Most Recent DM Stone JobsInBrokerage.com Job Listings (Page 4)

Displaying results 46 - 60 of 70
DM Stone JobsInBrokerage.com

Licensed Branch Operations/Compliance Manager

DM Stone JobsInBrokerage.com - Walnut Creek, CA
National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff (around 30), running staff meetings, working with financial advisors to resolve issues (total around 90), principaling trades, working with systems (should be te...
Posted Dec 10, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultant - No Book Required

DM Stone JobsInBrokerage.com - Houston, TX
Job Description: Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. Houston locations in the Galleria and the Woodlands. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build rela...
Posted Dec 08, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultant - No Book Required

DM Stone JobsInBrokerage.com - Fort Worth, TX
Job Description: Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants with 2-3 years successful track record. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with ...
Posted Dec 08, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

RECEPTIONIST / ADMINISTRATAIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA
Prominent Wealth Management Advisory has an IMMEDIDATE need for a Receptionist/Admin Assistant Job Summary You will be responsible for administrative support to the Advisory Team, Financial Planning Department, Client Services and Administrative Departments. This position requires a high degree of initiative, good interpersonal skills, and the ability to balance and successfully prioritize a...
Posted Nov 19, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Salaried Financial Consultant - No Book Required

DM Stone JobsInBrokerage.com - Overland Park, KS
Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and ...
Posted Nov 18, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

EXECUTIVE ASSISTANT - EAST BAY

DM Stone JobsInBrokerage.com - Orinda, CA
Our client is a prestigious financial firm who is looking for an experienced Executive Assistant to support their COO. They are looking for a smart and energetic person with excellent interpersonal skills to join our team of bright and motivated professionals. DUTIES: Provide administrative support to executive and Operations Team Make high-level contacts of a sensitive nature inside and o...
Posted Nov 07, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

COMPLIANCE OFFICER BANKING (SF, Seattle or San Ramon)

DM Stone JobsInBrokerage.com - San Francisco, CA
The Compliance Officer will support the assigned Regional Banking Group and Compliance Manager by helping research and analyze pending/new/changed regulations, including related to the Dodd-Frank Act, and determining new requirements necessary for RBG to comply. You will also help monitor RBG?s compliance with, Regulations W and Y, Non-Deposit Investment Products requirements, and other assig...
Posted Nov 05, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

DERIVATIVES AND INVESTMENT MANAGER

DM Stone JobsInBrokerage.com - San Ramon, CA
Responsible for managing the Treasury & Capital Markets Operations Middle Office Unit and providing leadership and performance direction and ensuring that the unit meets or exceeds standards for quality, accuracy, customer service, responsiveness and compliance. This position requires strong analytical, operational, system, financial and accounting knowledge to monitor daily operational funct...
Posted Nov 05, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

JR RESEARCH ANALYST

DM Stone JobsInBrokerage.com - Berkeley, CA
Consulting firm specializing in strategic business planning for the financial services industry is looking for a Jr Research Analyst to assist in a various projects for this firm's asset management clients based in Asia/Europe and the US. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com
Posted Nov 04, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS SUPERVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA
Global financial firm is looking for an experienced IR Supervisor. RESPONSIBILITES INCLUDE: Reviewing and approving capital transactions whilst ensuring the terms and representations of the fund are adhered to; Proactively managing the team workflow and ensuring Service Level Agreements are adhered to; Performing review of month-end NAV packs and investor statements; Treasury duties includ...
Posted Oct 23, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

HR ADMINISTRATOR W/PAYROLL EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA
San Francisco based Investment Management firm is looking for an experienced HR Administrator with payroll experience to assist in the process and programs designed to enhance and support the success of the firm. Key Responsibilities Payroll Administrator: Process semi-monthly payroll data utilizing ADP?s Workforce Now 2.0 (domestic) and ADP Streamline (International). Process additional pe...
Posted Oct 22, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

INVESTOR RELATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA
The Investor Relations Department of this firm is responsible for the maintenance of partnership registers for the funds they administer. You will encompass reviewing the investor's documentation for the department. Working closely with the supervisor and Investor Relations Manager, your responsibilities will include: Responsibilities: Review of subscription agreements; Follow-up with inve...
Posted Sep 16, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

PROJECT MANAGER- CONTRACT LENDING DODD FRANK

DM Stone JobsInBrokerage.com - San Francisco, CA
The Dodd-Frank Act implements changes that affect the oversight and supervision of financial institutions. There are many new/regulations coming out of the Dodd-Frank Act that will impact this financial institution. You will be responsible for coordinating the implementation of numerous mortgage rules associated with the Dodd-Frank Act. Many of these will require system changes, policies/pr...
Posted Sep 10, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

SR ACCOUNTANT

DM Stone JobsInBrokerage.com - Los Angeles, CA
Global Investment Bank is looking for an experienced Accountant to perform the following: Perform moderately complex accounting activities relating to the maintenance of a complete and accurate general ledger and the resultant managerial reports and financial statements. Financial statements, tax returns, general ledger account analysis, reconciliations, journal entries, accounts receivable,...
Posted Aug 29, 2013   —   Application Deadline: None
DM Stone JobsInBrokerage.com

Institutional Sales - Alternative Investments

DM Stone JobsInBrokerage.com - Los Angeles, CA
Global investment firm is seeking licensed (7/66) institutional sales reps with 4-5 years experience for its offices in Downtown L.A. Should have familiarity with hedge funds, real estate funds and private equity funds in the secondary space. Will pay base plus commission, depending on experience. Clients would be pension funds, foundations, endowments, banks, investment banks, hedge funds, ded...
Posted Aug 21, 2013   —   Application Deadline: None
Displaying results 46 - 60 of 70