Most Recent FINRA Job Listings (Page 2)

Displaying results 16 - 30 of 136
FINRA
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Corporate Actions Analyst - Transparency Services, Market Operations - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Corporate Actions Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Corporate Actions Analyst performs a variety of specific duties depending on ...
Posted Apr 08, 2014   —   Application Deadline: None
FINRA
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Regulatory Analyst I - OFMDI - Front End Cause, Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst I opening in Rockville, MD To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summar...
Posted Apr 05, 2014   —   Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coor...
Posted Apr 05, 2014   —   Application Deadline: None
FINRA
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Financial Analyst II - Financial Planning - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Analyst II opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Major Purpose of This Job:  
Posted Apr 05, 2014   —   Application Deadline: None
FINRA
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Corporate Paralegal, Office of General Counsel - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Paralegal opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: Provides corporate paralega...
Posted Apr 05, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New Orleans, LA

FINRA - New Orleans, LA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New Orleans, LA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or investigate risk areas ...
Posted Apr 04, 2014   —   Application Deadline: None
FINRA
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Regulatory Analyst - OFDMI-Fraud - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:   The Regulatory Analyst conducts routine review and investigations of un...
Posted Apr 04, 2014   —   Application Deadline: None
FINRA
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Vice President & Associate General Counsel, Contracts & Code of Conduct - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Vice President Associate General Counsel, Contracts Code of Conduct opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Posted Apr 03, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Apr 03, 2014   —   Application Deadline: None
FINRA
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Deputy Unit Leader, Member Regulation, ROOR, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy Unit Leader, Member Regulation, ROOR opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Posted Apr 01, 2014   —   Application Deadline: None
FINRA
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Facilities Administrator II - Corporate Real Estate - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Facilities Administrator II opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please   Major Purpose: Primary back-up to Prope...
Posted Apr 01, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Posted Mar 29, 2014   —   Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Trading Analysis - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigat...
Posted Mar 27, 2014   —   Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our San Franciso, CA District office. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory ...
Posted Mar 26, 2014   —   Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...
Posted Mar 26, 2014   —   Application Deadline: None
Displaying results 16 - 30 of 136
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