Most Recent FINRA Job Listings (Page 5)

Displaying results 46 - 60 of 126
FINRA
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Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...
Application Deadline: None
FINRA
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Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   Conduct...
Application Deadline: None
FINRA
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FINRA Legal Extern, Enforcement (UNPAID) - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking well-qualified individuals for our Legal Extern - Department of Enforcement opening in New York, NY. To be considered for this position, please submit your cover letter, resume, writing sample and transcript through our Externship career site at www.finra.org/careers.   Term of Position:...
Application Deadline: None
FINRA
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Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine revie...
Application Deadline: None
FINRA
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Paralegal I, Market Regulation, Legal, New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Paralegal I opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.     Job Summary: Provides p...
Application Deadline: None
FINRA
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Regulatory Analyst- Member Trading, Market Regulation - New York, NY

FINRA - New York, NY
We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls, please.   Job Summary:   The Regulatory...
Application Deadline: None
FINRA
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Director I, Forensic & Litigation Support - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Director, Forensic Investigations Litigation Support opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary:...
Application Deadline: None
FINRA
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Director I, Operations/Services, Market Regulation, - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Director I opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   A senior managerial position within...
Application Deadline: None
FINRA
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Business Analyst IV, Operations/Services, Market Regulation, - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Business Analyst IV opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please.   Job Summary:   The Business Analyst IV...
Application Deadline: None
FINRA
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Deputy District Director, Member Regulation Sales Practice - Boca Raton, FL

FINRA - Boca Raton, FL
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Deputy District Director opening in Boca Raton, FL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Summary: The Deputy D...
Application Deadline: None
FINRA
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Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please.   Job Summary:   The Compliance Examiner conducts routine review and inve...
Application Deadline: None
FINRA
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Associate Principal Specialist, Credit Regulation, New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Principal Specialist opening in New York, NY. To be considered for this position, please submit your resume and writing sample through our careers site-no phone calls, please. Job Summary:   Research and provide technical guidance and education ...
Application Deadline: None
FINRA
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Enforcement Investigator, Case Development Team - Rockville, MD

FINRA - Rockville, MD
We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Investigator opening with our Enforcement Case Development Team in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone ca...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
FINRA
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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY
We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing...
Application Deadline: None
Displaying results 46 - 60 of 126
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