Jobs at DM Stone JobsInBrokerage.com - Page 4

70 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 46 - 60 of 70

RFP and Reporting Specialist - Asset Management

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client, a prestigious asset mgmt. firm in SF, is seeking an experienced RFP & Reporting Specialist to assist the firm in its reporting and communications efforts. This includes responding to customized RFPs and Due Diligence Questionnaires, maintaining Consultant Databases, and providing ad-hoc communications support for our Client Service and Portfolio Management teams. The successful cand...

Application Deadline: None

EXECUTIVE ASSISTANT - JAPANESE SPEAKING

DM Stone JobsInBrokerage.com - San Francisco, CA

BILINGUAL JAPANESE SPEAKING EA FOR SF FINANCIAL INSTITUTION DUTIES: Support Executive (e.g. writing up a thank you letter in Japanese in Tokyo, etc.) Support any executive-level visitors who require additional local support Answer complex inquiries which require thorough knowledge of the division's or group's policies and procedures. Type an review documents and drafts and review for co...

Application Deadline: None

HEAD OF COMPLIANCE - MANDARIN SPEAKING

DM Stone JobsInBrokerage.com - San Francisco, CA

Global bank located downtown San Francisco is looking for Compliance Manager to head their team. The Head of Compliance Department will be responsible in supervising lower level compliance officers, and researching and analyzing pending/new/changed regulations, including related to the Dodd-Frank Act, and determining new requirements necessary. You will participate in business-as-usual compl...

Application Deadline: None

ADMINISTRATIVE AND CLERICAL POSITIONS

DM Stone JobsInBrokerage.com - Foster City, CA

We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals. Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short term. * Strong computer skills; MS Word, Excel, Powerpoint, Access * Experience working in a corporate environment * Excellent communication skills Locati...

Application Deadline: None

SR BSA/AML INVESTIGATOR DUE DILIGENCE OPERATIONS

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be tasked with assessing customer risk and producing financial intelligence through research and analysis. The Senior DDO Investigator will conduct analyses of current and prospective customers through full scope reviews following the case investigation process and develop work products documenting risk analysis. The Senior DDO Investigator will also serve as a team lead and address ...

Application Deadline: None

BSA/AML DUE DILIGENCE INVESTIGATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible with assessing customer risk and producing financial intelligence through research and analysis. The DDO Investigator will conduct analyses of current and prospective customers through a variety of assigned alerts within the production and rule development environments. The DDO Investigator will also work full scope reviews through the case investigation process and de...

Application Deadline: None

AML INVESTIGATIVE OPERATIONS DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

The Investigative Operations role within Anti-Money Laundering Operations is tasked with producing financial intelligence through the detection, investigation and reporting of suspicious activity to the Financial Crimes Enforcement Network. You will lead a growing team of Investigative Operations and Special Investigation Managers and report directly to the Vice President and Head of AML Oper...

Application Deadline: None

RELATIONSHIP MANAGER - BANKING -WHO SPEAKS CHINESE

DM Stone JobsInBrokerage.com - San Francisco, CA

Relationship Manager is needed to develop and manage a portfolio of commercial real estate loans; international business and other commercial loans. You will assess credit proposals, perform in-depth due diligence and compliance analysis in order to write up credit recommendation reports You will also assist the section head in supervising junior officers of the team. REQUIREMENTS: Master ...

Application Deadline: None

DATA ANALYST - GAMING INDUSTRY

DM Stone JobsInBrokerage.com - San Francisco, CA

As a data analyst, you will combine your strategic and analytical skill sets to develop, test, and analyze hypotheses that will have a far-reaching impact on the success of the company. You'll communicate these insights to key executive stakeholders and play an influential part in establishing this core analytics competency. Responsibilities: Work closely with studio heads to identify key q...

Application Deadline: None

Corporate Paralegal - Financial Services

DM Stone JobsInBrokerage.com - San Mateo, CA

The Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both inside and outside legal counsel, and other fund service providers. The Paralegal regularly resolves, or recommends resolutions to, compliance and policy issues rel...

Application Deadline: None

HR/ADMIN GENERALIST WITH ADP WORKFORCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client who is in the financial services industry is looking for a candidate for a long term contract. The main qualification for this role is ADP WORKFORCE. You will be assisting the HR Manager and performing Administrative duties. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

CORPORATE ACCOUNTANT AND REVENUE ANALYST

DM Stone JobsInBrokerage.com - San Francisco, CA

This position will report to the Treasurer and you will work with a variety of individuals inside and outside the firm, including department leaders, portfolio managers, clients, and client service professionals. DUTIES: Manage and troubleshoot automated systems which calculate investment management fees Coordinate business processes related to new fee arrangements; analyze various fee scena...

Application Deadline: None

SENIOR COMPLIANCE OFFICER - ASSET MANAGEMENT

DM Stone JobsInBrokerage.com - Orinda, CA

Complete SEC, CFTC and all other regulatory obligations and filings including Form ADV and Form PF Administer the firm's AML and KYC program. Serve as the AML and Anti-Fraud Officer and liaise with Client Services Perform Proxy Voting testing and liaise with IM corporate governance teams Responsible for Code of Ethics administration including personal securities trading, restricted list, ...

Application Deadline: None

JR. EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Palo Alto, CA

You will provide administrative support to a Managing Director and a Senior Principal. Must be able to handle multiple tasks, work independently, and have superb communication, prioritization and organizational skills. The position requires a ?jack-of-all-trades? individual who can roll-up their sleeves and assist with various components of business operations. KEY RESPONSIBILITIES Heavy ca...

Application Deadline: None

RECEPTIONIST/ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Real Estate Investment Banking Firm located downtown SF is looking for a Receptionist DUTIES: Answer phones and greet visitors Assistant to 9 Analysts and 1 Vice President (preparing and tracking expense reports and travel arrangements as required) Make coffee, stock kitchen and loading and emptying dishwasher each day Check and clean up kitchen throughout the day Pick-up and distribute ...

Application Deadline: None