Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 4)

Displaying results 46 - 60 of 70
DM Stone JobsInBrokerage.com

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Menlo Park, CA
Highly successful and prominent Venture Capital firm is looking for an Executive Assistant to support 2 Partners. Role & Responsibilities Full admin responsibilities - with an emphasis on schedule management, travel arrangements, meeting preparation, and prioritization of high volume tasks Hours: 8:30am - 5:30pm, with ability to be on-call for ad hoc team requests via text / email / phone W...
Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Investment Consultants - No Book Required

DM Stone JobsInBrokerage.com - Honolulu, HI
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for the full range of administrative and operational support functions integral to the efficient functioning of the HR Leadership team including but not limited to: maintaining schedules; travel arrangements; processing expense reimbursements; drafting correspondence; meeting preparation including materials creation; coordinating team meetings; answering questions in sup...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML COMPLIANCE DIRECTOR FOR DEPOSITS

DM Stone JobsInBrokerage.com - San Francisco, CA
You will be responsible for overseeing the BSA, AML and Economic Sanctions compliance requirements of Bank?s Deposit functions. You will also assist the Corporate BSA/AML Department with risk assessments, the development of policies and procedures, and the testing of internal controls as needed. You will manage BSA/AML-related projects, internal audits and regulatory examination processes r...
Application Deadline: None
DM Stone JobsInBrokerage.com

AML QC/TESTING DIRECTOR - SF, LA, NY, BOSTON OR SAN DIEGO

DM Stone JobsInBrokerage.com - San Francisco, CA
Reporting to the Head of QC & Testing within BSA/AML, the QC & Testing Director will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accuratel...
Application Deadline: None
DM Stone JobsInBrokerage.com

Senior Executive Compensation Consultant

DM Stone JobsInBrokerage.com - San Carlos, CA
Under minimal supervision, the Senior Executive Compensation Consultant provides knowledge and will play a predominant and active role in executive compensation, corporate governance, risk management and M&A work in which the Global Total Rewards group is involved. They will collaborate closely with global partners, including the Human Resources Division and business unit leaders, to ensure com...
Application Deadline: None
DM Stone JobsInBrokerage.com

Associate Analyst, Analytical Solutions Group

DM Stone JobsInBrokerage.com - San Francisco, CA
Associate Analyst, Analytical Solutions Group Job Description Description Established San Francisco Asset Management firm seeks a Junior Analyst to join its Analytical Solutions Group (ASG) to help measure and monitor investment risk of its multi asset class portfolios. Essential Job Functions ? Assist ASG Analyst in daily/monthly monitoring of portfolio exposures and risk-metrics. An und...
Application Deadline: None
DM Stone JobsInBrokerage.com

RECEPTIONIST - ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA
RECEPTIONIST Job Description: The first of two primary job functions is to answer phones, direct calls and to greet and direct visitors. The second function is to provide administrative support a group (10) of junior level professionals with various tasks such as travel and expenses. Qualifications: Computer skills in Microsoft Word, Excel and Outlook Bachelors degree a plus; but not re...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML ANALYTICS ASSOCIATE

DM Stone JobsInBrokerage.com - San Francisco, CA
The role is responsible for supporting the bank's Bank Secrecy Act/Anti-money Laundering (BSA/AML) Department by calibrating, tuning, testing, and implementing enterprise wide systems that risk rank clients; screen for OFAC and negative news; and monitor and detect suspicious activity for BSA/ AML compliance. This role is also responsible for evaluating the effectiveness of these systems and ...
Application Deadline: None
DM Stone JobsInBrokerage.com

OFFICE SERVICES COORDINATOR

DM Stone JobsInBrokerage.com - Palo Alto, CA
JOB SCOPE + Coordinate activities and coverage across all office services areas; provide direct assistance and back-up support to department and teammates across range of office services areas + Coordinate use of physical space, including supervising external contractors, vendors, and suppliers; monitoring contracts for compliance? and performing quality control + Coordinate outsourced build...
Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultants - SF/Walnut Creek/Palo Alto

DM Stone JobsInBrokerage.com - San Francisco, CA
Job Description: Openings in SF, Palo Alto, and Walnut Creek, CA (locals only, please) Our client, a prominent national brokerage firm, is currently seeking Series 7 and 66 licensed Financial Consultants. As a Financial Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and buil...
Application Deadline: None
DM Stone JobsInBrokerage.com

Regional Financial Advisor - SF, SD, and Denver

DM Stone JobsInBrokerage.com - San Diego, CA
Position Summary The Regional Financial Advisor (RFA) is dedicated to increasing the number of clients and assets under management. The candidate will initially work under the mentoring of experienced Advisors to hone effective presentation skills, master our offerings spanning tax, estate planning and asset management, sharpen consultative selling techniques, and develop best-in-class client s...
Application Deadline: None
DM Stone JobsInBrokerage.com

FHA Program and Product Servicing Manager

DM Stone JobsInBrokerage.com - San Diego, CA
May pay relo to San Diego. Job Summary: Reports to CL Default Manager, SVP, Consumer Lending. Responsible for ongoing support of product, program and policy functions within the Consumer Lending Servicing and Default Division. Actively collaborates with key business partners in analyzing, developing and/or recommending products, programs and policies, or making changes to existing products, ...
Application Deadline: None
DM Stone JobsInBrokerage.com

Licensed Branch Operations Manager

DM Stone JobsInBrokerage.com - Walnut Creek, CA
National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff (around 30), running staff meetings, working with financial advisors to resolve issues (total around 90), principaling trades, working with systems (should be te...
Application Deadline: None
DM Stone JobsInBrokerage.com

Successful Private Wealth Advisor

DM Stone JobsInBrokerage.com - Palo Alto, CA
Major bank is seeking successful private wealth advisor. Openings in San Jose and Palo Alto. Must have strong experience as a private client advisor with one of the major private WM groups, ideally a national institution. Base salary plus substantial bonus potential. Must be domiciled and have their existing clients in the SF Bay Area, be strong in sales and have some of the analytical skills w...
Application Deadline: None
Displaying results 46 - 60 of 70