Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 4)

Displaying results 46 - 60 of 70
DM Stone JobsInBrokerage.com

Licensed Branch Operations Manager

DM Stone JobsInBrokerage.com - Walnut Creek, CA
National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff (around 30), running staff meetings, working with financial advisors to resolve issues (total around 90), principaling trades, working with systems (should be te...
Application Deadline: None
DM Stone JobsInBrokerage.com

FHA Program and Product Servicing Manager

DM Stone JobsInBrokerage.com - San Diego, CA
Position can be based in San Diego, CA or Tempe, AZ (may pay relo) Job Summary: Reports to CL Default Manager, SVP, Consumer Lending. Responsible for ongoing support of product, program and policy functions within the Consumer Lending Servicing and Default Division. Actively collaborates with key business partners in analyzing, developing and/or recommending products, programs and policies, or...
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - Foster City, CA
The main function of an administrative assistantis to provide administrative support by conducting research, handling information requests and performing clerical functions. EXPERIENCE: 2 years of college 2 years administrative/customer service related experience required Previous experience or ability to handle client/partner contract details Proficiency with MS Word, Excel and Power...
Application Deadline: None
DM Stone JobsInBrokerage.com

RISK MANAGER WHO WRITES AND SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA
A well-established Chinese commercial bank who works in trade finance, remittance, consumer and commercial lending is looking for a Risk Mgr who writes and speaks Chinese. DUTIES: Assist in the assessment of risk and management of the Bank??s loan portfolio by reviewing and monitoring the credit proposals of the loan officers, and to conduct policy adjustment where appropriate. You will be...
Application Deadline: None
DM Stone JobsInBrokerage.com

MIDDLE OFFICE ASSOCIATE

DM Stone JobsInBrokerage.com - San Francisco, CA
This roll plays an important role with the Middle Office team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. You should have an attention to detail, an in depth ...
Application Deadline: None
DM Stone JobsInBrokerage.com

RELATIONSHIP MANAGER WHO SPEAKS AND WRITES CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA
A well-established Chinese commercial bank located who specializes in trade finance, remittance, consumer and commercial lending is looking for a Relationship Manager who writes and speaks Chinese. DUTIES: Develop and manage a portfolio of commercial real estate loans and other commercial loans by analyzing corporate financial status. You will assess credit proposals, perform in-depth due d...
Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE DIRECTOR

DM Stone JobsInBrokerage.com - Orinda, CA
You will be responsible for administering the Compliance testing program across the firm globally. Support the Global CCO in maintaining the firm?s US and global compliance programs Participate in transversal global initiatives and projects, particularly regarding regulatory change Advise senior management on critical compliance issues; proactive participation on all compliance, risk and ot...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investor Relations Department of this firm is responsible for the maintenance of partnership registers for the funds they administer. You will encompass reviewing the investor's documentation for the department. Working closely with the supervisor and Investor Relations Manager, your responsibilities will include: Responsibilities: Review of subscription agreements; Follow-up with inve...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML INVESTIGATOR (Suspicious Activity Monitoring)

DM Stone JobsInBrokerage.com - San Francisco, CA
A qualified Anti-Money Laundering Analyst is needed to investigate alerts for suspicious activity; conduct enhanced due diligence reviews and research; complete SARs in compliance with the Bank Secrecy Act; and respond to AML related inquiries regarding FinCEN 314(a), 314(b), and law enforcement requests. Review and investigate alerts for potential suspicious activity. Research and analysis ...
Application Deadline: None
DM Stone JobsInBrokerage.com

DATA ANALYST/DATA ENTRY - TEMP TO HIRE

DM Stone JobsInBrokerage.com - San Francisco, CA
SUMMARY Reviews insurance policy documents for accuracy, completeness, and adherence to established standards and enters data into a computerized database by performing the following essential duties. RESPONSIBILITIES Reviews insurance policy documents for accuracy, completeness, conformance to applicable standards; verifies broker data; confirms mathematical calculations; and establishes pr...
Application Deadline: None
DM Stone JobsInBrokerage.com

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...
Application Deadline: None
DM Stone JobsInBrokerage.com

FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...
Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS SUPERVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Global financial firm is looking for an experienced IR Supervisor. RESPONSIBILITES INCLUDE: Reviewing and approving capital transactions whilst ensuring the terms and representations of the fund are adhered to; Proactively managing the team workflow and ensuring Service Level Agreements are adhered to; Performing review of month-end NAV packs and investor statements; Treasury duties includ...
Application Deadline: None
DM Stone JobsInBrokerage.com

ADMINISTRATIVE AND CLERICAL POSITIONS

DM Stone JobsInBrokerage.com - Foster City, CA
We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals. Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short term. * Strong computer skills; MS Word, Excel, Powerpoint, Access * Experience working in a corporate environment * Excellent communication skills Locati...
Application Deadline: None
DM Stone JobsInBrokerage.com

BSA/AML COMPLIANCE DIRECTOR - DEPOSITS

DM Stone JobsInBrokerage.com - San Francisco, CA
This role reports to the Corporate BSA/AML Department, the BSA/AML Compliance Director is responsible for overseeing the BSA, AML and Economic Sanctions compliance requirements of the bank's Deposit functions. The BSA/AML Compliance Director will also assist the Corporate BSA/AML Department with risk assessments, the development of policies and procedures, and the testing of internal controls...
Application Deadline: None
Displaying results 46 - 60 of 70