Most Recent FINRA Job Listings (Page 2)

Displaying results 16 - 30 of 76
FINRA
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Regulatory Analyst - Market Regulation, Short Sales - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
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Regulatory Analyst, Shared Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening with our Regulatory Programs group in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegation...
Application Deadline: None
FINRA
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Regulatory Analyst - Chicago Equities Surveillance - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   The Regulatory Analyst conducts routine review and investigatio...
Application Deadline: None
FINRA
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Deputy District Director - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy District Director- Member Regulation,Sales Practice opening in Chicago, IL To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summa...
Application Deadline: None
FINRA
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Counsel - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: Participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regula...
Application Deadline: None
FINRA
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Enforcement Investigator - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
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Administrative Assistant II/III - Legal and Policy - Rockville, MD

FINRA - Rockville, MD
    We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Administrative Assistant II/III opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone cal...
Application Deadline: None
FINRA
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Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, ple...
Application Deadline: None
FINRA
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Coordinator III - Corporate Meetings and Conferences - Washington, DC

FINRA - Washington, DC
  We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Coordinator III – Corporate Meetings Travel opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please ...
Application Deadline: None
FINRA
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Associate Director of Test Security for Professional Assessments, Rockville, MD or NYC

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Test Security opening in Rockville, MD or NYC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. ...
Application Deadline: None
FINRA
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Trainer, Technology - Rockville, MD or New York, NY

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Trainer opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Associate Developer, Technology - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer openings in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
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Enforcement Chief Counsel - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Chief Counsel opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job S...
Application Deadline: None
FINRA
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Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Couns...
Application Deadline: None
Displaying results 16 - 30 of 76
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