Most Recent FINRA Job Listings

Displaying results 1 - 15 of 132
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
FINRA
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Deputy District Director - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy District Director- Member Regulation,Sales Practice opening in Chicago, IL To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summa...
Application Deadline: None
FINRA
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Associate Director - Member Relations and Education - Rockville, MD or Washington, DC

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Member Relations and Education opening in Rockville, MD or Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers –...
Application Deadline: None
FINRA
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FINRA Extern (Unpaid) Chicago Equities - Market Surveillance - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   Externship Program:   FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago Equities Surveillance Department, part of FINRA Market Regulation, invites interested students to apply for our Externship Program. The Externship Program is unpaid bu...
Application Deadline: None
FINRA
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FINRA (Unpaid) Extern - OFDMI - Central Review Group - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the 2014 Fall semester. The purpose is to obtain an understanding of FINRA and how FINRA interrelates with the securities industry. This is an introductory-level position in which incumbents are training for assigned rol...
Application Deadline: None
FINRA
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Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, ple...
Application Deadline: None
FINRA
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Counsel - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: Participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regula...
Application Deadline: None
FINRA
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Administrative Assistant II/III - Legal and Policy - Rockville, MD

FINRA - Rockville, MD
    We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Administrative Assistant II/III opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone cal...
Application Deadline: None
FINRA
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Enforcement Investigator - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
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Coordinator III - Corporate Meetings and Conferences - Washington, DC

FINRA - Washington, DC
  We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Coordinator III – Corporate Meetings Travel opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please ...
Application Deadline: None
FINRA
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Manager II, Market Regulation - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Manager II, Market Regulation opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Assistant Director of Test Security for Professional Assessments, Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Test Security opening in Rockville, MD To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  ...
Application Deadline: None
FINRA
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Associate Developer, Technology - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer openings in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Trainer, Technology - Rockville, MD or New York, NY

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Trainer opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Enforcement Chief Counsel - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Chief Counsel opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job S...
Application Deadline: None
Displaying results 1 - 15 of 132
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