Jobs at FINRA - Page 3

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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts equities based operatio...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary: Conduct o...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please.   Job Summary:   Examiners review or investigate risk areas of bro...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL

FINRA - Chicago, IL

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Cond...

Application Deadline: None
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