Jobs at FINRA - Page 2

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Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004268) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004267) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004265) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Technology Delivery Lead - Rockville, MD - Contractor Conversion

FINRA - Rockville, MD

Technology Delivery Lead - Rockville, MD - Contractor Conversion( Job Number:  004262) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Technology Delivery Lead opening in Rockville, MD. To be considered for this position, please submit your resume through our careers...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004261) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Attorney/Contractor - Market Regulation, Operatons - Rockville, MD

FINRA - Rockville, MD

Attorney/Contractor - Market Regulation, Operatons - Rockville, MD( Job Number:  004242) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Attorney/Contractor opening in Rockville, MD. To be considered for this position, please su...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004264) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None

Examiner, Fixed Income Exams, Market Regulation- New York, NY

FINRA - New York, NY

Examiner, Fixed Income Exams, Market Regulation- New York, NY( Job Number:  004260) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone ...

Application Deadline: None

Systems Analyst - Technology - Rockville, MD

FINRA - Rockville, MD

Systems Analyst - Technology - Rockville, MD( Job Number:  004257) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through o...

Application Deadline: None

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD( Job Number:  004256) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone cal...

Application Deadline: None

Associate Developer in Test - Technology - Rockville, MD

FINRA - Rockville, MD

Associate Developer in Test - Technology - Rockville, MD( Job Number:  004250) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer in Test opening in Rockville, MD. To be considered for this position, please subm...

Application Deadline: None

Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL

FINRA - Chicago, IL

Financial Operations Examiner – Market Regulation, Trading Financial Compliance Examinations - Chicago, IL( Job Number:  004255) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in Chicago, IL. To be considered for this position, ...

Application Deadline: None

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL( Job Number:  004161) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone ...

Application Deadline: None

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004215) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Application Deadline: None

Regulatory Analyst, Market Regulation, Member Trading- New York, NY

FINRA - New York, NY

Regulatory Analyst, Market Regulation, Member Trading- New York, NY( Job Number:  004245) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career s...

Application Deadline: None