Jobs at FINRA

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Senior Vice President & Deputy Chief, Enforcement - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Vice President Deputy Chief of Enforcement opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, pl...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...

Application Deadline: None

Senior Architect - Rockville, MD or New York, NY

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Architect opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Senior Architect is autonomous in thei...

Application Deadline: None

Principal - Technology - Rockville, MD or New York, NY

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Principal opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Principal is generally autonomous in their complex sol...

Application Deadline: None

Lead Developer - Technology - Rockville, MD or New York, NY

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Developer opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Lead Developer, working independently, will develop, test, debug and documen...

Application Deadline: None

Analyst, Advertising Regulation - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: Reviews communications with the publi...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please submit your resume through our career site at www.finra.org/careers.  No phone calls, please.   Job Summary:  Examiners review ...

Application Deadline: None

Analytics Model Developer - New York, NY or Washington, DC

FINRA - New York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analytics Model Developer opening in New York, NY, or Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.

Application Deadline: None

Director, Predictive Analytics Modeling - New York, New York, or Washington, DC

FINRA - New York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Predictive Analytics Modeling opening in New York, NY or Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please

Application Deadline: None

FINRA Extern Office of the Ombudsman - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Undergraduate/Graduate Extern – Office of the Ombudsman opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.

Application Deadline: None

Attorney, Sales Practice Policy - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Attorney opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:

Application Deadline: None

Director, Market, Credit & Operational Risk, Regulatory Development & Services, New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Director, Market, Credit Operational Risk position in New York, NY.To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Director of Market, Credit and Operational Risk (?Direct...

Application Deadline: None

FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY

FINRA - Jericho, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY.  To be considered for this position, please submit your resume, writing sample and transcript through our careers site.     Term of Position:      Fall Semester:             September - ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or investigate risk areas of b...

Application Deadline: None

Compliance Examiner-Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wr...

Application Deadline: None
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