Jobs at FINRA - Page 3

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Displaying results 31 - 45 of 89

Counsel - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD

Counsel - Market Regulation, Legal - Rockville, MD( Job Number:  004335) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: Participation in examinat...

Application Deadline: None

Market Operations Analyst - Transparency Services, Market Operations - Rockville, MD

FINRA - Rockville, MD

Market Operations Analyst - Transparency Services, Market Operations - Rockville, MD( Job Number:  004333) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Market Operations Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA

FINRA - Philadelphia, PA

Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA( Job Number:  004332) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Jo...

Application Deadline: None

Hearing Officer, Office of Hearing Officers - Washington, DC

FINRA - Washington, DC

Hearing Officer, Office of Hearing Officers - Washington, DC( Job Number:  004334) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC. To be considered for this position, please submit your resume throug...

Application Deadline: None

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD

Enforcement Counsel - Rockville, MD( Job Number:  004281) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/...

Application Deadline: None

Associate Director, Talent Acquisition & Mobility - Rockville, MD or New York, NY

FINRA - New York, NY

Associate Director, Talent Acquisition Mobility - Rockville, MD or New York, NY( Job Number:  004327) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Talent Acquisition Mobility opening in Rockville, MD or New Yo...

Application Deadline: None

Associate Director, Talent Acquisition & Mobility - Rockville, MD or New York, NY

FINRA - Rockville, MD

Associate Director, Talent Acquisition Mobility - Rockville, MD or New York, NY( Job Number:  004327) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Talent Acquisition Mobility opening in Rockville, MD or New Yo...

Application Deadline: None

Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY

FINRA - New York, NY

Qualifications/ Senior Qualifications Analyst - Testing and Continuing Education - New York, NY( Job Number:  004325) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Qualifications/Senior Qualifications Analyst opening in New York, NY. To be c...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004324) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Analyst/Contractor, Market Regulation, Member Trading - New York, NY

FINRA - New York, NY

Regulatory Analyst/Contractor, Market Regulation, Member Trading - New York, NY( Job Number:  004244) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst/Contractor opening in New York, NY. To be considered for this position, please submit your resume through...

Application Deadline: None

Enforcement Chief Counsel - New York, NY

FINRA - New York, NY

Enforcement Chief Counsel - New York, NY( Job Number:  004320) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Chief Counsel opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

IS Audit Project Leader II/Associate IS Audit Director,Rockville, MD

FINRA - Rockville, MD

IS Audit Project Leader II/Associate IS Audit Director,Rockville, MD( Job Number:  004319) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our IS Audit Project Leader/Associate IS Audit Director opening in Rockville, MD. To be considered for this...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL

FINRA - Chicago, IL

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL( Job Number:  004318) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Chicago, IL( Job Number:  004315) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career si...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004310) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None