Jobs at FINRA - Page 3

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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004091) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004090) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004089) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Enforcement Investigator - New York, NY

FINRA - New York, NY

Enforcement Investigator - New York, NY( Job Number:  004086) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in New York, NY.  To be considered for this position, please submit your resume through our career...

Application Deadline: None

Director, Enforcement Center - New York, NY

FINRA - New York, NY

Director, Enforcement Center - New York, NY( Job Number:  004085) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Enforcement Center opening in New York, NY. To be considered for this position, please submit your resume through our career site ...

Application Deadline: None

Senior Economist - Washington, DC or New York, NY

FINRA - New York, NY

Senior Economist - Washington, DC or New York, NY( Job Number:  003154) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Economist opening in Washington, DC or New York, NY. To be considered for this position, please submit your resume through our career site at www.f...

Application Deadline: None

Senior Economist - Washington, DC or New York, NY

FINRA - Washington, DC

Senior Economist - Washington, DC or New York, NY( Job Number:  003154) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Economist opening in Washington, DC or New York, NY. To be considered for this position, please submit your resume through our career site at www.f...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY( Job Number:  004083) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please su...

Application Deadline: None

Principal Examiner, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Principal Examiner, Member Regulation, ROOR - New York, NY( Job Number:  004084) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Principal Examiner opening in New York, NY. To be considered for this positi...

Application Deadline: None

Manager - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Manager - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004080) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Manager opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.f...

Application Deadline: None

Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group - New York, NY

FINRA - New York, NY

Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group - New York, NY( Job Number:  004072) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Investigator, OFDMI opening in New York, ...

Application Deadline: None

Surveillance Director, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Surveillance Director, Member Regulation, ROOR - New York, NY( Job Number:  004074) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Surveillance Director opening in New York, NY. To be considered for this ...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

Compliance Examiner, Member Regulation - Boca Raton, FL( Job Number:  004062) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please sub...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004057) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through ...

Application Deadline: None

Associate Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Associate Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004054) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Associate Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:...

Application Deadline: None