Most Recent FINRA Job Listings

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst, Options Regulation opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Regulatory Analyst conducts routine review and investigations ...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Test Development Editor - Qualifications opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Major Pu...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Team Leader - Associate Director opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   To assist in the leadership, oversight and supervision of a high risk regulato...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Attorney I opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Attorney will handle, un...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Counsel ...

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-do...

We Work to Protect Investors. Join our Team.   FINRA is seeking well-qualified candidates for future Risk Specialist openings in our Washington, DC office. To be considered, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: Assist in the design, dev...

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Dallas, TX.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, an...

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conducts...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-do...

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:   Reporting...

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegatio...