Compliance Analyst, Marketing Review Job Listing at Prudential in Newark, NJ

The Marketing Material Reviewer (MMR) is responsible for compliance functions with regard to approval of sales and advertising material. This position involves marketing material review, including the review of new products, reference, training, educational materials, marketing, advertising, and other public communications to ensure compliance with regulatory requirements, internal company policies and procedures and the preparation of necessary filings with appropriate regulatory agencies. Responsibilities can include both broad compliance issues (e.g., evaluation of new regulations, research on major issues, development of Prudential's response to proposed regulations) and more narrowly defined issues.

Candidates should possess solid knowledge of the principles/concepts/practices of the compliance discipline, utilize analytic and negotiating skills with, and provide guidance with regard to sales, advertising and marketing materials. 

• one to three years experience in Compliance, or similar function;
• broad understanding of advertising regulations relating to insurance and financial products as well as SEC, FINRA, and State Department of Insurance requirements;
• familiarity with issues relating to the Internet and electronic commerce;
• excellent project management and organizational skills;
• currently possess Series 6 and 26; or willingness to obtain those licenses within three months;
• previous experience in sales and advertising is highly desired but not required.

Commensurate experience will be considered.