Jobs at FINRA - Page 3

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Examiner – IT Financial Operations, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our IT Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary

Application Deadline: None

Consolidated Supervised Entity Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Consolidated Supervised Entity (CSE) Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:...

Application Deadline: None

Senior Surveillance Developer - Technology - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Surveillance Developer opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Senior Surveillance  Developer, working independently, wil...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary: Conduct o...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...

Application Deadline: None

Business Analyst IV, Operations/Services, Market Regulation, - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Business Analyst IV opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   The Business Analyst IV...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts equities based operatio...

Application Deadline: None

Senior Economist - Washington, DC or New York, NY

FINRA - Washington, DC

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Economist opening in Washington, DC or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The ...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary: Conduct o...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or investigate risk areas of bro...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL

FINRA - Chicago, IL

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Cond...

Application Deadline: None

Spring 2015 Semester – FINRA Externship (Unpaid) - Equities Market Regulation – Chicago, IL

Financial Industry Regulatory Authority (FINRA) - Chicago, IL

Externship Program: The Chicago Equities Surveillance Group of FINRAs Market Regulation Department is now accepting applications for its Extern Program. The Externship Program is expressly for students who are eligible to receive school credit for their participation in the program (this is not a paid position). Eligible persons should apply online via FINRAs Externship Job Posting. The star...

Application Deadline: None
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