Most Recent FINRA Job Listings (Page 3)

Displaying results 31 - 45 of 64
FINRA

Regulatory Coordinator, Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please.   Job Summary:   Regulatory Coordi...
Posted Apr 15, 2013   —   Application Deadline: None
FINRA

Consolidated Supervised Entity Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Consolidated Supervised Entity (CSE) Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary:
Posted Apr 09, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Member Regulation - Seattle, WA

FINRA - Seattle, WA
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Seattle, WA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review...
Posted Mar 21, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Member Regulation - Los Angeles, CA

FINRA - Los Angeles, CA
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or...
Posted Mar 21, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Member Regulation - San Francisco, CA

FINRA - San Francisco, CA
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review ...
Posted Mar 21, 2013   —   Application Deadline: None
FINRA

Business Analyst III/Sr. Specialist - Market Regulation - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Business Analyst/Sr. Specialist opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Major Purpose: Participat...
Posted Mar 20, 2013   —   Application Deadline: None
FINRA

FINRA Investigative Extern (UNPAID), Enforcement - Boca Raton, FL

FINRA - Boca Raton, FL
We Work to Protect Investors. Join our Team.   We are seeking a well-qualified individual for an Investigative Externship in the Enforcement Department of our Boca Raton, FL office. This position is UNPAID and students must receive school credit to be eligible to participate. The Summer Externship Program runs from approximately May to Augu...
Posted Mar 15, 2013   —   Application Deadline: None
FINRA

Regulatory Coordinator - Member Regulation , ROOR- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Posted Mar 14, 2013   —   Application Deadline: None
FINRA

Fixed Income Specialist - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Fixed Income Specialist opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: Develop, impl...
Posted Mar 12, 2013   —   Application Deadline: None
FINRA

FINRA Extern, Member Regulation (UNPAID) - Los Angeles, CA

FINRA - Los Angeles, CA
We Work to Protect Investors. Join our Team.   2013 Summer Externship Program:   FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high - we are looking ...
Posted Mar 08, 2013   —   Application Deadline: None
FINRA

Examination Manager - Sales Practice, Member Regulation - Woodbridge, NJ

FINRA - Woodbridge, NJ
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Examination Manager develops and supervises District Office regulatory programs and wo...
Posted Feb 25, 2013   —   Application Deadline: None
FINRA

Analyst, Shared Services - Fixed Income - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Analyst, Shared Service – Fixed Income opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Posted Feb 25, 2013   —   Application Deadline: None
FINRA

Compliance Examiner - Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-...
Posted Jan 25, 2013   —   Application Deadline: None
FINRA

Regulatory Coordinator - Sales Practice, Member Regulation - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial...
Posted Dec 27, 2012   —   Application Deadline: None
FINRA

Regulatory Coordinator - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please.   Job Summary:   Regulatory Co...
Posted Dec 27, 2012   —   Application Deadline: None
Displaying results 31 - 45 of 64