Jobs at FINRA - Page 2

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Analyst, Quantitative Analytics - New York, NY

FINRA - New York, NY

Analyst, Quantitative Analytics - New York, NY( Job Number:  004180) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking well-qualified individuals for our Analyst, Quantitative Analytics openings in New York, NY. To be considered for these positions, please submit yo...

Application Deadline: None

Associate Director, Quantitative Analytics - New York, NY

FINRA - New York, NY

Associate Director, Quantitative Analytics - New York, NY( Job Number:  004181) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Quantitative Analytics opening in New York, NY. To be considered for this positi...

Application Deadline: None

Analyst, Advertising Regulation - Rockville, MD

FINRA - Rockville, MD

Analyst, Advertising Regulation - Rockville, MD( Job Number:  004182) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004179) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone call...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

Compliance Examiner, Member Regulation - Boca Raton, FL( Job Number:  004173) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please submit your resume through our career site at www...

Application Deadline: None

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004174) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None

Senior Director, Emerging Regulatory Issues - Washington, DC

FINRA - Washington, DC

Senior Director, Emerging Regulatory Issues - Washington, DC( Job Number:  003283) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director, Emerging Regulatory Issues opening in Washington, DC. To be considered for this position, please submit your resume through ou...

Application Deadline: None

Regulatory Coordinator - Market Regulation TFCE Fin Ops - Chicago, IL

FINRA - Chicago, IL

Regulatory Coordinator - Market Regulation TFCE Fin Ops - Chicago, IL( Job Number:  004017) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be considered for this position, please submit your resume through our career site at...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004169) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Regulatory Analyst, (Contractor) Options Regulation- New York, NY

FINRA - New York, NY

Regulatory Analyst, (Contractor) Options Regulation- New York, NY( Job Number:  004061) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career sit...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number:  004158) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job ...

Application Deadline: None

Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY

FINRA - New York, NY

Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY( Job Number:  004153) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Qualifications/Senior Qualifications Analyst opening in New York, NY. To be c...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004150) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Examiner – Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL

FINRA - Chicago, IL

Examiner – Market Regulation, Trading Financial Compliance Examinations - Chicago, IL( Job Number:  004147) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our  Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our car...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004140) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...

Application Deadline: None