Jobs at FINRA - Page 2

46 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 16 - 30 of 46

Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Qualifications/Senior Qualifications Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please  ...

Application Deadline: Ninguno

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...

Application Deadline: Ninguno

Compliance Examiner-Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wr...

Application Deadline: Ninguno

Research Analyst III, Regulatory Programs - Washington, DC

FINRA - Washington, DC

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Research Analyst opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   J...

Application Deadline: Ninguno

HR Associate, Diversity & WorkLife (Part-Time) - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Human Resources Associate, Diversity WorkLife (part-time) opening in Rockville, MD. To be considered for this part-time position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please...

Application Deadline: Ninguno

FINRA Legal Extern (Unpaid) - Philadelphia, PA

FINRA - Philadelphia, PA

We Work to Protect Investors.  Join our Team.   FINRA is seeking well qualified individuals for our Legal Extern - Department of Enforcement opening in Philadelphia, PA.  To be considered for this position, please submit your resume, writing sample and transcript through our careers site.     Term of Position: Fall Semester: September - December Spring Sem...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, New York and New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.

Application Deadline: None

Enforcement Investigator - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:

Application Deadline: None

Associate Developer, Technology - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer openings in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Counse...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...

Application Deadline: None

Senior Software/Cloud Security Engineer - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Software/Cloud Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:

Application Deadline: None

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary:  

Application Deadline: Ninguno

Senior Director - Market Regulation - Rockville, MD

FINRA - Rockville, MD

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: To assist the Vice Pre...

Application Deadline: Ninguno
- Veteran committed job