Most Recent FINRA Job Listings (Page 2)

Displaying results 16 - 30 of 78
FINRA
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Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
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HR Associate, Diversity & WorkLife (Part-Time) - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Human Resources Associate, Diversity WorkLife (part-time) opening in Rockville, MD. To be considered for this part-time position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please...
Application Deadline: None
FINRA
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Regulatory Analyst, On Floor Surveillance, Member Trading New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
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IT Risk and Controls Examiner - Chicago, IL or New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our IT Risk and Controls Examiner opening in Chicago or New York. To be considered for this position, please submit your resume through our careers site. No phone calls, please.   Job Summary: Plans and conducts o...
Application Deadline: None
FINRA
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District Director-Denver Co

FINRA - Denver, CO
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our District Director opening in Denver, Co. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Major Purpose:
Application Deadline: None
FINRA
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Regulatory Analyst - OFDMI - Insider Trading - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   The Regulatory Analyst conducts routine review and investigations of unusual...
Application Deadline: None
FINRA
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FINRA Legal Extern (Unpaid) - Philadelphia, PA

FINRA - Philadelphia, PA
We Work to Protect Investors.  Join our Team.   FINRA is seeking well qualified individuals for our Legal Extern - Department of Enforcement opening in Philadelphia, PA.  To be considered for this position, please submit your resume, writing sample and transcript through our careers site.     Term of Position: Fall Semester: September - December Spring Sem...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, New York and New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:...
Application Deadline: None
FINRA
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Associate District Director - Member Regulation, Sales Practice - Philaelphia, PA

FINRA - Philadelphia, PA
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate District Director opening in Philadelphia, PA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.
Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Short Sales - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
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Regulatory Analyst, Shared Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Regulatory Programs group in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Regulatory Analyst - Chicago Equities Surveillance - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   The Regulatory Analyst conducts routine review and investigatio...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegation...
Application Deadline: None
FINRA
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Deputy District Director - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy District Director- Member Regulation,Sales Practice opening in Chicago, IL To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summa...
Application Deadline: None
Displaying results 16 - 30 of 78
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