Most Recent FINRA Job Listings (Page 4)

Displaying results 46 - 60 of 63
FINRA

Director, Corporate Records - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Director, Corporate Records opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Director of Corporate Records (DCR) is responsib...
Posted Nov 16, 2012   —   Application Deadline: None
FINRA

Financial Operations Examiner - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary...
Posted Oct 23, 2012   —   Application Deadline: None
FINRA

Compliance Examiner - Sales Practice - Boston, Massachusetts

FINRA - Boston, MA
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations ...
Posted Oct 15, 2012   —   Application Deadline: None
FINRA

Compliance Examiner, Member Regulation - Atlanta, GA

FINRA - atlanta, GA
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:
Posted Oct 12, 2012   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Special Reviews - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Regulatory Analyst conducts routine revie...
Posted Oct 11, 2012   —   Application Deadline: None
FINRA

Senior Risk Specialist, Office of Risk - New York, NY or Washington, DC

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary...
Posted Oct 11, 2012   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Short Interest - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst (Short Interest) will be...
Posted Sep 24, 2012   —   Application Deadline: None
FINRA

Compliance Examiner - Market Regulation, TMMS Options - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations o...
Posted Sep 10, 2012   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Trading Practices - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and i...
Posted Sep 10, 2012   —   Application Deadline: None
FINRA

Financial Operations Examiner - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary...
Posted Sep 04, 2012   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, Floor Surveillance - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and in...
Posted Aug 30, 2012   —   Application Deadline: None
FINRA

Deputy Regional Chief Counsel - Enforcement - Dallas, Texas

FINRA - Dallas, TX
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Dallas, Texas. To be considered for this position, please submit your resume through our career site at www.finra.org/careers No phone calls, please.      ...
Posted Aug 30, 2012   —   Application Deadline: None
FINRA

Financial Operations Examiner - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job S...
Posted Aug 30, 2012   —   Application Deadline: None
FINRA

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Enforcement Counsel opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.    Job Summary: The Counsel performs a varie...
Posted Aug 30, 2012   —   Application Deadline: None
FINRA

Regulatory Analyst - Market Regulation, BX - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of...
Posted Aug 24, 2012   —   Application Deadline: None
Displaying results 46 - 60 of 63