Jobs at DM Stone JobsInBrokerage.com - Page 5

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Corporate Paralegal - Financial Services

DM Stone JobsInBrokerage.com - San Mateo, CA

The Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both inside and outside legal counsel, and other fund service providers. The Paralegal regularly resolves, or recommends resolutions to, compliance and policy issues rel...

Application Deadline: None

SENIOR COMPLIANCE OFFICER - ASSET MANAGEMENT

DM Stone JobsInBrokerage.com - Orinda, CA

Complete SEC, CFTC and all other regulatory obligations and filings including Form ADV and Form PF Administer the firm's AML and KYC program. Serve as the AML and Anti-Fraud Officer and liaise with Client Services Perform Proxy Voting testing and liaise with IM corporate governance teams Responsible for Code of Ethics administration including personal securities trading, restricted list, ...

Application Deadline: None

RECEPTIONIST/ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Real Estate Investment Banking Firm located downtown SF is looking for a Receptionist DUTIES: Answer phones and greet visitors Assistant to 9 Analysts and 1 Vice President (preparing and tracking expense reports and travel arrangements as required) Make coffee, stock kitchen and loading and emptying dishwasher each day Check and clean up kitchen throughout the day Pick-up and distribute ...

Application Deadline: None

Bank Compliance Officer

DM Stone JobsInBrokerage.com - San Francisco, CA

Candidate will take a lead role in ensuring that the assigned Commercial Banking Group's policies and procedures align with corporate compliance. Leads the execution and coordination of the compliance function at the Commercial Banking Group level. Reviews and interprets new and pending laws and regulations, which potentially affect the business practices for the assigned group. This role: ?E...

Application Deadline: None

ACCOUNT MANAGER - HEDGE FUND ACCOUNTING EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Financial firm working in the Hedge Fund Admin space is looking for an Account Manager to join their team. Summary: Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Supervising the senior fund and fund accountants, your responsibilities will include; Performing the administration of and any services pursuant to administration agr...

Application Deadline: None

PRIVATE BANKING DIRECTOR

DM Stone JobsInBrokerage.com - San Francisco, CA

Established and successful California Bank is looking for an experienced PB Director for their SF Office. This position reports to the EVP Private Banking National Sales Manager. You will be responsible for driving revenue and profitable growth from Private Banking segment within a major geographic area. The PB Director directly manages all Private Bankers for the market, controls P&L and is ...

Application Deadline: None

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - Menlo Park, CA

Highly successful and prominent Venture Capital firm is looking for an Executive Assistant to support 2 Partners. Role & Responsibilities Full admin responsibilities - with an emphasis on schedule management, travel arrangements, meeting preparation, and prioritization of high volume tasks Hours: 8:30am - 5:30pm, with ability to be on-call for ad hoc team requests via text / email / phone W...

Application Deadline: None

RECEPTIONIST - ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

RECEPTIONIST Job Description: The first of two primary job functions is to answer phones, direct calls and to greet and direct visitors. The second function is to provide administrative support a group (10) of junior level professionals with various tasks such as travel and expenses. Qualifications: Computer skills in Microsoft Word, Excel and Outlook Bachelors degree a plus; but not re...

Application Deadline: None

FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...

Application Deadline: None

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...

Application Deadline: None