Most Recent FINRA Job Listings (Page 2)

Displaying results 16 - 30 of 131
FINRA
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Vice President & Counsel, Oversight Liaison & Counsel - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Vice President Counsel opening with our Oversight Liaison Counsel department in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/c...
Application Deadline: None
FINRA
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Regulatory User Support Analyst, Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory User Support Analyst  opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please  
Application Deadline: None
FINRA
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FINRA Extern (unpaid) - Member Regulation, Sales Practice - Denver

FINRA - Denver, CO
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the upcoming Fall semester. The purpose of this position is for the student to obtain an understanding of FINRA and how FINRA interrelates with the securities industry. Students must receive school credit to be eligible to participat...
Application Deadline: None
FINRA
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Compliance Examiner, Member Regulation Sales Practice - San Francisco, CA

FINRA - San Francisco, CA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary: Examiners review or investigate risk areas of broker-...
Application Deadline: None
FINRA
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Marketing Analyst II - Communication Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Marketing Analyst II opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summa...
Application Deadline: None
FINRA
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Enforcement Investigator - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing ...
Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
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Regulatory Analyst - OFDMI - Insider Trading - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   The Regulatory Analyst conducts routine review and investigations of unusual...
Application Deadline: None
FINRA
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Administrative Assistant II - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Administrative Assistant II opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: Provides a...
Application Deadline: None
FINRA
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Enforcement Counsel - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Counse...
Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
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Regulatory Analyst, Options Regulation- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
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Investigator II, Corporate Financing - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Investigator II, Corporate Financing opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: R...
Application Deadline: None
FINRA
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Examination Director, Market Regulation, TFCE- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Director opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Examina...
Application Deadline: None
Displaying results 16 - 30 of 131
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