Jobs at DM Stone JobsInBrokerage.com - Page 5

70 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 61 - 70 of 70

SR ADMINISTRATIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for the full range of administrative and operational support functions integral to the efficient functioning of the HR Leadership team including but not limited to: maintaining schedules; travel arrangements; processing expense reimbursements; drafting correspondence; meeting preparation including materials creation; coordinating team meetings; answering questions in sup...

Application Deadline: None

AML QC/TESTING DIRECTOR - SF, LA, San Diego

DM Stone JobsInBrokerage.com - San Francisco, CA

Reporting to the Head of QC & Testing within BSA/AML, the QC & Testing Director will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accuratel...

Application Deadline: None

RECEPTIONIST - ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

RECEPTIONIST Job Description: The first of two primary job functions is to answer phones, direct calls and to greet and direct visitors. The second function is to provide administrative support a group (10) of junior level professionals with various tasks such as travel and expenses. Qualifications: Computer skills in Microsoft Word, Excel and Outlook Bachelors degree a plus; but not re...

Application Deadline: None

Salaried Financial Consultants - SF/Cupertino

DM Stone JobsInBrokerage.com - San Francisco, CA

Job Description: Openings in SF, Palo Alto, and Walnut Creek, CA (locals only, please) Our client, a prominent national brokerage firm, is currently seeking Series 7 and 66 licensed Financial Consultants. As a Financial Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and buil...

Application Deadline: None

Licensed Branch Operations Manager

DM Stone JobsInBrokerage.com - Walnut Creek, CA

National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff (around 30), running staff meetings, working with financial advisors to resolve issues (total around 90), principaling trades, working with systems (should be te...

Application Deadline: None

Regional Financial Advisor - NY, SF, SD, and Denver

DM Stone JobsInBrokerage.com - New York, NY

Position Summary The Regional Financial Advisor (RFA) is dedicated to increasing the number of clients and assets under management. The candidate will initially work under the mentoring of experienced Advisors to hone effective presentation skills, master our offerings spanning tax, estate planning and asset management, sharpen consultative selling techniques, and develop best-in-class client s...

Application Deadline: None

Successful Private Wealth Advisor

DM Stone JobsInBrokerage.com - Palo Alto, CA

Major bank is seeking successful private wealth advisor. Openings in San Jose and Palo Alto. Must have strong experience as a private client advisor with one of the major private WM groups, ideally a national institution. Base salary plus substantial bonus potential. Must be domiciled and have their existing clients in the SF Bay Area, be strong in sales and have some of the analytical skills w...

Application Deadline: None

FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions Performing the administration of and any services pursuant to administration agreements in respect of a portfolio of hedge funds; Assisting with the preparation ...

Application Deadline: None

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...

Application Deadline: None

Bank Internal Audit Management openings (will relo)

DM Stone JobsInBrokerage.com - San Francisco, CA

Our major bank clients in SF, CA are looking for internal audit management talent, in the six figure salary range (will pay relo). Experience in bank/financial services audit required and/or Big 4 experience. More info available.

Application Deadline: None