel arrangements as required) Make coffee, stock kitchen and loading and emptying dishwasher each day Check and clean up kitchen throughout the day Pick-up and distribute ...

Application Deadline: None

COMPLIANCE OFFICER - SAN FRANCISCO AND SAN RAMON

DM Stone JobsInBrokerage.com - San Francisco, CA

***THERE ARE 2 POSITIONS: 1 IN SF AND 1 IN SAN RAMON" This position is within the Administrative Services Group Compliance Function at this established and successful financial institution and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance. You will lead the execution and coordination of the complianc...

Application Deadline: None

VP Compliance - Investment Management

DM Stone JobsInBrokerage.com - San Mateo, CA

Prestigious asset mgmt. firm is seeking a VP Compliance. A minimum of 7 to 10 years of experience of retail compliance, separate managed account compliance, or investment management compliance is required. Must have a familiarity and working knowledge of the following: updating compliance policies and procedures, working with marketing on direct mail campaigns and advertising, strong interperso...

Application Deadline: None

MIDDLE OFFICE ASSOCIATE - P AND L ACCOUNTING ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This roll plays an important role with the Middle Office team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. You should have an attention to detail, an in depth ...

Application Deadline: None

Bank Compliance Officer

DM Stone JobsInBrokerage.com - San Francisco, CA

Candidate will take a lead role in ensuring that the assigned Commercial Banking Group's policies and procedures align with corporate compliance. Leads the execution and coordination of the compliance function at the Commercial Banking Group level. Reviews and interprets new and pending laws and regulations, which potentially affect the business practices for the assigned group. This role: ?E...

Application Deadline: None