Jobs at FINRA - Page 4

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Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  003863) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  003977) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  003963) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO( Job Number:  003992) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No ph...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  003980) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  003964) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Business Analyst Specialist- Surveillance Research, Methodologies, and Governancy New York, NY and Rockville, MD

FINRA - New York, NY

Business Analyst Specialist- Surveillance Research, Methodologies, and Governancy New York, NY and Rockville, MD( Job Number:  003778) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking well-qualified individuals for our Sr. Data Science Specialist openings in New Y...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - Chicago

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - Chicago( Job Number:  003873) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our ca...

Application Deadline: None

Senior Counsel, Office of General Counsel, Regulatory Practice & Policy - Washington, DC

FINRA - Washington, DC

Senior Counsel, Office of General Counsel, Regulatory Practice Policy - Washington, DC( Job Number:  003982) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Counsel opening in Washington, DC. To be considered fo...

Application Deadline: None

Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - New York, NY

FINRA - New York, NY

Financial Operations Examiner – Market Regulation, Trading Financial Compliance Examinations - New York, NY( Job Number:  003991) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position...

Application Deadline: None

Regulatory Analyst - Market Regulation, Municipal Bonds, - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Municipal Bonds, - Rockville, MD( Job Number:  003990) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone...

Application Deadline: None

FINRA Graduate Intern, Office of the Chief Economist - Washington, DC

FINRA - Washington, DC

FINRA Graduate Intern, Office of the Chief Economist - Washington, DC( Job Number:  003954) Description   We Work to Protect Investors. Join our Team.   2015 Summer Internship Program   FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an ...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  003888) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD

Enforcement Counsel - Rockville, MD( Job Number:  003986) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/...

Application Deadline: None

Training Manager, eLearning - Rockville, MD or New York, NY

FINRA - New York, NY

Training Manager, eLearning - Rockville, MD or New York, NY( Job Number:  003744) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Training Manager, eLearning opening in Rockville, MD or New York, NY. To be considered for this po...

Application Deadline: None