Most Recent FINRA Job Listings (Page 2)

Displaying results 16 - 30 of 84
FINRA
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Examination Manager, Member Regulation Sales Practice - New Orleans, LA

FINRA - New Orleans, LA
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Examination Manager opening in New Orleans, LA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job...
Application Deadline: None
FINRA
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Attorney, Sales Practice Policy - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Attorney opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
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Associate Director - Member Relations and Education - Rockville, MD or Washington, DC

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Member Relations and Education opening in Rockville, MD or Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers –...
Application Deadline: None
FINRA
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Director, Market, Credit & Operational Risk, Regulatory Development & Services, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Director, Market, Credit Operational Risk position in New York, NY.To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Director of Market, Credit and Operational Risk (?Direct...
Application Deadline: None
FINRA
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Lead Developer - Technology - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Developer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Lead Developer, working independently, will develop, test, debug and document software compo...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or investigate risk areas of b...
Application Deadline: None
FINRA
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FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY.  To be considered for this position, please submit your resume, writing sample and transcript through our careers site.     Term of Position:      Fall Semester:             September - ...
Application Deadline: None
FINRA
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Examination Manager - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Financial Operations - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: Th...
Application Deadline: None
FINRA
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Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Qualifications/Senior Qualifications Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please  ...
Application Deadline: None
FINRA
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Compliance Examiner-Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wr...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doi...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: 
Application Deadline: None
FINRA
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Research Analyst III, Regulatory Programs - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Research Analyst opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   J...
Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Customer Issues - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
Displaying results 16 - 30 of 84
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