Most Recent FINRA Job Listings (Page 3)

Displaying results 31 - 45 of 76
FINRA
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Vice President & Counsel, Oversight Liaison & Counsel - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Vice President Counsel opening with our Oversight Liaison Counsel department in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/c...
Application Deadline: None
FINRA
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Regulatory User Support Analyst, Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory User Support Analyst  opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please  
Application Deadline: None
FINRA
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Compliance Examiner, Member Regulation Sales Practice - San Francisco, CA

FINRA - San Francisco, CA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary: Examiners review or investigate risk areas of broker-...
Application Deadline: None
FINRA
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Marketing Analyst II - Communication Services - Washington, DC

FINRA - Washington, DC
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Marketing Analyst II opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summa...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing ...
Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
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Enforcement Counsel - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Counse...
Application Deadline: None
FINRA
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Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
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Regulatory Analyst, Options Regulation- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: 
Application Deadline: None
FINRA
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Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
FINRA
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Senior Software/Cloud Security Engineer - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Software/Cloud Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
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Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary:  
Application Deadline: None
FINRA
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Lead Systems Administrator/Engineer - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Lead Systems Administrator/Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Lead Systems Administrator/Engineer, worki...
Application Deadline: None
FINRA
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Software Security Engineer - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Staff Software Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Staff Security Engineer works under limited supervision and will perform i...
Application Deadline: None
Displaying results 31 - 45 of 76
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