Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 5)

Displaying results 46 - 60 of 70
DM Stone JobsInBrokerage.com

COMPLIANCE MANAGER

DM Stone JobsInBrokerage.com - Orinda, CA
Experienced compliance officer at a investment management firm who comes from the Investment Advisor side of the business. Looking for someone who knows MF entities; portfolio compliance; personal trading compliance and a solid understanding from the advisor side. Administer global code of ethics program and personal securities trading / access persons / global restrict lists in our compliance...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investor Relations Department of this firm is responsible for the maintenance of partnership registers for the funds they administer. You will encompass reviewing the investor's documentation for the department. Working closely with the supervisor and Investor Relations Manager, your responsibilities will include: Responsibilities: Review of subscription agreements; Follow-up with inve...
Application Deadline: None
DM Stone JobsInBrokerage.com

SUSPICIOUS ACTIVITY MONITORING (SAM) MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
A Suspicious Activity Monitoring (SAM) Manager is needed to manage suspicious activity alerts and reviews. RESPONSIBILITIES AND DUTIES Manage SAM workload and assignments Conduct quality control reviews and identify alerts that require referral to SAM investigations Manage SAM deadlines and projects Identify improvement areas to reduce risk and errors Respond to internal suspicious acti...
Application Deadline: None
DM Stone JobsInBrokerage.com

FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML INVESTIGATOR (Suspicious Activity Monitoring)

DM Stone JobsInBrokerage.com - San Francisco, CA
A qualified Anti-Money Laundering Analyst is needed to investigate alerts for suspicious activity; conduct enhanced due diligence reviews and research; complete SARs in compliance with the Bank Secrecy Act; and respond to AML related inquiries regarding FinCEN 314(a), 314(b), and law enforcement requests. Review and investigate alerts for potential suspicious activity. Research and analysis ...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS SUPERVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Global financial firm is looking for an experienced IR Supervisor. RESPONSIBILITES INCLUDE: Reviewing and approving capital transactions whilst ensuring the terms and representations of the fund are adhered to; Proactively managing the team workflow and ensuring Service Level Agreements are adhered to; Performing review of month-end NAV packs and investor statements; Treasury duties includ...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML OPERATIONS MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
A BSA/AML Operations Manager is needed to provide oversight of all BSA/AML Operations; including suspicious activity monitoring, customer identification program (CIP), enhanced due diligence (EDD), and customer due diligence (CDD). DUTIES: CDD and suspicious activity monitoring procedures Oversight of all CDD and suspicious activity investigations and quality control Ensure compliance with...
Application Deadline: None
DM Stone JobsInBrokerage.com

DATA ANALYST/DATA ENTRY - TEMP TO HIRE

DM Stone JobsInBrokerage.com - San Francisco, CA
SUMMARY Reviews insurance policy documents for accuracy, completeness, and adherence to established standards and enters data into a computerized database by performing the following essential duties. RESPONSIBILITIES Reviews insurance policy documents for accuracy, completeness, conformance to applicable standards; verifies broker data; confirms mathematical calculations; and establishes pr...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML INVESTIGATOR - Enhanced Due Dilligence

DM Stone JobsInBrokerage.com - San Francisco, CA
A BSA/AML Investigator is needed to conduct Enhanced Due Diligence reviews on customers and prospective customers, and to conduct CIP verification as required by the USA PATRIOT Act. DUTIES: Research and analysis of individuals, entities or events through public records, media or other research tools. Conduct investigations for high risk customers and prospective customers within a stated ti...
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE AND CLERICAL POSITIONS

DM Stone JobsInBrokerage.com - Foster City, CA
We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals. Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short term. * Strong computer skills; MS Word, Excel, Powerpoint, Access * Experience working in a corporate environment * Excellent communication skills Locati...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML COMPLIANCE DIRECTOR - DEPOSITS

DM Stone JobsInBrokerage.com - San Francisco, CA
This role reports to the Corporate BSA/AML Department, the BSA/AML Compliance Director is responsible for overseeing the BSA, AML and Economic Sanctions compliance requirements of the bank's Deposit functions. The BSA/AML Compliance Director will also assist the Corporate BSA/AML Department with risk assessments, the development of policies and procedures, and the testing of internal controls...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR EXECUTIVE ASSISTANT WITH FINANCE INDUSTRY EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA
Investment Management firm in San Francisco is looking for a highly experienced and qualified Executive Assistant to provide administrative support to the COO. The position will report directly to the COO and will partner with the assistants of the Executive Management team. Responsibilities: Consistently demonstrates solid understanding of priorities and proactively manages calendar and s...
Application Deadline: None
DM Stone JobsInBrokerage.com

TAX AND GL MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA
San Francisco Gaming firm is looking for a Tax and GL Manager to be he owner of all corporate tax matters as well as be the technical accounting lead on the Finance Team. The ideal candidate will be someone who is very hands on and has the energy to roll up their sleeves to dive into the details, able to distill complex tax and accounting concepts into actionable deliverables, and capable of p...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA / AML COMPLIANCE DIRECTOR - LENDING AND CREDIT

DM Stone JobsInBrokerage.com - San Francisco, CA
The BSA/AML Compliance Director is responsible for overseeing the BSA, AML and Economic Sanctions compliance requirements the Bank?s Lending and Credit functions. The BSA/AML Compliance Director will also assist the Corporate BSA/AML Department with risk assessments, the development of policies and procedures, and the testing of internal controls as needed. Additionally, this role will mana...
Application Deadline: None
DM Stone JobsInBrokerage.com

RECRUITING ASSISTANT

DM Stone JobsInBrokerage.com - Foster City, CA
DUTIES: Schedule events at target universities, including career fairs, info sessions, tech talks, meet and greet opportunities, contests and interviews. Manage event logistics at target universities including, conducting student outreach, securing event space, shipping materials prior to events, ordering catering, developing supporting collateral materials for on-campus events and posting jo...
Application Deadline: None
Displaying results 46 - 60 of 70