Jobs at FINRA - Page 4

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Regional Counsel, Enforcement - Chicago, IL

FINRA - Chicago, IL

Regional Counsel, Enforcement - Chicago, IL( Job Number:  004216) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job S...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004212) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Senior Director, Strategy - Washington, DC

FINRA - Washington, DC

Senior Director, Strategy - Washington, DC( Job Number:  004213) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Director, Strategy opening in Washington, DC. To be considered for this position, please submit your resume ...

Application Deadline: None

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD

FINRA - Rockville, MD

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD( Job Number:  004214) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Regulatory Training Specialist opening in Rockville, MD. To be considered for...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004206) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004205) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Lead Regulatory Training Specialist, Business Solutions - Rockville, MD

FINRA - Rockville, MD

Lead Regulatory Training Specialist, Business Solutions - Rockville, MD( Job Number:  003853) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Regulatory Training Specialist opening in Rockville, MD. To be considered for thi...

Application Deadline: None

Associate Developer I, Technology - Rockville, MD

FINRA - Rockville, MD

Associate Developer I, Technology - Rockville, MD( Job Number:  004197) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer I opening in Rockville, MD. To be considered for this position, please submit your resum...

Application Deadline: None

Senior Application Security Engineer - Rockville, MD

FINRA - Rockville, MD

Senior Application Security Engineer - Rockville, MD( Job Number:  004193) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.o...

Application Deadline: None

Associate Developer in Test - Technology - Rockville, MD

FINRA - Rockville, MD

Associate Developer in Test - Technology - Rockville, MD( Job Number:  003714) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Developer in Test opening in Rockville, MD. To be considered for this position, please subm...

Application Deadline: None

Examiner – Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL

FINRA - Chicago, IL

Examiner – Market Regulation, Trading Financial Compliance Examinations - Chicago, IL( Job Number:  004183) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our  Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our car...

Application Deadline: None

Associate Director, Quantitative Analytics - New York, NY

FINRA - New York, NY

Associate Director, Quantitative Analytics - New York, NY( Job Number:  004181) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Quantitative Analytics opening in New York, NY. To be considered for this positi...

Application Deadline: None

Analyst, Quantitative Analytics - New York, NY

FINRA - New York, NY

Analyst, Quantitative Analytics - New York, NY( Job Number:  004180) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking well-qualified individuals for our Analyst, Quantitative Analytics openings in New York, NY. To be considered for these positions, please submit yo...

Application Deadline: None

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004174) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None

Senior Director, Emerging Regulatory Issues - Washington, DC

FINRA - Washington, DC

Senior Director, Emerging Regulatory Issues - Washington, DC( Job Number:  003283) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Director, Emerging Regulatory Issues opening in Washington, DC. To be considered for this position, please submit your resume through ou...

Application Deadline: None