Jobs at FINRA - Page 3

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Displaying results 31 - 45 of 77

Lead Application Security Engineer

FINRA - Rockville, MD

Lead Application Security Engineer( Job Number:  004137) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Lead Application Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Lead Securi...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004134) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge, NJ

Compliance Examiner - Member Regulation, Sales Practice - Woodbridge, NJ( Job Number:  004131) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our car...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004132) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Examination Manager - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Examination Manager - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004130) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in our San Francisco, CA location. To be considered for this position, please submit your resume through our careers site. No phone cal...

Application Deadline: None

Deputy Regional Chief Counsel, Enforcement -San Francisco, CA

FINRA - San Francisco, CA

Deputy Regional Chief Counsel, Enforcement -San Francisco, CA( Job Number:  004128) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in San Francisco, CA. To be considered for this ...

Application Deadline: None

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO

FINRA - San Francisco, CA

Regional Counsel, Enforcement - San Francisco, CA or Denver, CO( Job Number:  004129) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regional Counsel opening in San Francisco, CA or Denver, CO. To be considered for this position, please submi...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004127) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004121) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004109) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None

Principal Training Examiner -Member Regulation- New York, NY

FINRA - New York, NY

Principal Training Examiner -Member Regulation- New York, NY( Job Number:  004103) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Principal Training Examiner opening in New York, NY. To be considered for this position, pleas...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX

FINRA - Dallas, TX

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX( Job Number:  004105) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Dallas, TX. To be considered for this opening, please submit your resume through our career si...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004096) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004088) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004091) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None