Jobs at FINRA - Page 4

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Compliance Examiner-Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner-Member Regulation, Sales Practice - Boston, MA( Job Number:  003374) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job S...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  003410) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resum...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

Compliance Examiner, Member Regulation - Boca Raton, FL( Job Number:  003659) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please submit your resume through our career site at www...

Application Deadline: None

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - Rockville, MD

Manager III,Broker Dealer Operations Financial Responsibility, Member Regulation, ROOR( Job Number:  003474) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this pos...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY( Job Number:  003597) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, New York and New York, NY...

Application Deadline: None

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - New York, NY

Manager III,Broker Dealer Operations Financial Responsibility, Member Regulation, ROOR( Job Number:  003474) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this pos...

Application Deadline: None

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR

FINRA - Washington, DC

Manager III,Broker Dealer Operations Financial Responsibility, Member Regulation, ROOR( Job Number:  003474) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager III opening in New York, NY, Rockville, MD, or Washington DC. To be considered for this pos...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  003625) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.FINRA.org. No phon...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Denver, CO

FINRA - Denver, CO

Compliance Examiner - Member Regulation, Sales Practice - Denver, CO( Job Number:  003887) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Denver, CO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone...

Application Deadline: None

Surveillance Assistant - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Surveillance Assistant - Member Regulation, ROOR- New York, NY( Job Number:  003913) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Surveillance Assistant opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no ph...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - Dallas, TX

FINRA - Dallas, TX

Regulatory Coordinator - Member Regulation, Sales Practice - Dallas, TX( Job Number:  003906) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Dallas, TX. To be considered for this position, please submit your resume through our career sit...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX

FINRA - Dallas, TX

Compliance Examiner - Member Regulation, Sales Practice - Dallas, TX( Job Number:  003867) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Dallas, TX. To be considered for this opening, please submit your resume through our career si...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  003863) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  003904) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No ph...

Application Deadline: None

Compliance Examiner, Member Regulation Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner, Member Regulation Sales Practice - Los Angeles, CA( Job Number:  003901) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. ...

Application Deadline: None