Most Recent FINRA Job Listings

Displaying results 1 - 15 of 63
FINRA

Attorney II - Member Regulation, Sales Practice Policy - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Attorney II opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Attorney will handle various ...
Posted May 10, 2013   —   Application Deadline: None
FINRA

Compliance Examiner, Member Regulation, Sales Practice - Boca Raton, FL

FINRA - Boca Raton, FL
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for a Compliance Examiner opening in Boca Raton, FL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers.  No phone calls, please.   Job Summary:  Examiners review o...
Posted May 08, 2013   —   Application Deadline: None
FINRA

Regulatory Coordinator, Member Regulation - Kansas City, MO

FINRA - Kansas City, MO
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Kansas City, MO office. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: Regulatory Coo...
Posted May 08, 2013   —   Application Deadline: None
FINRA

Regulatory Coordinator, Member Regulation, Sales Practice - Boca Raton, FL

FINRA - Boca Raton, FL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Boca Raton, FL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers. No phone calls please.   Job Summary:
Posted May 08, 2013   —   Application Deadline: None
FINRA

Director, Web Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Director of Web Services opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Director...
Posted May 03, 2013   —   Application Deadline: None
FINRA

Internet Analyst III, Web Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Internet Analyst III opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Analyst supp...
Posted May 03, 2013   —   Application Deadline: None
FINRA

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Posted May 02, 2013   —   Application Deadline: None
FINRA

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...
Posted Apr 30, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...
Posted Apr 29, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Apr 26, 2013   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Member Trading, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst, Member Trading opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Regulatory Analyst conducts routine review and investigations of u...
Posted Apr 26, 2013   —   Application Deadline: None
FINRA

Manager - Market Regulation, Member Trading- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Manager  opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Manager assists management in the planning, development, and implementation of...
Posted Apr 26, 2013   —   Application Deadline: None
FINRA

Associate Director, Fixed Income - Member Regulation, Shared Services - Washington, DC or New York, NY

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Associate Director, Fixed Income opening in Washington, DC or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Posted Apr 26, 2013   —   Application Deadline: None
FINRA

Associate Director, Office of Risk - Member Regulation, Shared Services - Washington, DC or New York, NY

FINRA - Washington, DC
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Associate Director opening in the Office of Risk in Washington, DC or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers.  No phone calls please.   Job Summary:
Posted Apr 26, 2013   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Special Reviews - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Regulatory Analyst conducts routine review and...
Posted Apr 25, 2013   —   Application Deadline: None
Displaying results 1 - 15 of 63