Jobs at FINRA - Page 4

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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Equities - New York, NY( Job Number:  004057) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through ...

Application Deadline: None

Associate Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Associate Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004054) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Associate Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:...

Application Deadline: None

Senior Surveillance Developer - Technology - New York, NY

FINRA - New York, NY

Senior Surveillance Developer - Technology - New York, NY( Job Number:  004019) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Surveillance Developer opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, ple...

Application Deadline: None

System Analyst (IT Compliance Associate)- Technology-Rockville, MD.

FINRA - Rockville, MD

System Analyst (IT Compliance Associate)- Technology-Rockville, MD.( Job Number:  004050) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Systems Analyst opening in Rockville, MD. To be considered for this position, please submi...

Application Deadline: None

Deputy Director, Office of Fraud Detection, and Market Intelligence - Rockville, Md

FINRA - Rockville, MD

Deputy Director, Office of Fraud Detection, and Market Intelligence - Rockville, Md( Job Number:  004029) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Director, Office of Fraud Detection Market Integrity opening in Rockville, MD. To ...

Application Deadline: None

Compliance Analyst, Office of General Counsel - Washington, DC

FINRA - Washington, DC

Compliance Analyst, Office of General Counsel - Washington, DC( Job Number:  004033) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Compliance Analyst opening with our Office of General Counsel in Washington, DC. To be c...

Application Deadline: None

Economic Research Analyst - Washington, DC

FINRA - Washington, DC

Economic Research Analyst - Washington, DC( Job Number:  002960) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Economic Research Analyst opening in Washington, DC. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Associate Examiner, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Associate Examiner, Member Regulation, ROOR - New York, NY( Job Number:  004013) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Associate Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra....

Application Deadline: None

Associate Examiner, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Associate Examiner, Member Regulation, ROOR - New York, NY( Job Number:  004014) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Associate Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra....

Application Deadline: None

Regulatory Coordinator - Market Regulation TFCE Fin Ops - Chicago, IL

FINRA - Chicago, IL

Regulatory Coordinator - Market Regulation TFCE Fin Ops - Chicago, IL( Job Number:  004017) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be considered for this position, please submit your resume through our career site at...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL

FINRA - Chicago, IL

Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL( Job Number:  004039) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through ...

Application Deadline: None

Compliance Examiner, Member Regulation - Boca Raton, FL

FINRA - Boca Raton, FL

Compliance Examiner, Member Regulation - Boca Raton, FL( Job Number:  004051) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please sub...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004022) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Undergrad/Grad Co-Op Intern-Technology Developer - Rockville, MD or New York, NY

FINRA - New York, NY

Undergrad/Grad Co-Op Intern-Technology Developer - Rockville, MD or New York, NY( Job Number:  004049) Description   We Work to Protect Investors. Join our Team.   Co-op Internship Program   Major Purpose: FINRA’s cooperative Intern program is a unique opportunity for students to apply their academi...

Application Deadline: None

Undergrad/Grad Co-Op Intern-Technology Developer - Rockville, MD or New York, NY

FINRA - Rockville, MD

Undergrad/Grad Co-Op Intern-Technology Developer - Rockville, MD or New York, NY( Job Number:  004049) Description   We Work to Protect Investors. Join our Team.   Co-op Internship Program   Major Purpose: FINRA’s cooperative Intern program is a unique opportunity for students to apply their academi...

Application Deadline: None