Most Recent FINRA Job Listings (Page 4)

Displaying results 46 - 60 of 88
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY and New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY and New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegation...
Application Deadline: None
FINRA
Veteran-icon_2

Deputy District Director - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy District Director- Member Regulation,Sales Practice opening in Chicago, IL To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summa...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Analyst - OFDMI/ Office of Whistleblower - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, ple...
Application Deadline: None
FINRA
Veteran-icon_2

Enforcement Investigator - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:
Application Deadline: None
FINRA
Veteran-icon_2

Counsel - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary: Participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regula...
Application Deadline: None
FINRA
Veteran-icon_2

Associate Developer, Technology - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer openings in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
Veteran-icon_2

Associate Director of Test Security for Professional Assessments, Rockville, MD or NYC

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Test Security opening in Rockville, MD or NYC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. ...
Application Deadline: None
FINRA
Veteran-icon_2

Trainer, Technology - Rockville, MD or New York, NY

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Trainer opening in Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.  
Application Deadline: None
FINRA
Veteran-icon_2

Enforcement Counsel - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Couns...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing ...
Application Deadline: None
FINRA
Veteran-icon_2

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
Veteran-icon_2

Enforcement Counsel - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.   Job Summary: The Counse...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary: The Regulatory Analyst conducts routine review and investigations of un...
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Analyst, Options Regulation- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:  
Application Deadline: None
FINRA
Veteran-icon_2

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   Regulatory Coordinators monitor and evaluate the financial and ...
Application Deadline: None
Displaying results 46 - 60 of 88
- Veteran committed job