Jobs at FINRA - Page 2

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Deputy Regional Chief Counsel, Enforcement -San Francisco, CA

FINRA - San Francisco, CA

Deputy Regional Chief Counsel, Enforcement -San Francisco, CA( Job Number:  004128) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in San Francisco, CA. To be considered for this ...

Application Deadline: None

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO

FINRA - San Francisco, CA

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO( Job Number:  004129) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regional Counsel opening in San Francisco, CA or Denver, CO. To be considered for this position, please submi...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004127) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Hearing Officer, Office of the Hearing Officer - Washington, DC

FINRA - Washington, DC

Hearing Officer, Office of the Hearing Officer - Washington, DC( Job Number:  004126) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC. To be considered for this position, please submit your resume thr...

Application Deadline: None

Senior UX Designer - Rockville, MD

FINRA - Rockville, MD

Senior UX Designer - Rockville, MD( Job Number:  004124) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior UX Designer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone ca...

Application Deadline: None

Lead Systems Analyst - Technology, Rockville, MD

FINRA - Rockville, MD

Lead Systems Analyst - Technology, Rockville, MD( Job Number:  004123) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The L...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004121) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Principal - Technology - Rockville, MD

FINRA - Rockville, MD

Principal - Technology - Rockville, MD( Job Number:  004118) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Principal opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Principal is generally...

Application Deadline: None

Logistical Assistant I - II - Dispute Resolution - Chicago, IL

FINRA - Chicago, IL

Logistical Assistant I - II - Dispute Resolution - Chicago, IL( Job Number:  004114) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Logistical Assistant opening in Chicago, IL. To be considered for this position, please submit your resume through our c...

Application Deadline: None

Regulatory Analyst - OFDMI - Insider Trading - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI - Insider Trading - Rockville, MD( Job Number:  004110) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Sum...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004109) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None

Principal Training Examiner -Member Regulation- New York, NY

FINRA - New York, NY

Principal Training Examiner -Member Regulation- New York, NY( Job Number:  004103) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Principal Training Examiner opening in New York, NY. To be considered for this position, pleas...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX

FINRA - Dallas, TX

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX( Job Number:  004105) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Dallas, TX. To be considered for this opening, please submit your resume through our career si...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004096) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004095) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Application Deadline: None